batchfiling
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
July
03, 2023
Barclays Bank PLC
(Name
of Registrant)
1 Churchill Place
London E14 5HP
England
(Address
of Principal Executive Office)
Indicate
by check mark whether the registrant files or will file annual
reports
under
cover of Form 20-F or Form 40-F.
Form
20-F x Form 40-F
This
Report on Form 6-K is filed by Barclays Bank PLC.
This
Report comprises:
Information
given to The London Stock Exchange and furnished pursuant
to
General
Instruction B to the General Instructions to Form 6-K.
EXHIBIT
INDEX
Exhibit
No. 1
|
Notice
of intention to redeem debt securities dated 08 June
2023
|
Exhibit
No. 2
|
Notice
of redemption of debt securities dated 09 June 2023
|
Exhibit
No. 3
|
Publication
of a Prospectus dated 19 June 2023
|
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
|
BARCLAYS
BANK PLC
|
|
(Registrant)
|
Date:
July 03, 2023
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
Exhibit
No. 1
8 June 2023
Barclays Bank PLC
Intention to redeem notes
U.S.$600,000,000 Undated Floating Rate Primary Capital Notes ISIN:
GB0000779529 (principal amount currently outstanding:
U.S.$121,230,000)
Up to U.S.$1,200,000,000 Undated Floating Rate Primary Capital
Notes Series 2 ISIN: GB0000777705 (principal
amount currently outstanding: U.S.$254,130,000)
U.S.$600,000,000 Junior Undated Floating Rate Notes ISIN:
GB0000784164 (principal
amount currently outstanding: U.S.$37,940,000)
(together, the "Notes")
Barclays Bank PLC (the "Company") announces that it intends to redeem in full
each series of Notes in accordance with their respective terms and
conditions. The Company anticipates completing the redemption of
each series of Notes on the next respective interest payment date,
falling on 26 July 2023 (in the case of the series of Notes with
ISIN GB0000779529), 31 August 2023 (in the case of the series of
Notes with ISIN GB0000777705) and 30 November 2023 (in the case of
the series of Notes with ISIN GB0000784164).
This announcement is not a formal notice of redemption in respect
of any series of Notes. Before redeeming any Notes, the Company
intends to give formal notice of redemption to the holders thereof
in accordance with the terms and conditions of the relevant
Notes.
This announcement is released by the Company and contains inside
information for the purposes of Article 7 of the Market Abuse
Regulation (EU) No 596/2014 as it forms part of domestic law in the
United Kingdom by virtue of the European Union (Withdrawal) Act
2018, as amended ("UK MAR"), encompassing information relating to the
Notes.
Should any holder of Notes have any queries in relation to this
announcement please contact:
Barclays Debt Investor Relations Team
Barclays Bank PLC
1 Churchill Place
London E14 5HP
United Kingdom
+44 20 7116 1000
Email: DebtIRTeam@barclays.com
Daniel Colvin
Head of Debt Investor Relations
|
Susie
Guo
Group
Media Relations
|
Forward looking statements
This announcement contains certain forward-looking statements
within the meaning of Section 21E of the U.S. Securities Exchange
Act of 1934, as amended, and Section 27A of the U.S. Securities Act
of 1933, as amended, with respect to the Company. The Company
cautions readers that no forward-looking statement is a guarantee
of future performance and that actual results or other financial
condition or performance measures could differ materially from
those contained in the forward-looking statements. Forward-looking
statements can be identified by the fact that they do not relate
only to historical or current facts. Forward-looking statements
sometimes use words such as 'may', 'will', 'seek', 'continue',
'aim', 'anticipate', 'target', 'projected', 'expect', 'estimate',
'intend', 'plan', 'goal', 'believe', 'achieve' or other words of
similar meaning. Examples of forward-looking statements include,
among others, statements or guidance regarding or relating to the
Company's or the Company and its subsidiaries' (the
"Barclays
Bank Group") future financial
position, income levels, costs, assets and liabilities, impairment
charges, provisions, capital, leverage and other regulatory ratios,
capital distributions (including dividend policy and share
buybacks), return on tangible equity, projected levels of growth in
the banking and financial markets, industry trends, any commitments
and targets (including environmental, social and governance
("ESG") commitments and targets), business strategy,
plans and objectives for future operations and other statements
that are not historical or current facts. By their nature,
forward-looking statements involve risk and uncertainty because
they relate to future events and circumstances. Forward-looking
statements speak only as at the date on which they are made.
