|
|
Exhibit
No. 1
|
Holding(s)
in Company dated 5 February 2024
|
Exhibit
No. 2
|
Directorate
Change dated Day 6 February 2024
|
Exhibit
No. 3
|
Paul
Thwaite appointed as NatWest Group CEO dated 16 February
2024
|
Exhibit
No. 4
|
Publication
of Supplementary Prospectus dated 16 February 2024
|
Exhibit
No. 5
|
Commencement
of On Market Share Buyback Programme dated 19 February
2024
|
Exhibit
No. 6
|
Holding(s)
in Company dated 19 February 2024
|
Exhibit
No. 7
|
Notice
of Redemption dated 22 February 2024
|
Exhibit
No. 8
|
Holding(s)
in Company – HMT shareholding dated 26 February
2024
|
Exhibit
No. 9
|
Total
Voting Rights dated 29 February 2024
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
NatWest Group plc
|
|||||
1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
|
||||||
An acquisition or disposal of voting rights
|
x
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
The Commissioners of His Majesty's Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
4. Full name of shareholder(s) (if
different from 3.)v
|
||||||
Name
|
The Solicitor for the Affairs of His Majesty's
Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
2 February 2024
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
2 February 2024
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
34.96%
|
|
34.96%
|
35,093,417,576
|
||
Position of previous notification (if
applicable)
|
35.94%
|
|
35.94%
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||||||||||||||||
A: Voting rights attached to shares
|
|||||||||||||||||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||||||||||||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
||||||||||||||||||||
Ordinary Shares of £1.0769 each GB00BM8PJY71
|
12,267,836,404
|
|
34.96%
|
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
SUBTOTAL 8. A
|
12,267,836,404
|
34.96%
|
|||||||||||||||||||||
|
|||||||||||||||||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||||||||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
SUBTOTAL 8. B 1
|
|
|
|||||||||||||||||||
|
|||||||||||||||||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||||||||||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
SUBTOTAL 8.B.2
|
|
|
||||||||||||||||||
|
|||||||||||||||||||||||
9. Information in relation to the person subject to the
notification obligation (please mark
the
applicable
box with an "X")
|
|||||||||||||||||||||||
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
||||||||||||||||||||||
Full chain of controlled undertakings through which
the voting rights and/or thefinancial instruments are effectively
held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as
necessary)
|
x
|
||||||||||||||||||||||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
||||||||||||||||||||
UK
Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with His Majesty's
Treasury).
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's
Treasury.
|
|||||||||||||||||||||||
The
Commissioners of His Majesty's Treasury
|
34.96%
|
|
34.96%
|
||||||||||||||||||||
|
|
|
|
||||||||||||||||||||
|
|
|
|
||||||||||||||||||||
|
|||||||||||||||||||||||
10. In case of proxy voting, please
identify:
|
|||||||||||||||||||||||
Name of
the proxy holder
|
|
||||||||||||||||||||||
The
number and % of voting rights held
|
|
||||||||||||||||||||||
The
date until which the voting rights will be held
|
|
||||||||||||||||||||||
|
|||||||||||||||||||||||
11. Additional informationxvi
|
|||||||||||||||||||||||
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's Treasury
(HMT).
The
percentage of voting rights held by HMT in NatWest Group plc (NWG),
as shown on this form (34.96%), has been calculated following the
disposal by HMT of 97,917,196 ordinary shares in NWG since its last
TR-1 notification on 22 January 2024.
The
percentage of voting rights held by HMT could move up or down going
forward depending on the number of shares repurchased by NWG and
the progress of sales under HMT's trading plan announced on 22 July
2021 and most recently extended on 3 April 2023.
