GB00BN7SWP63
|
GSK
PLC
|
UK
|
An
acquisition or disposal of voting rights; An acquisition or
disposal of financial instruments
|
The
Goldman Sachs Group, Inc.
|
Wilmington,
Delaware
|
USA
|
|
|
|
28-Aug-2023
|
30-Aug-2023
|
.
|
%
of voting rights attached to shares (total of 8.A)
|
%
of voting rights through financial instruments (total of 8.B 1 +
8.B 2)
|
Total
of both in % (8.A + 8.B)
|
Total
number of voting rights held in issuer
|
Resulting
situation on the date on which threshold was crossed or
reached
|
0.200188
|
1.245935
|
1.446123
|
59218837
|
Position
of previous notification (if applicable)
|
0.196168
|
6.279741
|
6.475909
|
|
Class/Type of shares ISIN code(if possible)
|
Number of direct voting rights (DTR5.1)
|
Number of indirect voting rights (DTR5.2.1)
|
% of direct voting rights (DTR5.1)
|
% of indirect voting rights (DTR5.2.1)
|
GB00BN7SWP63
|
|
4154252
|
|
0.101447
|
US37733W2044
|
|
4043456
|
|
0.098741
|
Sub
Total 8.A
|
8197708
|
0.200188%
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Number of voting rights that may be acquired if the instrument is
exercised/converted
|
% of voting rights
|
Securities
Lending
|
Open
|
|
335953
|
0.008204
|
Call
Option
|
19-Jan-2024
|
|
971900
|
0.023734
|
Sub
Total 8.B1
|
|
1307853
|
0.031938%
|
Type of financial instrument
|
Expiration date
|
Exercise/conversion period
|
Physical or cash settlement
|
Number of voting rights
|
% of voting rights
|
Future
|
15-Sep-2023
|
|
Cash
|
21136262
|
0.516147
|
Future
|
15-Dec-2023
|
|
Cash
|
14899402
|
0.363843
|
Future
|
20-Dec-2024
|
|
Cash
|
7091644
|
0.173178
|
Call
Option
|
15-Dec-2023
|
|
Cash
|
2118886
|
0.051743
|
Future
|
18-Dec-2026
|
|
Cash
|
1240310
|
0.030288
|
Future
|
17-Dec-2027
|
|
Cash
|
958707
|
0.023412
|
Swap
|
15-Dec-2023
|
|
Cash
|
533475
|
0.013027
|
Put
Option
|
15-Dec-2023
|
|
Cash
|
418124
|
0.010211
|
Put
Option
|
20-Dec-2024
|
|
Cash
|
110107
|
0.002689
|
Call
Option
|
20-Dec-2024
|
|
Cash
|
99861
|
0.002439
|
Put
Option
|
15-Sep-2023
|
|
Cash
|
84361
|
0.002060
|
Forward
|
15-Sep-2023
|
|
Cash
|
75531
|
0.001844
|
Future
|
19-Dec-2025
|
|
Cash
|
64277
|
0.001570
|
Call
Option
|
19-Dec-2025
|
|
Cash
|
62225
|
0.001520
|
Put
Option
|
21-Jun-2024
|
|
Cash
|
54339
|
0.001327
|
Swap
|
15-Sep-2023
|
|
Cash
|
46463
|
0.001135
|
Forward
|
31-Aug-2023
|
|
Cash
|
43678
|
0.001067
|
Put
Option
|
15-Mar-2024
|
|
Cash
|
42961
|
0.001049
|
Call
Option
|
15-Dec-2028
|
|
Cash
|
38280
|
0.000935
|
Swap
|
19-Apr-2027
|
|
Cash
|
35930
|
0.000877
|
Call
Warrant
|
31-Dec-2030
|
|
Cash
|
29442
|
0.000719
|
Swap
|
27-Jul-2033
|
|
Cash
|
28579
|
0.000698
|
Put
Option
|
09-May-2024
|
|
Cash
|
27828
|
0.000680
|
Forward
|
30-Aug-2023
|
|
Cash
|
27474
|
0.000671
|
Put
Option
|
19-Dec-2025
|
|
Cash
|
24864
|
0.000607
|
Call
Option
|
09-May-2024
|
|
Cash
|
23912
|
0.000584
|
Call
Option
|
15-Sep-2023
|
|
Cash
|
23422
|
0.000572
|
Put
Option
|
23-Jan-2026
|
|
Cash
|
22345
|
0.000546
|
Call
Option
|
20-Dec-2030
|
|
Cash
|
21242
|
0.000519
|
Call
Option
|
17-Jan-2025
|
|
Cash
|
19916
|
0.000486
|
Call
Option
|
20-Oct-2023
|
|
Cash
|
16621
|
0.000406
|
Put
Option
|
16-Jun-2028
|
|
Cash
|
16456
|
0.000402
|
Call
Option
|
21-Jun-2024
|
|
Cash
|
16343
|
0.000399
|
Put
Option
|
17-Nov-2025
|
|
Cash
|
15891
|
0.000388
|
Put
Option
|
15-Dec-2028
|
|
Cash
|
15012
|
0.000367
|
Call
Option
|
08-Sep-2023
|
|
Cash
|
13606
|
0.000332
|
Put
Option
|
18-Jun-2027
|
|
Cash
|
11546
|
0.000282
|
Swap
|
15-Jul-2025
|
|
Cash
|
11187
|
0.000273
|
Call
Option
|
21-Feb-2025
|
|
Cash
|
11145
|
0.000272
|
Swap
|
09-Nov-2023
|
|
Cash
|
10849
|
0.000265
|
Put
Option
|
02-Dec-2024
|
|
Cash
|
10048
|
0.000245
|
Put
Option
|
03-Feb-2027
|
|
Cash
|
9751
|
0.000238
|
Swap
|
17-Aug-2033
|
|
Cash
|
9130
|
0.000223
|
Swap
|
03-Aug-2026
|
|
Cash
|
6972
|
