001-41232
(Commission File Number) |
87-2522769
(I.R.S. Employer Identification No.) |
700 S. Lewis Avenue
Waukegan, Illinois (Address of Principal Executive Offices) |
60085
(Zip Code) |
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock
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NSTS
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NASDAQ Capital Market
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Item 5.02. |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
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Item 5.07.
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Submission of Matters to a Vote of Security Holders.
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NAME OF DIRECTOR NOMINEE
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FOR
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WITHHELD
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BROKER NON-VOTES
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Apolonio Arenas
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2,283,087
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221,380 | 1,354,092 |
Thomas J. Kneesel | 2,273,037 | 231,430 | 1,354,092 |
Rodney J. True | 2,073,567 | 430,900 | 1,354,092 |
FOR
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AGAINST
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ABSTAIN
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BROKER NON-VOTES
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3,705,665
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113,589 | 39,305 | 0 |
FOR
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AGAINST
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ABSTAIN
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BROKER NON-VOTES
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2,010,487
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340,332 | 153,648 | 1,354,092 |
Item 9.01.
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Financial Statements and Exhibits
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Exhibit No. | Title | |
10.1 | NSTS Bancorp, Inc. 2023 Equity Incentive Plan (incorporated by reference to Appendix A to the Proxy Statement for the annual meeting of stockholders filed with the Securities and Exchange Commission on April 14, 2023 (File No. 001-41232) | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
NSTS Bancorp, Inc.
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Date: May 26, 2023
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By:
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/s/ Stephen G. Lear
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Name:
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Stephen G. Lear
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Title:
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President and Chief Executive Officer
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