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Delaware
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001-39048
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83-4461709
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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525 Washington Blvd, Suite 1400
Jersey City, NJ
(Address of principal executive offices)
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07310
(Zip Code)
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(Former Name or Former Address, if Changed Since Last Report)
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
☐
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
||
|
Common Stock
per share
|
AVPT
|
The Nasdaq Global Select Market
|
|
Item 5.07
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Submission of Matters to a Vote of Security Holders.
|
| DIRECTOR NAME | FOR | AGAINST | BROKER NON-VOTES |
|
BRIAN MICHAEL BROWN
|
127,717,498
|
11,782,775
|
17,643,339
|
|
JEFF EPSTEIN
|
107,181,013
|
32,319,260
|
17,643,339
|
|
JOHN HO
|
132,363,986
|
7,136,287
|
17,643,339
|
|
FOR
|
AGAINST
|
ABSTAIN
|
BROKER NON-VOTES
|
|
137,369,283
|
2,087,788
|
43,202
|
17,643,339
|
|
FOR
|
AGAINST
|
ABSTAIN
|
BROKER NON-VOTES
|
|
156,707,206
|
245,897
|
190,509
|
N/A
|
| AvePoint, Inc. | |||
|
Dated: May 7, 2026
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By:
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/s/ Brian Michael Brown
|
|
|
Brian Michael Brown
|
|||
|
Chief Legal and Compliance Officer, and Secretary
|
|||