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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 6-K
REPORT OF FOREIGN PRIVATE
 
ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 UNDER
THE SECURITIES EXCHANGE ACT OF 1934
Date: August 31, 2023
UBS Group AG
(Registrant's Name)
Bahnhofstrasse 45, 8001 Zurich, Switzerland
(Address of principal executive office)
Commission File Number: 1-36764
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form This Form 6-K consists of the UBS Group AG consolidated capital instruments and TLAC-eligible senior
40-
F.
Form 20-F
 
☒
 
Form 40-F
 
☐
 
unsecured debt information for the second quarter of 2023, published today by the registrant, which appears UBS Group AG consolidated capital instruments and
immediately following this page.
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
1
TLAC-eligible senior unsecured debt
Second quarter of 2023
This document
 
provides information
 
about the
 
treatment of
 
capital instruments
 
and other
 
instruments contributing
 
to
the total loss-absorbing capacity (TLAC) of UBS Group AG consolidated
 
under the Swiss systemically relevant bank (SRB)
framework as of 30 June 2023.
 
Information
 
about
 
the
 
Swiss
 
SRB
 
capital
 
framework
 
and
 
about
 
Swiss
 
SRB
 
going
 
and
 
gone
 
concern
 
requirements
 
is
provided in the “Capital, liquidity
 
and funding, and balance sheet” section
 
of our Annual Report 2022, which
 
is available
under “Annual
 
reporting” at
ubs.com/investors
.
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Capital instruments and TLAC-eligible senior unsecured debt as of 30 June 2023
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
30.6.23 (m)
Amount recognized
in regulatory capital
as of 30.6.23
Amount eligible for
the gone concern
requirement
as of 30.6.23
Maturity date
First optional call
date
Additional tier 1 capital
1
UBS Group AG
CH0286864027
7.8.15
USD 1,575
 
1,493
Perpetual
7.8.25
2
UBS Group AG
CH0447353704
28.11.18
SGD 700
 
518
Perpetual
28.11.23
3
UBS Group AG, Switzerland, or employing subsidiaries
4
31.12.18
USD 347
 
347
Perpetual
1.3.24
4
UBS Group AG
144A: US90352JAF03
RegS: USH4209UAT37
31.1.19
USD 2,500
 
2,457
Perpetual
31.1.24
5
UBS Group AG
CH0488506673
27.8.19
AUD 700
 
446
Perpetual
27.8.24
6
UBS Group AG
CH0495570928
4.9.19
SGD 750
 
543
Perpetual
4.9.24
7
UBS Group AG
CH0506668869
13.11.19
CHF 275
 
286
Perpetual
13.11.25
8
UBS Group AG, Switzerland, or employing subsidiaries
4
21.2.20
USD 282
 
282
Perpetual
1.3.25
9
UBS Group AG
CH0558521263
29.7.20
USD 750
 
651
Perpetual
29.7.26
10
UBS Group AG
144A: US902613AD01
RegS: USH42097CB19
10.2.21
USD 1,500
 
1,219
Perpetual
10.2.31
11
UBS Group AG, Switzerland, or employing subsidiaries
4
21.2.21
USD 396
 
396
Perpetual
1.3.26
12
UBS Group AG
144A: US902613AG32
RegS: USH42097CL90
2.6.21
USD 750
 
669
Perpetual
2.6.26
13
UBS Group AG
144A: US902613AJ70
RegS: USH42097CS44
12.1.22
USD 1,500
 
1,357
Perpetual
12.2.27
14
UBS Group AG
CH1160680174
16.2.22
CHF 265
 
289
Perpetual
16.2.27
15
UBS Group AG, Switzerland, or employing subsidiaries
4
18.2.22
USD 455
 
455
Perpetual
1.3.27
16
UBS Group AG, Switzerland, or employing subsidiaries
4
17.2.23
USD 432
 
432
Perpetual
1.3.28
Total high-trigger loss-absorbing additional tier 1 capital
 
11,839
1
UBS Group AG
CH0271428333
19.2.15
USD 1,250
 
1,190
Perpetual
19.2.25
Total low-trigger loss-absorbing additional tier 1 capital
5
 
