Delaware |
001-37942 |
30-0645032 |
|
(State or other jurisdiction
of incorporation)
|
(Commission
File Number)
|
(I.R.S. Employer
Identification No.)
|
|
20 Park Plaza, Suite 424
Boston, Massachusetts
|
02116 |
|
(Address of principal executive offices) |
(Zip Code) |
|
☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Title of each class |
Trading
Symbol(s)
|
Name of each exchange
on which registered
|
||
Common Stock, $0.001 par value |
CRVO |
NASDAQ Capital Market |
|
|
(1) |
Proposal No. 1 – To elect eight persons to serve as directors until the Company’s next Annual Meeting of Stockholders or until their respective successors are elected and qualified. |
|
|
For |
|
|
Withheld |
|
|
Broker Non-Votes |
|
John Alam, MD |
|
3,155,846 |
|
|
29,174 |
|
|
3,033,573 |
|
Joshua S. Boger, PhD |
|
3,141,298 |
|
|
43,722 |
|
|
3,033,573 |
|
Sylvie Grégoire, PharmD |
|
3,153,199 |
|
|
31,821 |
|
|
3,033,573 |
|
Jane H. Hollingsworth, JD |
|
3,126,987 |
|
|
58,033 |
|
|
3,033,573 |
|
Jeffrey V. Poulton |
|
3,154,178 |
|
|
30,842 |
|
|
3,033,573 |
|
David Quigley |
|
3,153,944 |
|
|
31,076 |
|
|
3,033,573 |
|
Marwan Sabbagh, MD |
|
3,154,321 |
|
|
30,699 |
|
|
3,033,573 |
|
Frank Zavrl |
|
3,153,967 |
|
|
31,053 |
|
|
3,033,573 |
|
|
|
(2) |
Proposal No. 2 – To ratify the selection of RSM US LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2026. |
For |
Against |
Abstain |
6,092,751 |
21,433 |
104,409 |
|
|
(3) |
Proposal No. 3 – To approve, on an advisory basis, the compensation of the Company’s named executive officers during the year ended December 31, 2024, as disclosed in the Proxy Statement. |
For |
Against |
Abstain |
Broker Non-Votes |
3,073,013 |
104,221 |
7,786 |
3,033,573 |
|
|
(4) |
Proposal No. 4 – To approve Amendment No. 1 to the CervoMed Inc. 2025 Equity Incentive Plan. |
For |
Against |
Abstain |
Broker Non-Votes |
3,044,744 |
132,860 |
7,416 |
3,033,573 |
Exhibit No. |
Description |
104 |
Cover Page Interactive Data File (embedded within the Inline XBRL document). |
Date: June 9, 2026 |
CervoMed Inc. |
||
By: |
/s/ William Elder |
||
Name: |
William Elder |
||
Title: |
Chief Financial Officer & General Counsel |
||