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6-K 1 a0033l.htm HOLDING(S) IN COMPANY a0033l
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
Form 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
 
 
For the month of August 2023
 
Commission File Number 001-15170
 
 
GSK plc
(Translation of registrant's name into English)
 
 
980 Great West Road, Brentford, Middlesex, TW8 9GS
(Address of principal executive office)
 
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F . . . .X. . . . Form 40-F . . . . . . . .
 
 
 
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
 
GB00BN7SWP63
 
Issuer Name
 
GSK PLC
 
UK or Non-UK Issuer
 
UK
 
2. Reason for Notification
 
An acquisition or disposal of voting rights; An acquisition or disposal of financial instruments
 
3. Details of person subject to the notification obligation
 
Name
 
The Goldman Sachs Group, Inc.
 
City of registered office (if applicable)
 
Wilmington, Delaware
 
Country of registered office (if applicable)
 
USA
 
4. Details of the shareholder
 
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
 
 
 
City of registered office (if applicable)
 
 
 
Country of registered office (if applicable)
 
 
 
5. Date on which the threshold was crossed or reached
 
28-Aug-2023
 
6. Date on which Issuer notified
 
30-Aug-2023
 
7. Total positions of person(s) subject to the notification obligation
 
.
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
0.200188
 
1.245935
 
1.446123
 
59218837
 
Position of previous notification (if applicable)
 