1,190
Total additional tier 1 capital
 
13,030
Tier 2 capital
1
Credit Suisse AG
144A: US22546DAA46
RegS: XS0957135212
8.8.13
USD 2,500
 
0
8.8.23
2
UBS AG
CH0244100266
15.5.14
USD 2,500
 
0
15.5.24
Total low-trigger loss-absorbing tier 2 capital
 
0
1
UBS AG, Stamford branch
6
US870836AC77
21.7.95
USD 251
 
253
15.7.25
2
Credit Suisse AG
7
31.8.95
CHF 50
 
0
1.9.25
3
UBS AG, Jersey branch
6
XS0062270581
18.12.95
GBP 61
 
78
18.12.25
4
UBS AG, Stamford branch
6
US870845AC84
3.9.96
USD 218
 
209
1.9.26
5
Credit Suisse AG, London branch
7
XS0102733317
15.10.99
EUR 25
 
0
15.10.29
6
Credit Suisse AG, London branch
7
XS0102733408
15.10.99
EUR 25
 
0
15.10.29
7
Credit Suisse AG, London branch
7
XS0104830772
1.12.99
USD 80
 
0
3.1.28
8
Credit Suisse AG, London branch
7
XS0105838964
23.12.99
USD 19
 
0
30.12.27
9
Credit Suisse AG, London branch
7
XS0105839426
23.12.99
USD 24
 
0
30.12.24
10
Credit Suisse AG, London branch
7
XS0105839269
23.12.99
USD 46
 
0
30.12.26
Total non-Basel III-compliant tier 2 capital
 
539
Total tier 2 capital
 
539
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Capital instruments and TLAC-eligible senior unsecured debt as of 30 June 2023
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
30.6.23 (m)
Amount recognized
in regulatory capital
as of 30.6.23
Amount eligible for
the gone concern
requirement
as of 30.6.23
Maturity date
First optional call
date
TLAC-eligible senior unsecured debt
1
UBS Group AG
8,9
SEC: US902613AX64
144A: US902613AW81
RegS: USH42097EG87
26.3.15
USD 2,500
 
2,387
26.3.25
2
UBS Group AG
8,9
SEC: US902613AY48
144A: US902613AZ13
RegS: USH42097EH60
21.5.15
USD 2,000
 
1,567
15.5.45
3
UBS Group AG
144A: US90351DAB38
RegS: USG91703AB73
24.9.15
USD 2,500
 
2,358
24.9.25
4
UBS Group AG
CH0310451858
22.2.16
CHF 150
 
159
23.2.26
5
UBS Group AG
CH0314209351
4.3.16
EUR 750
 
0
4.3.24
6
UBS Group AG
144A: US90351DAF42
RegS: USG91703AK72
5.4.16
USD 2,000
 
1,830
15.4.26
7
UBS Group AG
8,9
SEC: US902613BB36
144A: US902613BA52
RegS: USH42097EJ27
18.4.16
USD 2,000
 
1,863
17.4.26
8
UBS Group AG
8
CH0330938876
8.8.16
GBP 500
 
570
8.8.25
9
UBS Group AG
CH0336602930
1.9.16
EUR 1,250
 
1,235
1.9.26
1.6.26
10
UBS Group AG
CH0341440334
30.11.16
EUR 1,250
 
1,344
30.11.24
30.11.23
11
UBS Group AG
8
144A: US225401AC20
RegS: USH3698DAR55
9.1.17
USD 2,250
 
2,107
9.1.28
9.1.27
12
UBS Group AG
144A: US90352JAC71
RegS: USH4209UAC02
23.3.17
USD 2,000
 