|
Place of completion
|
London,
England
|
Date of completion
|
2
February 2024
|
|
|
NatWest Group plc
|
2138005O9XJIJN4JPN90
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
NatWest Group plc
|
|||||
1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
|
||||||
An acquisition or disposal of voting rights
|
x
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
The Commissioners of His Majesty's Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
4. Full name of shareholder(s) (if
different from 3.)v
|
||||||
Name
|
The Solicitor for the Affairs of His Majesty's
Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
16 February 2024
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
16 February 2024
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
33.56%
|
|
33.56%
|
35,093,417,576
|
||
Position of previous notification (if
applicable)
|
34.96%
|
|
34.96%
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
|||||||||||||||||||||||
A: Voting rights attached to shares
|
|||||||||||||||||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
|||||||||||||||||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
||||||||||||||||||||
Ordinary Shares of £1.0769 each GB00BM8PJY71
|
11,776,787,296
|
|
33.56%
|
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
SUBTOTAL 8. A
|
11,776,787,296
|
33.56%
|
|||||||||||||||||||||
|
|||||||||||||||||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
|||||||||||||||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
|
|
|
|||||||||||||||||||
|
|
SUBTOTAL 8. B 1
|
|
|
|||||||||||||||||||
|
|||||||||||||||||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
|||||||||||||||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
|
|
|
||||||||||||||||||
|
|
|
SUBTOTAL 8.B.2
|
|
|
||||||||||||||||||
|
|||||||||||||||||||||||
9. Information in relation to the person subject to the
notification obligation (please mark
the
applicable
box with an "X")
|
|||||||||||||||||||||||
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
||||||||||||||||||||||
Full chain of controlled undertakings through which
the voting rights and/or thefinancial instruments are effectively
held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as
necessary)
|
x
|
||||||||||||||||||||||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
||||||||||||||||||||
UK
Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with His Majesty's
Treasury).
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's
Treasury.
|
|||||||||||||||||||||||
The
Commissioners of His Majesty's Treasury
|
33.56%
|
|
33.56%
|
||||||||||||||||||||
|
|
|
|
||||||||||||||||||||
|
|
|
|
||||||||||||||||||||
|
|||||||||||||||||||||||
10. In case of proxy voting, please
identify:
|
|||||||||||||||||||||||
Name of
the proxy holder
|
|
||||||||||||||||||||||
The
number and % of voting rights held
|
|
||||||||||||||||||||||
The
date until which the voting rights will be held
|
|
||||||||||||||||||||||
|
|||||||||||||||||||||||
11. Additional informationxvi
|
|||||||||||||||||||||||
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's Treasury
(HMT).
The
percentage of voting rights held by HMT in NatWest Group plc (NWG),
as shown on this form (33.56%), has been calculated following the
disposal by HMT of 122,762,277 ordinary shares in NWG since its
last TR-1 notification on 5 February 2024.
The
percentage of voting rights held by HMT could move up or down going
forward depending on the number of shares repurchased by NWG and
the progress of sales under HMT's trading plan announced on 22 July
2021 and most recently extended on 3 April 2023.
|
Place of completion
|
London,
England
|
Date of completion
|
16
February 2024
|
Legal Entity Identifiers
|
|
NatWest Group plc
|
2138005O9XJIJN4JPN90
|
NOTIFICATION OF MAJOR HOLDINGS (to
be sent to the relevant issuer and to the FCA in
Microsoft Word format if possible)i
|
||||||
|
||||||
1a. Identity of the issuer or the underlying issuer of existing
shares to which voting rights are attachedii:
|
NatWest Group plc
|
|||||
1b. Please indicate if the issuer is a non-UK
issuer (please
mark with an "X" if appropriate)
|
||||||
Non-UK issuer
|
|
|||||
2. Reason for the notification (please
mark the appropriate box or boxes with an "X")
|
||||||
An acquisition or disposal of voting rights
|
x
|
|||||
An acquisition or disposal of financial instruments
|
|
|||||
An event changing the breakdown of voting rights
|
|
|||||
Other (please specify)iii:
|
|
|||||
3. Details of person subject to the notification
obligationiv
|
||||||
Name
|
The Commissioners of His Majesty's Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
4. Full name of shareholder(s) (if
different from 3.)v
|
||||||
Name
|
The Solicitor for the Affairs of His Majesty's
Treasury
|
|||||
City and country of registered office (if applicable)
|
London, England
|
|||||
5. Date on which the threshold was crossed or
reachedvi:
|
23 February 2024
|
|||||
6. Date on which issuer notified (DD/MM/YYYY):
|
23 February 2024
|
|||||
7. Total positions of person(s) subject to the notification
obligation
|
||||||
|
% of voting rights attached to shares (total of 8. A)
|
% of voting
rights through financial
instruments(total of 8.B 1 + 8.B 2)
|
Total of both in % (8.A + 8.B)
|
Total number of voting rights of issuervii
|
||
Resulting situation on the date on which threshold was crossed or
reached
|
32.88%
|
|
32.88%
|
35,093,417,576
|
||
Position of previous notification (if
applicable)
|
33.56%
|
|
33.56%
|
|
8. Notified details of the resulting situation on the date on which
the threshold was crossed or reachedviii
|
||||||||||||||||||
A: Voting rights attached to shares
|
||||||||||||||||||
Class/type ofshares
ISIN code (if possible)
|
Number of voting rightsix
|
% of voting rights
|
||||||||||||||||
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1)
|
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
|
|||||||||||||||
Ordinary Shares of £1.0769 each GB00BM8PJY71
|
11,537,714,952
|
|
32.88%
|
|
||||||||||||||
|
|
|
|
|
||||||||||||||
|
|
|
|
|
||||||||||||||
SUBTOTAL 8. A
|
11,537,714,952
|
32.88%
|
||||||||||||||||
|
||||||||||||||||||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive
2004/109/EC (DTR5.3.1.1 (a))
|
||||||||||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Periodxi
|
Number of voting rights that may be acquired if the instrument
is
exercised/converted.
