エドガーで原本を確認する
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 16, 2023
SES AI CORPORATION
(Exact name of registrant as specified in its charter)
Delaware |
|
001-39845 |
|
88-0641865 |
|
(State or other jurisdiction of incorporation) |
|
(Commission |
|
(IRS Employer |
SES AI Corporation
35 Cabot Road
Woburn, MA 01801
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code: (339) 298-8750
N/A
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act
Title of each class |
|
Trading |
|
Name of each exchange on which registered |
Class A common stock, $0.0001 par value per share |
|
SES |
|
The New York Stock Exchange |
Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share |
|
SES WS |
|
The New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐
5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On August 16. 2023, Rohit Makharia transitioned from his role as Chief Operating Officer of SES AI Corporation (the “Company”) into a new executive leadership role of Chief Strategy Officer. Mr. Makharia will continue to report directly to the Company’s Chief Executive Officer and focus on identifying, evaluating and negotiating strategic technical partnerships. Mr. Makharia will continue to serve as President of the Company. There are no changes to Mr. Makharia’s compensatory arrangements in connection with this transition of his role and responsibilities.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|
SES AI Corporation |
|
|
|
|
Date: August 18, 2023 |
By: |
/s/ Jing Nealis |
|
Name: |
Jing Nealis |
|
Title: |
Chief Financial Officer |