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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 1, 2024
NATIONAL BANK HOLDINGS CORPORATION
(Exact name of registrant as specified in its charter)
Delaware |
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001-35654 |
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27-0563799 |
(State or other jurisdiction |
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(Commission |
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(IRS Employer |
7800 East Orchard Road, Suite 300, Greenwood Village, Colorado 80111
(Address of principal executive offices) (Zip Code)
303-892-8715
(Registrant’s telephone, including area code)
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐Written Communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class: |
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Trading Symbol |
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Name of each exchange on which registered: |
Class A Common Stock, Par Value $0.01 |
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NBHC |
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NYSE |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933(§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07Submission of Matters to a Vote of Security Holders
On May 1, 2024, the Company held its 2024 Annual Meeting of Shareholders (the “Annual Meeting”). The proposals voted on at the Annual Meeting and the final voting results are as follows:
Proposal 1: All of the director nominees were elected to the Board, based upon the following votes:
Nominee |
Votes For |
Votes Withheld |
Broker Non-Votes |
Ralph W. Clermont |
32,534,556 |
1,059,262 |
895,501 |
Robert E. Dean |
32,498,260 |
1,095,558 |
895,501 |
Robin A. Doyle |
33,529,897 |
63,921 |
895,501 |
Alka Gupta |
33,406,058 |
187,760 |
895,501 |
Fred J. Joseph |
32,846,369 |
747,449 |
895,501 |
G. Timothy Laney |
33,042,734 |
551,084 |
895,501 |
Patrick Sobers |
33,222,968 |
370,850 |
895,501 |
Micho F. Spring |
32,568,326 |
1,025,492 |
895,501 |
Art Zeile |
33,194,607 |
399,211 |
895,501 |
Proposal 2: The shareholders ratified the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2024, based upon the following votes:
For |
Against |
Abstain |
34,370,401 |
117,887 |
1,031 |
Proposal 3: The shareholders approved, on an advisory non-binding basis, the compensation paid to the Company’s named executive officers, based upon the following votes:
For |
Against |
Abstain |
Broker Non-Votes |
32,823,141 |
764,600 |
6,077 |
895,501 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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National Bank Holdings Corporation |
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By: |
/s/ Angela N. Petrucci |
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Name: |
Angela N. Petrucci |
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Title: |
Chief Administrative Officer & General Counsel |
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Date: May 6, 2024 |
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