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6-K 1 a8653c.htm DIRECTOR/PDMR SHAREHOLDING a8653c

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Form 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
 
 
For the month of February 2024
 
Commission File Number 001-15170
 
 
GSK plc
(Translation of registrant's name into English)
 
 
980 Great West Road, Brentford, Middlesex, TW8 9GS
(Address of principal executive office)
 
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F . . . .X. . . . Form 40-F . . . . . . . .
 
 
 
 
GSK plc (the 'Company')
 
Deferred Annual Bonus Plan Awards
 
On 8 February 2024, the Company granted awards to the Persons Discharging Managerial Responsibilities ('PDMRs') listed below. The awards have been granted in accordance with the rules of the GlaxoSmithKline 2017 Deferred Annual Bonus Plan ('DABP') which was approved by shareholders on 4 May 2017.
 
Executive Directors and other members of the GSK Leadership Team are required to defer part of any bonus earned into Ordinary Shares or American Depositary Shares ('ADS') for three years. Under the terms of the Remuneration Policy approved by shareholders in 2022, Executive Directors are required to defer 50% of bonus equivalent to the first 200% of salary into Ordinary Shares or ADS with any portion in excess of 200% being deferred in full. Other members of the GSK Leadership Team are required to defer 25% of bonus equivalent to the first 170% of salary into Ordinary Shares or ADS with any portion in excess of 170% being deferred in full.
 
The awards have been granted as restricted awards over ADS for US participants and as nil-cost options over Ordinary Shares for all other participants.
 
The numbers of Ordinary Shares and ADS shown below are exclusive of dividend reinvestment that will accrue during the deferral period. 
 
 
 
 
 
 
 
Transaction notification
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
Emma Walmsley
 
b)
Position/status
Chief Executive Officer
 
c)
Initial notification/
amendment
Initial notification
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
Ordinary shares of 31 ¼ pence each ('Ordinary Shares')
 
ISIN: GB00BN7SWP63
b)
Nature of the transaction
Deferred Bonus Award of Ordinary Shares under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
£16.726
147,271
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
 
Price
 
e)
Date of the transaction
2024-02-08
 
f)
Place of the transaction
 
N/A
 
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
Julie Brown
 
b)
Position/status
Chief Financial Officer
 
c)
Initial notification/amendment
Initial notification
 
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
Ordinary shares of 31 ¼ pence each ('Ordinary Shares')
 
ISIN: GB00BN7SWP63
b)
Nature of the transaction
 
Deferred Bonus Award of Ordinary Shares under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
£16.726
56,190
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
 
Price
 
e)
Date of the transaction
 
2024-02-08
f)
Place of the transaction
 
N/A
 
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
Diana Conrad
 
b)
Position/status
Chief People Officer
 
c)
Initial notification/amendment
Initial notification
 
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
Ordinary shares of 31 ¼ pence each ('Ordinary Shares')
 
ISIN: GB00BN7SWP63
b)
Nature of the transaction
Deferred Bonus Award of Ordinary Shares under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
£16.726
37,145
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
 
Price
 
e)
Date of the transaction
2024-02-08
 
f)
Place of the transaction
 
N/A
 
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
James Ford
 
b)
Position/status
SVP and Group General Counsel, Legal and Compliance
 
c)
Initial notification/amendment
Initial notification
 
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
Ordinary shares of 31 ¼ pence each ('Ordinary Shares')
 
ISIN: GB00BN7SWP63
b)
Nature of the transaction
Deferred Bonus Award of Ordinary Shares under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
£16.726
37,593
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
 
Price
 
e)
Date of the transaction
2024-02-08
 
f)
Place of the transaction
 
N/A
 
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
Sally Jackson
 
b)
Position/status
SVP, Global Communications and CEO Office
 
c)
Initial notification/amendment
Initial notification
 
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
Ordinary shares of 31 ¼ pence each ('Ordinary Shares')
 
ISIN: GB00BN7SWP63
b)
Nature of the transaction
Deferred Bonus Award of Ordinary Shares under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
£16.726
23,289
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
 