|
% of voting rights
|
||||||||||||||
|
|
|
|
|
||||||||||||||
|
|
|
|
|
||||||||||||||
|
|
|
|
|
||||||||||||||
|
|
SUBTOTAL 8. B 1
|
|
|
||||||||||||||
|
||||||||||||||||||
B 2: Financial Instruments with similar economic effect according
to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
|
||||||||||||||||||
Type of financial instrument
|
Expirationdatex
|
Exercise/Conversion Period xi
|
Physical or cash
settlementxii
|
Number of voting rights
|
% of voting rights
|
|||||||||||||
|
|
|
|
|
|
|||||||||||||
|
|
|
|
|
|
|||||||||||||
|
|
|
|
|
|
|||||||||||||
|
|
|
SUBTOTAL 8.B.2
|
|
|
|||||||||||||
|
||||||||||||||||||
9. Information in relation to the person subject to the
notification obligation (please mark
the
applicable
box with an "X")
|
|
|||||||||||||||||
Person
subject to the notification obligation is not controlled by any
natural person or legal entity and does not control any other
undertaking(s) holding directly or indirectly an interest in the
(underlying) issuerxiii
|
|
|||||||||||||||||
Full chain of controlled undertakings through which
the voting rights and/or thefinancial instruments are effectively
held starting with the ultimate controlling natural person or legal
entityxiv (please add additional rows as
necessary)
|
x
|
|||||||||||||||||
Namexv
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total
of both if it equals or is higher than the notifiable
threshold
|
|||||||||||||||
UK
Government Investments Limited, a company wholly-owned by His
Majesty's Treasury, is entitled to exercise control over the voting
rights which are the subject of this notification (pursuant to
certain management arrangements agreed with His Majesty's
Treasury).
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's Treasury.
|
||||||||||||||||||
The
Commissioners of His Majesty's Treasury
|
32.88%
|
|
32.88%
|
|||||||||||||||
|
|
|
|
|||||||||||||||
|
|
|
|
|||||||||||||||
|
||||||||||||||||||
10. In
case of proxy voting, please identify:
|
||||||||||||||||||
Name of
the proxy holder
|
|
|||||||||||||||||
The
number and % of voting rights held
|
|
|||||||||||||||||
The
date until which the voting rights will be held
|
|
|||||||||||||||||
|
||||||||||||||||||
11. Additional informationxvi
|
||||||||||||||||||
The
Solicitor for the Affairs of His Majesty's Treasury is acting as
nominee for The Commissioners of His Majesty's Treasury
(HMT).
The
percentage of voting rights held by HMT in NatWest Group plc (NWG),
as shown on this form (32.88%), has been calculated following the
disposal by HMT of 59,768,086 ordinary shares in NWG since its last
TR-1 notification on 19 February 2024.
The
percentage of voting rights held by HMT could move up or down going
forward depending on the number of shares repurchased by NWG and
the progress of sales under HMT's trading plan announced on 22 July
2021 and most recently extended on 3 April 2023.
|
Place of completion
|
London,
England
|
Date of completion
|
23
February 2024
|
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
29 February 2024
|
|||
Ordinary Shares of £1.0769* (excluding ordinary shares held in
treasury)
|
8,750,233,496
|
4
|
35,000,933,984
|
Ordinary Shares of £1.0769* held in treasury
|
174,599,613
|
4
|
Voting rights not exercisable
|
11% Cumulative Preference Shares of £1
|
240,686
|
4
|
962,744
|
5.5% Cumulative Preference Shares of £1
|
242,454
|
4
|
969,816
|
Total:
|
8,925,316,249
|
|
35,002,866,544
|
|
NATWEST
GROUP plc (Registrant)
|
|
|
|
By: /s/
Jan Cargill
|
|
|
|
Name:
Jan Cargill
|
|
Title:
Chief Governance Officer and Company Secretary
|