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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of April, 2024
Commission File Number: 001-15276
Itaú Unibanco Holding S.A.
(Exact name of registrant as specified in its charter)
Itaú Unibanco Holding S.A.
(Translation of Registrant’s Name into English)
Praça Alfredo Egydio de Souza Aranha, 100-Torre Conceicao
CEP 04344-902 São Paulo, SP, Brazil
(Address of principal executive office)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Yes ☐ No ☒
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Yes ☐ No ☒
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ☐ No ☒
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b):
82–
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: April 29, 2024.
| Itaú Unibanco Holding S.A. | ||
| By: | /s/ Renato Lulia Jacob |
|
| Name: | Renato Lulia Jacob | |
| Title: | Group Head of Investor Relations and Market Intelligence | |
| By: | /s/ Alexsandro Broedel |
|
| Name: | Alexsandro Broedel | |
| Title: | Chief Financial Officer | |
ITAÚ UNIBANCO HOLDING S.A. CNPJ 60.872.504/0001-23 Companhia Aberta NIRE 35300010230 ANNOUNCEMENT TO THE MARKET Significant Ownership Interest Itaú Unibanco Holding S.A. ("Company"), in compliance with the provision in Article 12 of Resolution No. 44 of the Brazilian Securities and Exchange Commission (CVM) of August 23, 2021, announces to its stockholders and the market in general that it received a letter from GQG Partners LLC informing that they became the owners of 4.93% of the Company’s preferred shares. The complete letter is attached to this Announcement to the Market. São Paulo (SP), April 29, 2024 RENATO LULIA JACOB Group Head of Investor Relations and Market Intelligence São Paulo, April 25, 2024 São Paulo, 25 de abril de 2024 ITAÚ UNIBANCO HOLDING S.A. Attn: Mr. Renato Lulia Jacob Group Head of Investor Relations and Market Intelligence Praça Alfredo Egydio de Souza Aranha, 100, Torre Olavo Setubal - Jabaquara, São Paulo - SP, 04344-902 Brazil ITAÚ UNIBANCO HOLDING S.A. Att: Sr. Renato Lulia Jacob Diretor de Relação com Investidores e Inteligência de Mercado Praça Alfredo Egydio de Souza Aranha, 100, Torre Olavo Setubal - Jabaquara, São Paulo - SP, 04344-902 Brasil Ref.: Decrease of significant ownership interest in ITAÚ UNIBANCO HOLDING S.A. Ref.: Redução de participação acionária relevante na ITAÚ UNIBANCO HOLDING S.A. Dear Sirs, Prezados Senhores, GQG Partners LLC (“GQG Partners”), a limited liability company, on behalf of its investment management clients, duly registered with the Securities Exchange Commission – SEC under the No. 0001697233, with its principal place of business at 450 E Las Olas Blvd, No. 750, Fort Lauderdale, FL 33301, USA, in compliance with Article 12 of the Brazilian Securities Commission (“CVM”) Resolution No. 44, dated august 23, 2021, as amended (“CVM Resolution 44/21”), hereby informs that the portfolio of clients under its management have acquired in the secondary market in the regular course of trade, through certain financial instruments, certain shares issued by ITAÚ UNIBANCO HOLDING S.A. (“Company”), thus holding, currently, 238,905,284 preferred shares and American Depositary Receipts, representing approximately four point ninety-three per cent (4.93%) of all GQG Partners LLC (“GQG Partners”), uma sociedade limitada, em nome de seus clientes de gestão de carteiras de valores mobiliários, devidamente registrada perante a Securities Exchange Commission – SEC sob o nº 0001697233, com endereço na 450 E Las Olas Blvd, nº 750, Fort Lauderdale, FL 33301, Estados Unidos da América, em cumprimento ao que estabelece o artigo 12 da Resolução CVM nº 44, de 23 de agosto de 2021, conforme alterada (“Resolução CVM 44/21”), vem, à presença de V. Sa., informar que carteiras de clientes sob sua gestão adquiriram, em operações realizadas no curso regular do mercado secundário, mediante determinados instrumentos financeiros, ações emitidas por ITAÚ UNIBANCO HOLDING S.A. (“Companhia”), o que traz exposição total de sua carteira de clientes a 238,905,284 ações preferenciais e American Depositary Receipts, representando aproximadamente preferred shares issued by the Company. 4,93% (quatro vírgula noventa e três por cento) das ações preferenciais emitidas pela Companhia. GQG Partners also informs you that it does not hold proxy voting rights on behalf of its clients. A GQG Partners também informa que não possui poderes de voto em nome de seus clientes. This is a minority investment not intended to change the control or administrative structure of the Company. Currently, GQG Partners does not intend to purchase any additional shares of the Company for its clients’ accounts with the intent to acquire control or to change the management structure of the Company. Trata-se de um investimento minoritário que não tem o objetivo de alterar a composição do controle ou a estrutura administrativa da Companhia. Atualmente, a GQG Partners não pretende adquirir, em nome de seus clientes, quaisquer ações adicionais de emissão da Companhia com a intenção de adquirir o controle ou alterar a estrutura administrativa da Companhia. The legal representative of GQG Partners’ clients in Brazil, for purposes of Article 119 of Law 6,404, of December 15, 1976, as amended, is Citibank Distribuidora de Títulos e Valores Mobiliários SA, CNPJ No. 33.868.597/00001-40. O representante legal dos clientes da GQG Partners para fins do artigo 119 da Lei 6.404, de 15.12.1976, conforme alterada, é a Citibank Distribuidora de Títulos e Valores Mobiliários SA, CNPJ nº 33.868.597/00001-40. Please do not hesitate to contact us should you need any further clarifications. For any matters relating to this letter, please contact our attorney in Brazil, Mr. Fernando J. Prado Ferreira (phone: (55 11) 3247-8583); e-mail: fpradoferreira@pn.com.br); Mr. João Pedro Ribeiro Taveira (phone: (55 11) 3247-6372; e-mail jtaveira@pn.com.br); and Mr. Leonardo Duarte Moreira (phone: (55 11) 3247-6337; e-mail ldmoreira@pn.com.br). Permanecemos à disposição de V. Sas. para quaisquer esclarecimentos que se façam necessários, e solicitamos que os contatos de V. Sas. com relação à presente correspondência, sejam feitos por meio de nossos advogados no Brasil, Sr. Fernando J. Prado Ferreira (fone: (55 11) 3247-8583; e-mail: fpradoferreira@pn.com.br); Sr. João Pedro Ribeiro Taveira (fone: (55 11) 3247-6372); e-mail jtaveira@pn.com.br); e Sr. Leonardo Duarte Moreira (fone: (55 11) 3247-6337; e-mail ldmoreira@pn.com.br). Very truly yours, Atenciosamente, Salvatore DiGangi Salvatore DiGangi Global Chief Compliance Officer GQG Partners LLC
