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6-K 1 a9013u.htm HOLDING(S) IN COMPANY a9013u
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER
 
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
 
For the month of September, 2026
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
(Translation of registrant's name into English)
 
15/F, One International Finance Centre,
1 Harbour View Street, Central,
Hong Kong, China
 
(Address of principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
 
Form 20-F X           Form 40-F
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes              No X
 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
 
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
GB0007099541
 
Issuer Name
Prudential Public Limited Company
 
UK or Non-UK Issuer
UK
 
2. Reason for Notification
An acquisition or disposal of voting rights
 
3. Details of person subject to the notification obligation
 
Name
UBS Group AG-Investment Bank & Global Wealth Management
 
City of registered office (if applicable)
London
 
Country of registered office (if applicable)
United Kingdom
 
4. Details of the shareholder
Name
 
City of registered office
 
Country of registered office
 
UBS AG
 
London
 
United Kingdom
 
 
5. Date on which the threshold was crossed or reached
11-Sep-2026
 
6. Date on which Issuer notified
15-Sep-2026
 
7. Total positions of person(s) subject to the notification obligation
 
% of voting rights attached to shares (total of 8.A)
 
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
 
Total number of voting rights held in issuer
 
Resulting situation on the date on which threshold was crossed or reached
 
5.012263
 
0.106229
 
5.118492
 
127595234
 
Position of previous notification (if applicable)
 
0.000000
 
0.000000
 
0.000000
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
Class/Type of shares ISIN code(if possible)
 
Number of direct voting rights (DTR5.1)
 
Number of indirect voting rights (DTR5.2.1)
 
% of direct voting rights (DTR5.1)
 
% of indirect voting rights (DTR5.2.1)
 
GB0007099541
 
 
124947129
 
 
5.012263
 
Sub Total 8.A
124947129
 
5.012263%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of financial instrument
 
Expiration date
 
Exercise/conversion period
 
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
 
Depositary Receipts (US74435K2042)
 
 
At any time
 
1252
 
0.000050
 
Right to recall on Depositary Receipts (US74435K2042)
 
 
At any time
 
617624
 
0.024776
 
Long Call Option
 
14/12/2026 - 18/06/2027
 
 
965496
 
0.038731
 
Sub Total 8.B1
 
1584372
 
0.063557%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
Type of financial instrument
 
Expiration date
 
Exercise/conversion period
 
Physical or cash settlement
 
Number of voting rights
 
% of voting rights
 
Long Call Option
 
09/10/2026 - 02/12/2026
 
 
Cash
 
37221
 
0.001493
 
Short Put Option
 
18/12/2026 - 18/06/2027
 
 
Physical
 
947000
 
0.037989
 
Equity Swaps
 
19/02/2027 - 26/03/2029
 
 
Cash
 
7534
 
0.000302
 
Swaps on Baskets
 
14/07/2027 - 27/09/2030
 
 
Cash
 
27611
 
0.001108
 
Reverse Convertible Bond
 
29/10/2026
 
 
Physical
 
44367
 
0.001780
 
Sub Total 8.B2
 
1063733
 
0.042672%
 
 
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
Ultimate controlling person
 
Name of controlled undertaking
 
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
UBS Group AG (Chain 1)
 
 
 
 
 
UBS Group AG (Chain 1)
 
UBS AG
 
5.011321
 
 
5.117500%
 
UBS Group AG (Chain 2)
 
 
 
 
 
UBS Group AG (Chain 2)
 
UBS AG
 
5.011321
 
 
5.117500%
 
UBS Group AG (Chain 2)
 
UBS Bank (Canada)
 
 
 
 
UBS Group AG (Chain 3)
 
 
 
 
 
UBS Group AG (Chain 3)
 
UBS AG
 
5.011321
 
 
5.117500%
 
UBS Group AG (Chain 3)
 
UBS Americas Holding LLC
 
 
 
 
UBS Group AG (Chain 3)
 
UBS Americas Inc.
 
 
 
 
UBS Group AG (Chain 3)
 
UBS Securities LLC
 
 
 
 
UBS Group AG (Chain 4)
 
 
 
 
 
UBS Group AG (Chain 4)
 
UBS AG
 
5.011321
 
 
5.117500%
 
UBS Group AG (Chain 4)
 
UBS Americas Holding LLC
 
 
 
 
UBS Group AG (Chain 4)
 
UBS Americas Inc.
 
 
 
 
UBS Group AG (Chain 4)
 
UBS Financial Services Inc.
 
 
 
 
 
10. In case of proxy voting
Name of the proxy holder
 
The number and % of voting rights held
 
The date until which the voting rights will be held
 
If date does not apply, explain below
 
11. Additional Information
 
12. Date of Completion
15-Sep-2026
 
13. Place Of Completion
Zurich, Switzerland
 
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
Date: 16 September 2026
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
 
By: /s/ Sylvia Edwards
 
 
 
Sylvia Edwards
 
Deputy Group Secretary