0.196168
 
6.279741
 
6.475909
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BN7SWP63
 
 
4154252
 
 
0.101447
 
US37733W2044
 
 
4043456
 
 
0.098741
 
Sub Total 8.A
8197708
 
0.200188%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Securities Lending
 
Open
 
 
335953
 
0.008204
 
Call Option
 
19-Jan-2024
 
 
971900
 
0.023734
 
Sub Total 8.B1
 
1307853
 
0.031938%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Future
 
15-Sep-2023
 
 
Cash
 
21136262
 
0.516147
 
Future
 
15-Dec-2023
 
 
Cash
 
14899402
 
0.363843
 
Future
 
20-Dec-2024
 
 
Cash
 
7091644
 
0.173178
 
Call Option
 
15-Dec-2023
 
 
Cash
 
2118886
 
0.051743
 
Future
 
18-Dec-2026
 
 
Cash
 
1240310
 
0.030288
 
Future
 
17-Dec-2027
 
 
Cash
 
958707
 
0.023412
 
Swap
 
15-Dec-2023
 
 
Cash
 
533475
 
0.013027
 
Put Option
 
15-Dec-2023
 
 
Cash
 
418124
 
0.010211
 
Put Option
 
20-Dec-2024
 
 
Cash
 
110107
 
0.002689
 
Call Option
 
20-Dec-2024
 
 
Cash
 
99861
 
0.002439
 
Put Option
 
15-Sep-2023
 
 
Cash
 
84361
 
0.002060
 
Forward
 
15-Sep-2023
 
 
Cash
 
75531
 
0.001844
 
Future
 
19-Dec-2025
 
 
Cash
 
64277
 
0.001570
 
Call Option
 
19-Dec-2025
 
 
Cash
 
62225
 
0.001520
 
Put Option
 
21-Jun-2024
 
 
Cash
 
54339
 
0.001327
 
Swap
 
15-Sep-2023
 
 
Cash
 
46463
 
0.001135
 
Forward
 
31-Aug-2023
 
 
Cash
 
43678
 
0.001067
 
Put Option
 
15-Mar-2024
 
 
Cash
 
42961
 
0.001049
 
Call Option
 
15-Dec-2028
 
 
Cash
 
38280
 
0.000935
 
Swap
 
19-Apr-2027
 
 
Cash
 
35930
 
0.000877
 
Call Warrant
 
31-Dec-2030
 
 
Cash
 
29442
 
0.000719
 
Swap
 
27-Jul-2033
 
 
Cash
 
28579
 
0.000698
 
Put Option
 
09-May-2024
 
 
Cash
 
27828
 
0.000680
 
Forward
 
30-Aug-2023
 
 
Cash
 
27474
 
0.000671
 
Put Option
 
19-Dec-2025
 
 
Cash
 
24864
 
0.000607
 
Call Option
 
09-May-2024
 
 
Cash
 
23912
 
0.000584
 
Call Option
 
15-Sep-2023
 
 
Cash
 
23422
 
0.000572
 
Put Option
 
23-Jan-2026
 
 
Cash
 
22345
 
0.000546
 
Call Option
 
20-Dec-2030
 
 
Cash
 
21242
 
0.000519
 
Call Option
 
17-Jan-2025
 
 
Cash
 
19916
 
0.000486
 
Call Option
 
20-Oct-2023
 
 
Cash
 
16621
 
0.000406
 
Put Option
 
16-Jun-2028
 
 
Cash
 
16456
 
0.000402
 
Call Option
 
21-Jun-2024
 
 
Cash
 
16343
 
0.000399
 
Put Option
 
17-Nov-2025
 
 
Cash
 
15891
 
0.000388
 
Put Option
 
15-Dec-2028
 
 
Cash
 
15012
 
0.000367
 
Call Option
 
08-Sep-2023
 
 
Cash
 
13606
 
0.000332
 
Put Option
 
18-Jun-2027
 
 
Cash
 
11546
 
0.000282
 
Swap
 
15-Jul-2025
 
 
Cash
 
11187
 
0.000273
 
Call Option
 
21-Feb-2025
 
 
Cash
 
11145
 
0.000272
 
Swap
 
09-Nov-2023
 
 
Cash
 
10849
 
0.000265
 
Put Option
 
02-Dec-2024
 
 
Cash
 
10048
 
0.000245
 
Put Option
 
03-Feb-2027
 
 
Cash
 
9751
 
0.000238
 
Swap
 
17-Aug-2033
 
 
Cash
 
9130
 
0.000223
 
Swap
 
03-Aug-2026
 
 
Cash
 
6972
 
0.000170
 
Call Option
 
22-May-2028
 
 
Cash
 
6811
 
0.000166
 
Swap
 
18-Aug-2025
 
 
Cash
 
6470
 
0.000158
 
Forward
 
05-Sep-2023
 
 
Cash
 
6055
 
0.000148
 
Forward
 
01-Sep-2023
 
 
Cash
 
6034
 
0.000147
 
Put Option
 
19-Sep-2025
 
 
Cash
 
5916
 
0.000144
 
Call Option
 
20-Jul-2026
 
 
Cash
 
5595
 
0.000137
 
Call Option
 
22-May-2026
 
 
Cash
 
5314
 
0.000130
 
Call Option
 
01-Apr-2026
 
 
Cash
 
5010
 
0.000122
 
Put Option
 
20-Dec-2030
 
 
Cash
 
4931
 
0.000120
 
Call Option
 
17-Dec-2032
 
 
Cash
 
4604
 
0.000112
 
Call Option
 
10-Sep-2026
 
 
Cash
 
4547
 
0.000111
 
Call Option
 
13-Oct-2023
 
 
Cash
 
4267
 
0.000104
 
Call Option
 
22-Feb-2027
 
 
Cash
 
4245
 
0.000104
 
Call Option
 
18-Dec-2026
 
 
Cash
 
4238
 
0.000103
 
Forward
 
29-Aug-2023
 
 
Cash
 
4119
 
0.000101
 
Put Option
 
14-Jul-2027
 
 
Cash
 
2800
 
0.000068
 
Call Option
 
26-Oct-2026
 
 
Cash
 
2794
 
0.000068
 
Call Option
 
30-Apr-2029
 
 
Cash
 
2554
 
0.000062
 
Put Option
 
25-Jun-2026
 
 
Cash
 
2379
 
0.000058
 
Put Option
 
13-Jan-2028
 
 
Cash
 
2351
 
0.000057
 
Call Option
 
08-Apr-2024
 
 
Cash
 
2312
 
0.000056
 
Put Option
 
06-Jun-2024
 
 
Cash
 
2051
 
0.000050
 
Call Option
 
19-Sep-2025
 
 
Cash
 
1995
 
0.000049
 
Swap
 
22-Aug-2033
 
 
Cash
 
1991
 
0.000049
 
Call Option
 
28-Mar-2025
 
 
Cash
 
1920
 
0.000047
 
Put Option
 
17-Sep-2027
 
 
Cash
 
1872
 
0.000046
 
Put Option
 
19-Mar-2027
 
 
Cash
 
1865
 
0.000046
 
Call Option
 
28-Jun-2028
 
 
Cash
 
1850
 
0.000045
 
Put Option
 
17-Dec-2027
 
 
Cash
 
1849
 
0.000045
 
Put Option
 
13-Jan-2027
 
 
Cash
 
1666
 
0.000041
 
Call Option
 
15-Mar-2024
 
 
Cash
 
1559
 
0.000038
 
Put Option
 
18-Sep-2026
 
 
Cash
 
1547
 
0.000038
 
Put Option
 
19-Jun-2026
 
 
Cash
 
1537
 
0.000038
 
Put Option
 
18-Dec-2026
 
 
Cash
 
1534
 
0.000037
 
Put Option
 
20-Mar-2026
 
 
Cash
 
1523
 
0.000037
 
Call Option
 
12-May-2025
 
 
Cash
 
1469
 
0.000036
 
Put Option
 
20-Jun-2025
 
 
Cash
 
1454
 
0.000035
 
Put Option
 
20-Sep-2024
 
 
Cash
 
1414
 
0.000035
 
Put Option
 
21-Mar-2025
 
 
Cash
 
1364
 
0.000033
 
Call Option
 
08-Apr-2025
 
 
Cash
 
1230
 
0.000030
 