1,861
23.3.28
23.3.27
13
UBS Group AG
8
CH0343366842
17.7.17
EUR 1,500
 
1,582
17.7.25
17.7.24
14
UBS Group AG
8
CH0379268722
12.9.17
GBP 750
 
901
12.9.25
12.9.24
15
UBS Group AG
8
CH0385997058
 
27.10.17
JPY 8,300
 
57
27.10.27
27.10.26
16
UBS Group AG
8
CH0385997066
 
27.10.17
JPY 10,000
 
68
27.10.33
27.10.32
17
UBS Group AG
8
144A: US225401AF50
RegS: USH3698DBM59
12.1.18
USD 2,000
 
1,890
12.1.29
12.1.28
18
UBS Group AG
8
CH0406415312
29.3.18
USD 386.4
10
 
284
11
29.3.48
29.3.23
19
UBS Group AG
CH0409606354
17.4.18
EUR 1,750
 
1,858
17.4.25
17.4.24
20
UBS Group AG
8
CH0419042517
29.6.18
USD 185.1
10
 
147
11
29.6.48
29.6.23
21
UBS Group AG
8
CH0406415296
11.7.18
EUR 100
 
91
11
4.7.34
11.7.28
22
UBS Group AG
8
CH0428194218
31.8.18
USD 240.6
10
 
191
11
31.8.48
31.8.23
23
UBS Group AG
8
CH0438965599
26.10.18
USD 127.7
10
 
107
11
26.10.48
26.10.23
24
UBS Group AG
CH0445624999
9.11.18
JPY 20,000
 
139
9.11.28
9.11.27
25
UBS Group AG
CH0445624981
9.11.18
JPY 130,000
 
901
8.11.24
8.11.23
26
UBS Group AG
8
CH0449619078
27.12.18
USD 126.8
10
 
107
11
27.12.48
27.12.23
27
UBS Group AG
CH0459297435
30.1.19
CHF 400
 
413
30.1.25
30.1.24
28
UBS Group AG
8
CH0449619094
30.1.19
USD 151.1
10
 
126
11
30.1.49
30.1.24
29
UBS Group AG
8
CH0457206792
30.1.19
USD 151.1
10
 
126
11
30.1.49
30.1.24
30
UBS Group AG
8
CH0457206834
30.1.19
USD 125.7
10
 
104
11
30.1.49
30.1.24
31
UBS Group AG
8
CH0474977748
29.5.19
USD 156.8
10
 
117
11
29.5.49
29.5.24
32
UBS Group AG
8
CH0483180912
11.6.19
EUR 100
 
87
11
11.3.30
11.3.29
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Capital instruments and TLAC-eligible senior unsecured debt as of 30 June 2023
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
30.6.23 (m)
Amount recognized
in regulatory capital
as of 30.6.23
Amount eligible for
the gone concern
requirement
as of 30.6.23
Maturity date
First optional call
date
33
UBS Group AG
8
CH0483180946
24.6.19
EUR 1,500
 
1,481
24.6.27
24.6.26
34
UBS Group AG
8
CH0483180987
27.6.19
USD 155.1
10
 
112
11
27.6.49
27.6.24
35
UBS Group AG
144A: US902613AA61
RegS: USH42097AZ05
13.8.19
USD 1,500
 
1,288
13.8.30
13.8.29
36
UBS Group AG
8
CH0494734418
10.9.19
EUR 1,000
 
889
10.9.29
37
UBS Group AG
8
144A: US225401AM02
RegS: USH3698DCR38
11.9.19
USD 2,000
 
1,915
11.9.25
11.9.24
38
UBS Group AG
CH0506668844
4.11.19
USD 160.4
10
 
113
11
4.11.49
4.11.22
39
UBS Group AG
8
CH0517825276
14.1.20
EUR 1,250
 
1,211
14.1.28
14.1.27
40
UBS Group AG
CH0520042489
29.1.20
EUR 1,500
 
1,532
29.1.26
29.1.25
41
UBS Group AG
8
CH0511762046
31.1.20
USD 318.6
10
 
167
11
31.1.60
31.1.25
42
UBS Group AG
CH0521617321
4.3.20
USD 135.0
10
 
95
11
4.3.50
4.3.25
43
UBS Group AG
8
144A: US225401AP33
RegS: USH3698DCW23
1.4.20
USD 3,000
 
