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Pulse Biosciences, Inc.
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(Exact Name of Registrant as Specified in Its Charter)
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Delaware
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001-37744
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46-5696597
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(State or Other Jurisdiction
of Incorporation) |
(Commission
File Number) |
(IRS Employer
Identification No.) |
| 3957 Point Eden Way | ||
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Hayward, California 94545
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(Address of Principal Executive Offices) (Zip Code)
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| 510-906-4600 | ||
| (Registrant’s Telephone Number, Including Area Code) | ||
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Not Applicable
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(Former Name or Former Address, If Changed Since Last Report)
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Title of Each Class
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Trading Symbol(s)
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Name of Each Exchange on Which Registered
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Common stock, $0.001 par value per share
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PLSE
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The Nasdaq Stock Market
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ITEM 5.07
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SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS. |
| 1. | To approve an amendment to the Company’s 2017 Equity Incentive Plan (the “Equity Plan”) to increase the number of shares of the Company’s common stock issuable under the Equity Plan by two million shares and to change the definition of "Consultant" found in the Equity Plan so that the Company can grant equity awards under the Equity Plan to any natural person rendering bona fide services to the Company while engaged by a third-party, such as a payrolling service or employer of record; and | |
| 2. | Subject to approval of Proposal 1, to ratify options to acquire up to 1.1 million shares of Company common stock, in aggregate, specifically the options awarded under the Equity Plan on August 9, 2024, subject to future stockholder approval, to three Company directors for their service on the Company's Strategic Advisory Committee, as well as the options awarded under the Equity Plan on January 21, 2025, subject to future stockholder approval, to three Company consultants. |
| Proposal 1. | Amendment of the Equity Plan |
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For
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Against
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Abstained
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Broker Non-votes
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50,247,945
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2,753,901
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9,855
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N/A
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| Proposal 2. | Ratification of Awards |
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For
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Against
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Abstained
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Broker Non-votes
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| 50,242,345 | 2,759,002 |
10,354
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N/A
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ITEM 8.01
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OTHER EVENTS |
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Name and Position
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Number of Options to Purchase Shares of Common Stock
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Reporting Executive and/or Director
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Paul A. LaViolette
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200,000
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Manmeet S. Soni
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200,000
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Mahkam Zanganeh
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200,000
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Total
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600,000
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PULSE BIOSCIENCES, INC.
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Date: October 1, 2025
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By:
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/s/ Jon Skinner
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Jon Skinner
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Chief Financial Officer
(Principal Financial Officer) |
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