Call Option
 
06-Jun-2024
 
 
Cash
 
1184
 
0.000029
 
Call Option
 
10-Jan-2029
 
 
Cash
 
1141
 
0.000028
 
Call Option
 
30-Jun-2028
 
 
Cash
 
1036
 
0.000025
 
Call Option
 
12-Jul-2024
 
 
Cash
 
987
 
0.000024
 
Call Option
 
02-Nov-2027
 
 
Cash
 
951
 
0.000023
 
Call Option
 
31-Jul-2028
 
 
Cash
 
777
 
0.000019
 
Call Option
 
29-Sep-2023
 
 
Cash
 
726
 
0.000018
 
Call Option
 
22-Sep-2023
 
 
Cash
 
601
 
0.000015
 
Swap
 
24-Nov-2023
 
 
Cash
 
574
 
0.000014
 
Future
 
19-Dec-2024
 
 
Cash
 
528
 
0.000013
 
Call Option
 
02-Nov-2028
 
 
Cash
 
393
 
0.000010
 
Call Option
 
20-Apr-2028
 
 
Cash
 
275
 
0.000007
 
Swap
 
28-Aug-2025
 
 
Cash
 
243
 
0.000006
 
Call Option
 
10-Jan-2028
 
 
Cash
 
203
 
0.000005
 
Call Option
 
11-Mar-2027
 
 
Cash
 
126
 
0.000003
 
Put Option
 
16-Feb-2024
 
 
Cash
 
72
 
0.000002
 
Future
 
14-Dec-2023
 
 
Cash
 
19
 
0.000000
 
Sub Total 8.B2
 
49713276
 
1.213997%
 
 
9. Information in relation to the person subject to the notification obligation
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
The Goldman Sachs Group, Inc. (Chain 1)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 1)
 
Goldman Sachs (UK) L.L.C.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 1)
 
Goldman Sachs Group UK Limited
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 1)
 
Goldman Sachs International
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
GSAM Holdings LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
Goldman Sachs Asset Management Holdings LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
Goldman Sachs Asset Management UK Holdings I Ltd
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
Goldman Sachs Asset Management UK Holdings II Ltd
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 2)
 
Goldman Sachs Asset Management Holdings B.V.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 3)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 3)
 
Goldman Sachs Bank USA
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 3)
 
Goldman Sachs Bank Europe SE
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 4)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 4)
 
Goldman Sachs & Co. LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 5)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 5)
 
GSAM Holdings LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 5)
 
Goldman Sachs Asset Management, L.P.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 6)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 6)
 
IMD Holdings LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 6)
 
United Capital Financial Partners, Inc.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 6)
 
United Capital Financial Advisers, LLC
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 7)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 7)
 
Goldman Sachs (UK) L.L.C.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 7)
 
Goldman Sachs Group UK Limited
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 7)
 
Goldman Sachs International Bank
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 8)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 8)
 
The Goldman Sachs Group, Inc.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 8)
 
The Goldman Sachs Trust Company, National Association
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 8)
 
The Goldman Sachs Trust Company of Delaware
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 9)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 9)
 
Goldman Sachs Financial Markets L.L.C.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 9)
 
Goldman Sachs Financial Markets, L.P.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 10)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 10)
 
Murray Street Corporation
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 10)
 
Benson Street Limited
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 11)
 
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 11)
 
Folio Financial, Inc.
 
 
 
 
The Goldman Sachs Group, Inc. (Chain 11)
 
Folio Investments Inc.
 
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
 
The number and % of voting rights held
 
 
 
The date until which the voting rights will be held
 
 
 
11. Additional Information
 
Please note, positions previously reportable are now exempt under the market making exemption as they are below the 10% limit.
Please note, the total amount of voting rights has been rounded to 6 decimal places therefore there is a possibility of a rounding error.
General email contact:
gs-regops-emea-position-enquiries@gs.com
 
 
12. Date of Completion
 
30-Aug-2023
 
13. Place Of Completion
 
London
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorised.
 
GSK plc
 
(Registrant)
 
 
Date: August 31, 2023
 
 
 
 
By:/s/ VICTORIA WHYTE
--------------------------
 
 
 
Victoria Whyte
 
Authorised Signatory for and on
 
behalf of GSK plc