0.000170
|
Call
Option
|
22-May-2028
|
|
Cash
|
6811
|
0.000166
|
Swap
|
18-Aug-2025
|
|
Cash
|
6470
|
0.000158
|
Forward
|
05-Sep-2023
|
|
Cash
|
6055
|
0.000148
|
Forward
|
01-Sep-2023
|
|
Cash
|
6034
|
0.000147
|
Put
Option
|
19-Sep-2025
|
|
Cash
|
5916
|
0.000144
|
Call
Option
|
20-Jul-2026
|
|
Cash
|
5595
|
0.000137
|
Call
Option
|
22-May-2026
|
|
Cash
|
5314
|
0.000130
|
Call
Option
|
01-Apr-2026
|
|
Cash
|
5010
|
0.000122
|
Put
Option
|
20-Dec-2030
|
|
Cash
|
4931
|
0.000120
|
Call
Option
|
17-Dec-2032
|
|
Cash
|
4604
|
0.000112
|
Call
Option
|
10-Sep-2026
|
|
Cash
|
4547
|
0.000111
|
Call
Option
|
13-Oct-2023
|
|
Cash
|
4267
|
0.000104
|
Call
Option
|
22-Feb-2027
|
|
Cash
|
4245
|
0.000104
|
Call
Option
|
18-Dec-2026
|
|
Cash
|
4238
|
0.000103
|
Forward
|
29-Aug-2023
|
|
Cash
|
4119
|
0.000101
|
Put
Option
|
14-Jul-2027
|
|
Cash
|
2800
|
0.000068
|
Call
Option
|
26-Oct-2026
|
|
Cash
|
2794
|
0.000068
|
Call
Option
|
30-Apr-2029
|
|
Cash
|
2554
|
0.000062
|
Put
Option
|
25-Jun-2026
|
|
Cash
|
2379
|
0.000058
|
Put
Option
|
13-Jan-2028
|
|
Cash
|
2351
|
0.000057
|
Call
Option
|
08-Apr-2024
|
|
Cash
|
2312
|
0.000056
|
Put
Option
|
06-Jun-2024
|
|
Cash
|
2051
|
0.000050
|
Call
Option
|
19-Sep-2025
|
|
Cash
|
1995
|
0.000049
|
Swap
|
22-Aug-2033
|
|
Cash
|
1991
|
0.000049
|
Call
Option
|
28-Mar-2025
|
|
Cash
|
1920
|
0.000047
|
Put
Option
|
17-Sep-2027
|
|
Cash
|
1872
|
0.000046
|
Put
Option
|
19-Mar-2027
|
|
Cash
|
1865
|
0.000046
|
Call
Option
|
28-Jun-2028
|
|
Cash
|
1850
|
0.000045
|
Put
Option
|
17-Dec-2027
|
|
Cash
|
1849
|
0.000045
|
Put
Option
|
13-Jan-2027
|
|
Cash
|
1666
|
0.000041
|
Call
Option
|
15-Mar-2024
|
|
Cash
|
1559
|
0.000038
|
Put
Option
|
18-Sep-2026
|
|
Cash
|
1547
|
0.000038
|
Put
Option
|
19-Jun-2026
|
|
Cash
|
1537
|
0.000038
|
Put
Option
|
18-Dec-2026
|
|
Cash
|
1534
|
0.000037
|
Put
Option
|
20-Mar-2026
|
|
Cash
|
1523
|
0.000037
|
Call
Option
|
12-May-2025
|
|
Cash
|
1469
|
0.000036
|
Put
Option
|
20-Jun-2025
|
|
Cash
|
1454
|
0.000035
|
Put
Option
|
20-Sep-2024
|
|
Cash
|
1414
|
0.000035
|
Put
Option
|
21-Mar-2025
|
|
Cash
|
1364
|
0.000033
|
Call
Option
|
08-Apr-2025
|
|
Cash
|
1230
|
0.000030
|
Call
Option
|
06-Jun-2024
|
|
Cash
|
1184
|
0.000029
|
Call
Option
|
10-Jan-2029
|
|
Cash
|
1141
|
0.000028
|
Call
Option
|
30-Jun-2028
|
|
Cash
|
1036
|
0.000025
|
Call
Option
|
12-Jul-2024
|
|
Cash
|
987
|
0.000024
|
Call
Option
|
02-Nov-2027
|
|
Cash
|
951
|
0.000023
|
Call
Option
|
31-Jul-2028
|
|
Cash
|
777
|
0.000019
|
Call
Option
|
29-Sep-2023
|
|
Cash
|
726
|
0.000018
|
Call
Option
|
22-Sep-2023
|
|
Cash
|
601
|
0.000015
|
Swap
|
24-Nov-2023
|
|
Cash
|
574
|
0.000014
|
Future
|
19-Dec-2024
|
|
Cash
|
528
|
0.000013
|
Call
Option
|
02-Nov-2028
|
|
Cash
|
393
|
0.000010
|
Call
Option
|
20-Apr-2028
|
|
Cash
|
275
|
0.000007
|
Swap
|
28-Aug-2025
|
|
Cash
|
243
|
0.000006
|
Call
Option
|
10-Jan-2028
|
|
Cash
|
203
|
0.000005
|
Call
Option
|
11-Mar-2027
|
|
Cash
|
126
|
0.000003
|
Put
Option
|
16-Feb-2024
|
|
Cash
|
72
|
0.000002
|
Future
|
14-Dec-2023
|
|
Cash
|
19
|
0.000000
|
Sub
Total 8.B2
|
|
49713276
|
1.213997%
|
2. Full
chain of controlled undertakings through which the voting rights
and/or the financial instruments are effectively held starting with
the ultimate controlling natural person or legal entities (please
add additional rows as necessary)
|
Ultimate controlling person
|
Name of controlled undertaking
|
% of voting rights if it equals or is higher than the notifiable
threshold
|
% of voting rights through financial instruments if it equals or is
higher than the notifiable threshold
|
Total of both if it equals or is higher than the notifiable
threshold
|
The
Goldman Sachs Group, Inc. (Chain 1)
|
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 1)
|
Goldman
Sachs (UK) L.L.C.
