UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 7, 2025

 

The Marygold Companies, Inc.

(Exact name of registrant as specified in its charter)

 

Nevada		001-41318		90-1133909
(State or other jurisdiction		(Commission		(IRS Employer
of incorporation)		File Number)		Identification No.)

 

120 Calle Iglesia

Unit B

San Clemente, CA 92672

(Address of principal executive offices and zip code)

 

(949) 218-8542

(Registrant’s telephone number, including area code)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, $0.001 par value		MGLD		NYSE American LLC

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule l2b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Section 5 – Corporate Governance and Management

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

On November 7, 2025, The Marygold Companies, Inc., a Nevada corporation (“Company”), held its 2025 Annual Meeting of Stockholders (“Annual Meeting”). Shares of the Company’s outstanding voting stock entitled to cast an aggregate of 35,677,104 votes at the Annual Meeting were represented in person or by valid proxy at the Annual Meeting. At the Annual Meeting, our stockholders voted on the following two proposals and cast their votes as described below. For more information about the following proposals, see our proxy statement, dated September 23, 2025, the relevant portions of which are incorporated herein by reference thereto.

 

1. Election of Directors. The individuals listed below were elected to serve as directors of the Company for a term of one year or until his or her successor is duly elected and qualified, or until his or her prior death, resignation or removal. The vote totals for each of these individuals is set forth below:

 

Directors		For				Against				Abstained				Broker Non-Votes
Nicholas D Gerber			35,608,479				137				0				68,488
David W. Neibert			35,608,479				137				0				68,488
Scott Schoenberger			35,601,149				7,467				0				68,488
James Alexander			35,608,471				145				0				68,488
Matt Gonzalez			35,608,467				149				0				68,488
Erin Grogan			35,608,465				151				0				68,488
Joya Delgado Harris			35,608,465				151				0				68,488
Derek Mullins			35,608,471				145				0				68,488

 

2. Appointment of auditor. The ratification of the appointment of BPM, LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2026. The vote totals were

 

For		Against		Abstained
35,677,093		7		4

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date: November 10, 2025	THE MARYGOLD COMPANIES, INC.
	By:	/s/ Nicholas Gerber
		Nicholas Gerber
		Chief Executive Officer (Principal Executive Officer)