2,389
1.4.31
1.4.30
44
UBS Group AG
8
CH0537261858
2.4.20
EUR 2,000
 
2,040
2.4.26
2.4.25
45
UBS Group AG
CH0535271214
14.4.20
USD 226.8
10
 
137
11
14.4.50
14.4.25
46
UBS Group AG
CH0547243250
22.5.20
USD 111.3
10
 
64
11
22.5.50
22.5.25
47
UBS Group AG
CH0543827189
27.5.20
USD 556.1
10
 
324
11
27.5.50
27.5.25
48
UBS Group AG
8
144A: US225401AQ16
RegS: USH3698DCY88
5.6.20
USD 1,500
 
1,376
5.6.26
5.6.25
49
UBS Group AG
8
CH0550413337
9.6.20
GBP 750
 
784
9.6.28
9.6.27
50
UBS Group AG
144A: US902613AB45
RegS: USH42097BS52
30.7.20
USD 1,300
 
1,291
30.7.24
30.7.23
51
UBS Group AG
144A: US902613AC28
RegS: USH42097BT36
30.7.20
USD 1,300
 
1,146
30.1.27
30.1.26
52
UBS Group AG
CH0558521271
18.8.20
AUD 38.6
10
 
16
11
18.8.35
18.8.30
53
UBS Group AG
CH0561923860
22.9.20
USD 59.4
10
 
35
11
22.9.50
22.9.23
54
UBS Group AG
CH0576402181
5.11.20
EUR 1,500
 
1,372
5.11.28
5.11.27
55
UBS Group AG
CH0579132942
24.11.20
USD 40
 
30
11
24.11.35
24.11.23
56
UBS Group AG
CH0581183594
3.12.20
AUD 45
 
21
11
3.12.35
3.12.23
57
UBS Group AG
CH0587372951
12.1.21
USD 106.8
10
 
68
11
12.1.51
12.1.26
58
UBS Group AG
8
CH0591979635
18.1.21
EUR 1,500
 
1,644
16.1.26
16.1.25
59
UBS Group AG
8
CH0591979627
18.1.21
EUR 1,500
 
1,219
18.1.33
60
UBS Group AG
CH0588488863
29.1.21
USD 352.8
10
 
231
11
29.1.51
29.1.26
61
UBS Group AG
8
144A: US225401AT54
RegS: USH3698DDG63
2.2.21
USD 2,000
 
1,783
2.2.27
2.2.26
62
UBS Group AG
144A: US902613AE83
RegS: USH42097CC91
11.2.21
USD 2,000
 
1,619
11.2.32
11.2.31
63
UBS Group AG
CH0595205524
24.2.21
EUR 1,000
 
922
24.2.28
64
UBS Group AG
CH0595205532
24.2.21
EUR 1,250
 
1,021
24.2.33
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Capital instruments and TLAC-eligible senior unsecured debt as of 30 June 2023
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
30.6.23 (m)
Amount recognized
in regulatory capital
as of 30.6.23
Amount eligible for
the gone concern
requirement
as of 30.6.23
Maturity date
First optional call
date
65
UBS Group AG
CH0598928718
24.2.21
CHF 360
 
352
24.8.29
24.8.28
66
UBS Group AG
US902613AF58
25.2.21
USD 25
 
19
11
25.2.36
25.2.24
67
UBS Group AG
CH0595205490
26.2.21
USD 182.2
10
 
124
11
26.2.51
26.2.26
68
UBS Group AG
CH0595205508
26.2.21
AUD 96.5
10
 
41
11
26.2.51
26.2.26
69
UBS Group AG
CH0598928734
4.3.21
USD 40
 
31
11
4.3.36
4.3.24
70
UBS Group AG
8
144A: US225401AU28
RegS: USH3698DDH47
14.5.21
USD 3,250
 
