Delaware |
001-35538 |
45-2832612 |
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(State or Other Jurisdiction
of Incorporation)
|
(Commission
File Number)
|
(IRS Employer
Identification No.)
|
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1001 Pennsylvania Avenue, NW |
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Washington, |
DC |
20004-2505 |
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(Address of Principal Executive Offices) |
(Zip Code) |
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
Common Stock |
CG |
The Nasdaq Global Select Market |
4.625% Subordinated Notes due 2061 of Carlyle Finance L.L.C. |
CGABL |
The Nasdaq Global Select Market |
Item 5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of
Certain Officers; Compensatory Arrangements of Certain Officers.
|
The Carlyle Group Inc. |
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Date: January 18, 2024 |
By: |
/s/ Jeffrey W. Ferguson |
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Name: |
Jeffrey W. Ferguson |
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Title: |
General Counsel |