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 1)
|
Goldman
Sachs Group UK Limited
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 1)
|
Goldman
Sachs International
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 2)
|
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 2)
|
GSAM
Holdings LLC
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 2)
|
Goldman
Sachs Asset Management Holdings LLC
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 2)
|
Goldman
Sachs Asset Management UK Holdings I Ltd
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 2)
|
Goldman
Sachs Asset Management UK Holdings II Ltd
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 2)
|
Goldman
Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset
Management Holdings II B.V.
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 2)
|
Goldman
Sachs Asset Management Holdings B.V.
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 3)
|
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 3)
|
Goldman
Sachs Bank USA
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 3)
|
Goldman
Sachs Bank Europe SE
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 4)
|
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 4)
|
Goldman
Sachs & Co. LLC
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 5)
|
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 5)
|
GSAM
Holdings LLC
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 5)
|
Goldman
Sachs Asset Management, L.P.
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 6)
|
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 6)
|
IMD
Holdings LLC
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 6)
|
United
Capital Financial Partners, Inc.
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 6)
|
United
Capital Financial Advisers, LLC
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 7)
|
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 7)
|
Goldman
Sachs (UK) L.L.C.
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 7)
|
Goldman
Sachs Group UK Limited
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 7)
|
Goldman
Sachs International Bank
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 8)
|
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 8)
|
The
Goldman Sachs Group, Inc.
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 8)
|
The
Goldman Sachs Trust Company, National Association
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 8)
|
The
Goldman Sachs Trust Company of Delaware
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 9)
|
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 9)
|
Goldman
Sachs Financial Markets L.L.C.
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 9)
|
Goldman
Sachs Financial Markets, L.P.
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 10)
|
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 10)
|
Murray
Street Corporation
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 10)
|
Benson
Street Limited
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 11)
|
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 11)
|
Folio
Financial, Inc.
|
|
|
|
The
Goldman Sachs Group, Inc. (Chain 11)
|
Folio
Investments Inc.
|
|
|
|
|
|
|
Please
note, positions previously reportable are now exempt under the
market making exemption as they are below the 10%
limit.
|
Please
note, the total amount of voting rights has been rounded to 6
decimal places therefore there is a possibility of a rounding
error.
|
General
email contact:
|
gs-regops-emea-position-enquiries@gs.com
|
30-Aug-2023
|
London
|
|
GSK plc
|
|
(Registrant)
|
|
|
Date: August
31, 2023
|
|
|
|
|
By:/s/ VICTORIA
WHYTE
--------------------------
|
|
|
|
Victoria Whyte
|
|
Authorised
Signatory for and on
|
|
behalf
of GSK plc
|