Forward-looking statements may be affected by a number of factors,
including, without limitation: changes in legislation, regulation
and the interpretation thereof, changes in International Financial
Reporting Standards ("IFRS") and other accounting standards, including
practices with regard to the interpretation and application thereof
and emerging and developing ESG reporting standards, the outcome of
current and future legal proceedings and regulatory investigations
the policies and actions of governmental and regulatory
authorities, the Barclays Bank Group's ability along with
governments and other stakeholders to measure, manage and mitigate
the impacts of climate change effectively, environmental, social
and geopolitical risks and incidents and similar events beyond the
Barclays Bank Group's control, the impact of competition; capital,
leverage and other regulatory rules applicable to past, current and
future periods; UK, US, Eurozone and global macroeconomic and
business conditions, including inflation, volatility in credit and
capital markets; market related risks such as changes in interest
rates and foreign exchange rates; higher or lower asset valuations;
changes in credit ratings of any entity within the Barclays Bank
Group or any securities issued by it; changes in counterparty risk;
changes in consumer behaviour; the direct and indirect consequences
of the conflict in Ukraine on European and global macroeconomic
conditions, political stability and financial markets; direct and
indirect impacts of the coronavirus ("COVID-19") pandemic; instability as a result of the UK's
exit from the European Union ("EU"), the effects of the EU-UK Trade and Cooperation
Agreement and any disruption that may subsequently result in the UK
and globally; the risk of cyber-attacks, information or security
breaches or technology failures on the Barclays Bank Group's
reputation, business or operations; the Barclays Bank Group's
ability to access funding; and the success of acquisitions,
disposals and other strategic transactions. A number of these
factors are beyond the Barclays Bank Group's control. As a result,
the Barclays Bank Group's actual financial position, results,
financial and non-financial metrics or performance measures or its
ability to meet commitments and targets may differ materially from
the statements or guidance set forth in the Barclays Bank Group's
forward-looking statements.
Additional risks and factors which may impact the Barclays Bank
Group's future financial condition and performance are identified
in the Company's regulatory filings with the SEC (including,
without limitation, the Company's Annual Report filed with the US
Securities and Exchange Commission (the "SEC")
on Form 20-F on 15 February 2023 in respect of the year ended 31
December 2022), which are available on the SEC's website
at www.sec.gov.
Subject to the Company's obligations under the applicable laws and
regulations of any relevant jurisdiction (including, without
limitation, the UK and the U.S.), in relation to disclosure and
ongoing information, the Company undertakes no obligation to update
publicly or revise any forward-looking statements, whether as a
result of new information, future events or otherwise.
Exhibit
No. 2
THIS NOTICE IS IMPORTANT AND REQUIRES THE IMMEDIATE ATTENTION OF
HOLDERS. If
you are in any doubt about the contents of this notice you are
recommended to seek your own professional
advice. For
distribution only (a) in the United States, to qualified
institutional buyers (as defined in Rule 144A under the United
States Securities Act of 1933, as amended (the "Securities Act")),
and (b) outside the United States to persons other than "U.S.
persons" (as defined in Regulation S of the Securities Act). Not
for release, publication or distribution in or into, or to any
person located or resident in, any other jurisdiction where it is
unlawful to release, publish or distribute this
notice.