2,832
14.5.32
14.5.31
71
UBS Group AG
CH1112455774
26.5.21
USD 284.8
10
 
207
11
26.5.51
26.5.26
72
UBS Group AG
144A: US902613AH15
RegS: USH42097CM73
10.8.21
USD 2,000
 
1,772
10.8.27
10.8.26
73
UBS Group AG
CH1142231682
3.11.21
EUR 1,250
 
1,242
3.11.26
3.11.25
74
UBS Group AG
CH1142231690
3.11.21
EUR 1,250
 
1,079
3.11.31
75
UBS Group AG
CH1142231708
3.11.21
GBP 400
 
413
3.11.29
3.11.28
76
UBS Group AG
CH1145096165
9.11.21
CHF 440
 
479
9.11.28
9.11.27
77
UBS Group AG
8
CH1142754311
15.11.21
GBP 450
 
460
15.11.29
15.11.28
78
UBS Group AG
144A: US902613AK44
RegS: USH42097CT27
11.1.22
USD 1,500
 
1,242
11.2.33
11.2.32
79
UBS Group AG
144A: US902613AL27
RegS: USH42097CU99
11.1.22
USD 1,500
 
1,121
11.2.43
11.2.42
80
UBS Group AG
CH1168499791
21.3.22
EUR 1,500
 
1,633
21.3.25
21.3.24
81
UBS Group AG
8
CH1174335732
24.3.22
EUR 2,000
 
2,047
13.10.26
13.10.25
82
UBS Group AG
8
CH1174335740
24.3.22
EUR 1,500
 
1,387
2.4.32
2.4.31
83
UBS Group AG
CH1175016083
25.3.22
AUD 37.0
10
 
21
11
25.3.32
25.3.25
84
UBS Group AG
CH1167887269
29.3.22
USD 84.1
10
 
57
11
29.3.47
29.3.27
85
UBS Group AG
8
CH1174335773
4.4.22
JPY 5,000
 
34
11
4.4.28
4.4.26
86
UBS Group AG
144A: US902613AM00
RegS: USH42097CZ86
12.5.22
USD 1,200
 
1,157
12.5.26
12.5.25
87
UBS Group AG
144A: US902613AN82
RegS: USH42097DA27
12.5.22
USD 600
 
596
12.5.26
12.5.25
88
UBS Group AG
144A: US902613AP31
RegS: USH42097DB00
12.5.22
USD 1,200
 
1,142
12.5.28
12.5.27
89
UBS Group AG
CH1182086871
16.5.22
EUR 45
 
43
11
16.5.37
16.5.27
90
UBS Group AG
CH1187520452
18.5.22
AUD 58.6
10
 
34
11
18.5.37
18.5.25
91
UBS Group AG
CH1194000340
15.6.22
EUR 1,000
 
1,029
15.6.27
15.6.26
92
UBS Group AG
CH1194000357
15.6.22
EUR 1,000
 
995
15.6.30
15.6.29
93
UBS Group AG
CH1195555425
22.6.22
EUR 25
 
23
11
22.6.42
22.6.29
94
UBS Group AG
144A: US902613AR96
RegS: USH42097DJ36
5.8.22
USD 1,750
 
1,705
5.8.25
5.8.24
95
UBS Group AG
144A: US902613AS79
RegS: USH42097DK09
5.8.22
USD 1,750
 
1,667
5.8.27
5.8.26
96
UBS Group AG
144A: US902613AT52
RegS: USH42097DL81
5.8.22
USD 1,500
 
1,328
5.8.33
5.8.32
97
UBS Group AG
8
144A: US225401AY40
RegS: USH3698DDR29
12.8.22
USD 1,500
 
