0001691303falsetrue00016913032023-09-222023-09-220001691303us-gaap:CommonStockMember2023-09-222023-09-220001691303us-gaap:PreferredStockMember2023-09-222023-09-22

 

 

 

 

 

(Exact Name of Registrant as Specified in its Charter)

 

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

☐            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☒            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Exchange Act:

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o Item 1.04 Mine Safety - Reporting of Shutdowns and Patterns of Violations.

 

Section 1503 of the Dodd-Frank Wall Street and Consumer Protection Act (the "Act") requires a Current Report on Form 8-K if a company is issued an imminent danger order under Section 107(a) of the Federal Mine Safety and Health Act of 1977 (the "Mine Act") issued by the federal Mine Safety and Health Administration ("MSHA").

On September 22, 2023, Warrior Met Coal Mining, LLC, a subsidiary of Warrior Met Coal, Inc. (the "Company") received an imminent danger order under Section 107(a) of the Mine Act at Mine No. 4. On that date, an MSHA representative allegedly observed non-permissible equipment being operated in a restricted area. Mine No. 4 management personnel immediately mitigated the situation. No injuries resulted from the condition and production at the mine was briefly interrupted but has resumed. The Company reserves the right to contest the 107(a) order and any accompanying citations.

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.