9 June 2023
Barclays Bank PLC
Notice of Redemption and Cancellation of Listing to the Holders
of
U.S.$600,000,000 Undated Floating Rate Primary Capital Notes ISIN:
GB0000779529 (principal amount currently outstanding:
U.S.$121,230,000) (the "Notes")
NOTICE IS HEREBY GIVEN by
Barclays Bank PLC (the "Company")
to the holders of the Notes, that the Company will fully redeem all
of the outstanding Notes on 26 July 2023 (the "Redemption
Date"), in
accordance with Condition 4(b) (Repayment and
Purchase - Optional Repayment) of the terms and conditions of
the Notes (the "Conditions"),
having satisfied the applicable conditions to redemption but
subject to Condition 2(b) (Status and
Subordination). Pursuant to the Conditions,
the outstanding Notes will be redeemed on the Redemption Date at
their principal amount together with interest in respect thereof
accrued from, and including, 26 January 2023 to, but excluding, the
Redemption Date (the "Redemption
Amount").
There are no Arrears of Interest outstanding in respect of the
Notes.
Payment of the Redemption Amount will be made on 26 July 2023
through the relevant clearing systems. Pursuant to Condition 4(d)
(Repayment
and Purchase - Cancellation and Re-Sale), all Notes so redeemed will be cancelled
together with all unmatured Coupons and Talons attached thereto or
surrendered therewith. Accordingly, the listing of the Notes on the
Official List of the Financial Conduct Authority and the admission
of the Notes to trading on the Regulated Market of the London Stock
Exchange plc will be cancelled on, or shortly after, 26 July
2023.
Terms used but not defined in this notice shall have the meanings
given to them in the Conditions.
Should any holder of the Notes have any queries in relation to this
notice of redemption please contact:
Barclays Debt Investor Relations Team
Barclays Bank PLC
1 Churchill Place
London E14 5HP
United Kingdom
+44 20 7116 1000
Email: DebtIRTeam@barclays.com
This notice of redemption is issued and directed only to the
holders of the Notes and no other person shall, or is entitled to,
rely or act on, or be able to rely or act on, its contents, and it
should not be relied upon by any holder of Notes for any other
purpose.
Exhibit
No. 3
Publication
of Base Prospectus
The
following base prospectus ("Prospectus") has been approved by the Financial Conduct
Authority and the International Securities Market and is available
for viewing:
Base Prospectus dated 19 June 2023 for the Barclays Bank PLC Debt
Issuance Programme.
Please read
the disclaimer below "Disclaimer - Intended Addressees" before
attempting to access this service, as your right to do so is
conditional upon complying with the requirements set out
below.
To view the full document, please paste the following URL into the
address bar of your browser.
http://www.rns-pdf.londonstockexchange.com/rns/1981D_1-2023-6-19.pdf
A copy of the above
document has been submitted to
the National Storage Mechanism and will shortly be available for
inspection at: https://data.fca.org.uk/#/nsm/nationalstoragemechanism
For further information, please
contact:
Barclays
Treasury
1 Churchill
Place
Canary
Wharf
London
E14 5HP
DISCLAIMER - INTENDED
ADDRESSEES
IMPORTANT: You
must read the following before
continuing: The following
applies to the Prospectus available by clicking on the link above,
and you are therefore advised to read this carefully before
reading, accessing or making any other use of the Prospectus. In
accessing the Prospectus, you agree to be bound by the following
terms and conditions, including any modifications to them, any time
you receive any information from us as a result of such
access.
THE
PROSPECTUS MAY NOT BE FORWARDED OR DISTRIBUTED OTHER THAN AS
PROVIDED BELOW AND MAY NOT BE REPRODUCED IN ANY MANNER WHATSOEVER.