1,462
15.7.26
15.7.25
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Capital instruments and TLAC-eligible senior unsecured debt as of 30 June 2023
1,2
USD m, except where indicated
Swiss SRB
 
Going concern
Gone concern
3
No.
Issuer
ISIN
Issue date
Outstanding
amount as of
30.6.23 (m)
Amount recognized
in regulatory capital
as of 30.6.23
Amount eligible for
the gone concern
requirement
as of 30.6.23
Maturity date
First optional call
date
98
UBS Group AG
8
144A: US225401AV01
RegS: USH3698DDN15
12.8.22
USD 1,750
 
1,685
11.8.28
11.8.27
99
UBS Group AG
8
144A: US225401AZ15
RegS: USH3698DDS02
12.8.22
USD 3,000
 
2,762
12.8.33
12.8.32
100
UBS Group AG
CH1204175116
16.8.22
EUR 31.1
10
 
27
11
16.8.52
16.8.32
101
UBS Group AG
8
CH1211713180
7.9.22
GBP 750
 
883
30.9.27
30.9.26
102
UBS Group AG
8
CH1211713198
7.9.22
GBP 750
 
842
7.9.33
7.9.32
103
UBS Group AG
CH1210198151
8.9.22
EUR 37
 
37
11
8.9.42
8.9.32
104
UBS Group AG
CH1212189141
15.9.22
EUR 120
 
122
11
15.9.37
15.9.34
105
UBS Group AG
CH1213243889
21.9.22
EUR 30
 
31
11
21.9.32
21.9.27
106
UBS Group AG
CH1213243905
28.9.22
JPY 10,000
 
62
11
28.9.42
107
UBS Group AG
8
CH1214797172
14.11.22
EUR 3,000
 
3,237
1.3.29
1.3.28
108
UBS Group AG
8
144A: US225401BB38
RegS: USH3698DDW14
14.11.22
USD 2,000
 
2,060
15.11.33
15.11.32
109
UBS Group AG
CH1236363391
11.1.23
EUR 1,000
 
1,073
11.1.31
11.1.30
110
UBS Group AG
144A: US902613AU26
RegS: USH42097DS35
12.1.23
USD 1,750
 
1,728
12.1.27
12.1.26
111
UBS Group AG
144A: US902613AV09
RegS: USH42097DT18
12.1.23
USD 2,250
 
2,225
12.1.34
12.1.33
112
UBS Group AG
CH1242301294
16.1.23
EUR 42
 
44
11
16.1.43
16.1.33
113
UBS Group AG
CH1244731761
9.2.23
AUD 61.6
10
 
39
11
9.2.38
9.2.26
114
UBS Group AG
CH1244731779
15.2.23
EUR 90
 
96
11
15.2.38
15.2.33
115
UBS Group AG
CH1244731787
17.2.23
EUR 30.5
10
 
31
11
17.2.43
17.2.33
116
UBS Group AG
CH1255915022
16.3.23
AUD 40
 
25
11
16.3.38
16.3.30
117
UBS Group AG
CH1248666922
16.3.23
JPY 10,000
 
71
16.3.33
118
UBS Group AG
CH1255915006
17.3.23
EUR 1,046.3
12
 
1,139
17.3.28
17.3.27
119
UBS Group AG
CH1255915014
17.3.23
EUR 977.1
12
 
1,069
17.3.32
17.3.31
120
UBS Group AG
CH1255915030
17.3.23
AUD 50.9
10
 
31
11
17.3.38
17.3.26
121
UBS Group AG
CH1253456094
21.3.23
AUD 200
 
129
11
21.3.33
21.3.26
122
UBS Group AG
CH1277240953
29.6.23
EUR 25
 
26
11
29.6.43
29.6.33
123
UBS Group AG
CH1277240961
30.6.23
EUR 50
 
52
11
30.6.43
30.6.31
124
UBS Group AG
8
XS1241134821
29.5.15
NOK 1,000
13
28.5.25
Total TLAC-eligible senior unsecured debt
 
102,214
1 Refer to
 
“Capital and total
 
loss-absorbing capacity instruments”
 
under “Bondholder information”
 
at ubs.com/investors for
 
more information about
 
the key
 
features and the
 
terms and conditions
 
of the capital
 
instruments included in
 
the table above.
 
