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☒ 1934年証券取引法第13条または第15条(d)に従った四半期報告書

2023年9月30日に終了した四半期について

☐ 1934年証券取引法第13条または第15条(d)に基づく移行報告書

からの移行期間

Telephone: (847) 932-7900

(1)1934年証券取引法第13条または第15条(d)により提出が義務付けられているすべての報告書を過去12ヶ月間(または登録者が当該報告書の提出を義務付けられていたより短い期間)提出したかどうか、および(2)過去90日間当該提出義務の対象であったかどうかをチェックマークで示す。はい ☒ いいえ

登録者が、過去12ヶ月間（または登録者がそのようなファイルを提出する必要があったより短い期間）に、レギュレーションS-Tのルール405（本章§232.405）に従って提出が義務付けられているすべてのインタラクティブ・データ・ファイルを電子的に提出したかどうかをチェックマークで示す。はい（Yes） ☒ いいえ（No） ☐。

登録者が大規模加速ファイラー、加速ファイラー、非加速ファイラー、小規模報告企業、新興成長企業のいずれであるかをチェックマークで示す。取引所法の規則12b-2における「大型加速度フィラー」、「加速度フィラー」、「小規模報告企業」、「新興成長企業」の定義を参照のこと。

新興成長企業の場合、登録者が取引所法第13条(a)に従い提供される新規または改訂された財務会計基準に準拠するための移行期間の延長を利用しないことを選択した場合は、チェックマークで示す。☐

登録者がシェル会社（取引所法の規則12b-2で定義）であるかどうかをチェックマークで示す。はい ☐ いいえ ⛩ 12

法第12条(b)に従って登録された証券：

2023年10月27日現在、アッヴィ・インクは額面0.01ドルの普通株式1,765,537,421株を保有している。

項目 1.財務諸表および補足データ

アッヴィ・インクおよび子会社の要約連結包括利益計算書（監査対象外）

アッヴィ・インクおよび子会社 要約連結貸借対照表

アッヴィ・インクおよび子会社の要約連結資本勘定計算書（監査対象外）