THE PROSPECTUS MAY ONLY BE DISTRIBUTED OUTSIDE THE UNITED STATES TO
PERSONS THAT ARE NOT U.S. PERSONS AS DEFINED IN, AND IN RELIANCE
ON, REGULATION S UNDER THE U.S. SECURITIES ACT OF 1933, AS AMENDED
(THE "SECURITIES
ACT"). ANY FORWARDING,
DISTRIBUTION OR REPRODUCTION OF THE PROSPECTUS IN WHOLE OR IN PART
IS PROHIBITED. FAILURE TO COMPLY WITH THIS NOTICE MAY RESULT IN A
VIOLATION OF THE SECURITIES ACT OR THE APPLICABLE LAWS OF OTHER
JURISDICTIONS.
NOTHING IN
THIS ELECTRONIC PUBLICATION CONSTITUTES AN OFFER OF SECURITIES FOR
SALE IN ANY JURISDICTION. ANY NOTES ISSUED OR TO BE ISSUED PURSUANT
TO THE PROSPECTUS HAVE NOT BEEN, AND WILL NOT BE, REGISTERED UNDER
THE SECURITIES ACT OR THE SECURITIES LAWS OF ANY STATE OF THE
UNITED STATES OR OTHER JURISDICTION. ANY NOTES ISSUED OR TO BE
ISSUED PURSUANT TO THE PROSPECTUS MAY NOT BE OFFERED, SOLD, PLEDGED
OR OTHERWISE TRANSFERRED EXCEPT IN AN OFFSHORE TRANSACTION TO A
PERSON THAT IS NOT A U.S. PERSON IN ACCORDANCE WITH RULE 903 OR
RULE 904 OF REGULATION S UNDER THE SECURITIES
ACT.
Please
note that the information contained in the Prospectus may be
addressed to and/or targeted at persons who are residents of
particular countries (specified in the Prospectus) only and is not
intended for use and should not be relied upon by any person
outside these countries and/or to whom the offer contained in the
Prospectus is not addressed. Prior to relying on the information
contained in the Prospectus you must ascertain from the Prospectus
whether or not you are part of the intended addressees of the
information contained therein.
Confirmation of your
Representation: In order
to be eligible to view the Prospectus or make an investment
decision with respect to any Notes issued or to be issued pursuant
to the Prospectus, you must be a person other than a U.S. person
(within the meaning of Regulation S under the Securities Act). By
accessing the Prospectus, you shall be deemed to have represented
that you and any customers you represent are not U.S. persons (as
defined in Regulation S to the Securities Act), and that you
consent to delivery of the Prospectus and any supplements thereto
via electronic publication.
You are
reminded that the Prospectus has been made available to you on the
basis that you are a person into whose possession the Prospectus
may be lawfully delivered in accordance with the laws of the
jurisdiction in which you are located and you may not, nor are you
authorised to, deliver the Prospectus to any other
person.
The Prospectus
does not constitute, and may not be used in connection with, an
offer or solicitation in any place where offers or solicitations
are not permitted by law. If a jurisdiction requires that the
offering be made by a licensed broker or dealer and the
underwriters or any affiliate of the underwriters is a licensed
broker or dealer in that jurisdiction, the offering shall be deemed
to be made by the underwriters or such affiliate on behalf of the
issuer in such jurisdiction. Under no circumstances shall the
Prospectus constitute an offer to sell, or the solicitation of an
offer to buy, nor shall there be any sale of any Notes issued or to
be issued pursuant to the Prospectus, in any jurisdiction in which
such offer, solicitation or sale would be
unlawful.
The Prospectus has been made available to you in
an electronic form. You are reminded that documents transmitted via
this medium may be altered or changed during the process of
electronic transmission and consequently none of the issuer, its
advisers nor any person who controls any of them nor any director,
officer, employee nor agent of it or affiliate of any such person
accepts any liability or responsibility whatsoever in respect of
any difference between the Prospectus made available to you in
electronic format and the hard copy version available to you on
request from the issuer.
Your right to access this service is conditional upon complying
with the above requirement.