Instruments are listed
 
according to their
 
issuance date.
 
2 On
12 June 2023, Credit Suisse Group AG
 
merged with and into UBS Group
 
AG, and its obligations
 
under its outstanding debt
 
securities became obligations of UBS Group
 
AG.
 
3 Instruments available to meet gone
 
concern requirements remain eligible until
 
one year before maturity.
 
4 Relates to Deferred Contingent
Capital Plan (DCCP) awards.
 
5 An outstanding low-trigger loss-absorbing
 
additional tier 1 (AT1)
 
capital instrument is available
 
under the Swiss SRB
 
framework to meet the
 
going concern requirements
 
until its first call
 
date. As of
 
the first call date,
 
this instrument is eligible
 
to meet the gone
 
concern requirements.
 
6 Non-Basel III-compliant tier 2 capital instruments issued by UBS AG qualify as gone concern
 
instruments.
 
7 Non-Basel III-compliant tier 2 capital instruments issued by Credit Suisse AG
 
do not qualify as gone concern instruments.
 
8 Originally issued by Credit Suisse Group AG.
 
9 ISINs for this instrument changed
compared to those from original issuance.
 
10 Information corresponds to the amortized face amount as of 30 June 2023 and therefore includes the applicable accrual yield and, if
 
applicable, the issue price discount, with the numbers being rounded to one decimal place.
 
11 The eligible amounts presented are adjusted
for own-credit-related gains / losses.
 
12 The nominal amount outstanding has been reduced compared to the nominal amount at
 
issue date as a result of a tender offer launched by UBS Group AG on 22 March 2023.
 
13 Information to be provided with the publication as of 30 September 2023.
 
 
 
UBS Group AG consolidated capital instruments
 
and TLAC-eligible senior unsecured debt
7
Cautionary Statement
 
|
 
This report
 
and the
 
information contained
 
herein are provided
 
solely for
 
information purposes,
 
and are
 
not to
 
be construed
 
as solicitation
of an offer to buy or sell any securities or other financial instruments in Switzerland, the United States or any other jurisdiction. No investment decision relating
to securities of or relating to UBS Group AG, UBS AG or their
 
affiliates should be made on the basis of this report. Refer
 
to UBS’s most recent Annual Report on
Form
 
20-
F,
quarterly
 
reports
 
and
 
other
 
information
 
furnished
 
to
 
or
 
filed
 
with
 
the
 
US
 
Securities
 
and
 
Exchange
 
Commission
 
on
 
Form
 
6-K,
 
available
 
at
ubs.com/investors
, for additional information.
Rounding |
 
Numbers presented throughout this report may not add up
 
precisely to the totals provided in the tables and text.
 
Percentages and percent changes
disclosed in text and tables are
 
calculated on the basis of unrounded
 
figures. Absolute changes between reporting periods disclosed in
 
the text, which can be
derived from numbers presented in related tables, are calculated on
 
a rounded basis.
 
Tables |
 
Within tables, blank fields generally indicate non-applicability or that presentation of any content would not be meaningful, or that information is not
available as of the relevant date or for the relevant period. Zero values generally indicate that the respective figure is zero on an actual or rounded basis.
 
Values
that are zero on a rounded basis can be either negative
 
or positive on an actual basis.
 
 
 
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
 
registrant has duly caused this
report to be signed on its behalf by the undersigned, thereunto duly authorized.
UBS Group AG
By: _/s/ David Kelly_____________
Name:
 
David Kelly
Title:
 
Managing Director
 
By: _/s/ Ella Campi______________
Name:
 
Ella Campi
Title:
 
Executive Director
Date:
 
August 31, 2023