Price
 
e)
Date of the transaction
 
2024-02-08
f)
Place of the transaction
 
N/A
 
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
Luke Miels
 
b)
Position/status
Chief Commercial Officer
 
c)
Initial notification/amendment
Initial notification
 
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
Ordinary shares of 31 ¼ pence each ('Ordinary Shares')
 
ISIN: GB00BN7SWP63
b)
Nature of the transaction
 
Deferred Bonus Award of Ordinary Shares under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
£16.726
69,955
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
 
Price
 
e)
Date of the transaction
2024-02-08
 
f)
Place of the transaction
 
N/A
 
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
Shobie Ramakrishnan
 
b)
Position/status
Chief Digital and Technology Officer
 
c)
Initial notification/amendment
Initial notification
 
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
American Depositary Shares ('ADS')
 
ISIN: US37733W2044
b)
Nature of the transaction
Deferred Bonus Award of ADS under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
$42.02
17,987
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
 
Price
 
e)
Date of the transaction
2024-02-08
 
f)
Place of the transaction
 
N/A
 
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
David Redfern
 
b)
Position/status
President, Corporate Development
 
c)
Initial notification/amendment
Initial notification
 
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
Ordinary shares of 31 ¼ pence each ('Ordinary Shares')
 
ISIN: GB00BN7SWP63
b)
Nature of the transaction
Deferred Bonus Award of Ordinary Shares under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
£16.726
44,528
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
 
Price
 
e)
Date of the transaction
2024-02-08
 
f)
Place of the transaction
 
N/A
 
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
Regis Simard
 
b)
Position/status
President, Global Supply Chain
 
c)
Initial notification/amendment
Initial notification
 
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
Ordinary shares of 31 ¼ pence each ('Ordinary Shares')
 
ISIN: GB00BN7SWP63
b)
Nature of the transaction
Deferred Bonus Award of Ordinary Shares under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
£16.726
53,627
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
 
Price
 
e)
Date of the transaction
2024-02-08
 
f)
Place of the transaction
 
N/A
 
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
Phil Thomson
 
b)
Position/status
President, Global Affairs
 
c)
Initial notification/
amendment
Initial notification
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
Ordinary shares of 31 ¼ pence each ('Ordinary Shares')
 
ISIN: GB00BN7SWP63
b)
Nature of the transaction
Deferred Bonus Award of Ordinary Shares under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
£16.726
29,991
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
 
Price
 
e)
Date of the transaction
2024-02-08
 
f)
Place of the transaction
 
N/A
 
 
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
Deborah Waterhouse
 
b)
Position/status
CEO, ViiV Healthcare and President, GSK Global Health
 
c)
Initial notification/amendment
Initial notification
 
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
Ordinary shares of 31 ¼ pence each ('Ordinary Shares')
 
ISIN: GB00BN7SWP63
b)
Nature of the transaction
Deferred Bonus Award of Ordinary Shares under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
£16.726
46,391
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
Price
 
e)
Date of the transaction
2024-02-08
 
f)
Place of the transaction
 
N/A
 
 
1.
Details of PDMR/person closely associated with them ('PCA')
 
a)
Name
Tony Wood
 
b)
Position/status
Chief Scientific Officer
 
c)
Initial notification/amendment
Initial notification
 
2.
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
GSK plc
 
b)
LEI
5493000HZTVUYLO1D793
 
3.
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transaction(s) has been conducted
 
a)
Description of the financial instrument
Ordinary shares of 31 ¼ pence each ('Ordinary Shares')
 
ISIN: GB00BN7SWP63
b)
Nature of the transaction
Deferred Bonus Award of Ordinary Shares under the GlaxoSmithKline 2017 Deferred Annual Bonus Plan
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
£16.726
57,148
 
 
 
 
 
d)
Aggregated information
 
N/A (single transaction)
Aggregated volume
 
Price
 
e)
Date of the transaction
2024-02-08
 
f)
Place of the transaction
 
N/A
 
 
 
 
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
 
GSK plc
 
(Registrant)
 
 
Date: February 12, 2024
 
 
 
 
By:/s/ VICTORIA WHYTE
--------------------------
 
 
 
Victoria Whyte
 
Authorised Signatory for and on
 
behalf of GSK plc