UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 18, 2025

 

Siebert Financial Corp.

(Exact name of registrant as specified in its charter)

 

New York		0-5703		11-1796714
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification Number)

 

653 Collins Avenue, Miami Beach, FL		33139
(Address of principal executive offices)		(Zip Code)

 

Registrant’s telephone number, including area code: (310) 385-1861

 

 

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

☐

Written communications pursuant to Rule 425 under the Securities Act

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock - $0.01 par value		SIEB		The Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

Siebert Financial Corp. (the “Company”) held its Annual Meeting of Shareholders (the “2025 Annual Meeting”) on November 18, 2025. At the 2025 Annual Meeting, the Company’s shareholders voted on the four proposals described below. The final results of the voting on the proposals are noted below.

 

Proposal No. 1 - The election of the persons named below as directors to hold office until the Company’s annual meeting of shareholders to be held in 2026 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal.

 

Name		For				Withheld				Broker-Non Votes
Gloria E. Gebbia			34,798,412				973,467				3,558,663
John J. Gebbia			34,927,040				844,839				3,558,663
Charles A. Zabatta			34,829,020				942,859				3,558,663
Francis V. Cuttita			34,767,408				1,004,471				3,558,663
Andrew H. Reich			34,764,733				1,007,146				3,558,663
Lewis W. Solimene, Jr			35,568,348				203,531				3,558,663
Hocheol Shin			35,467,776				304,103				3,558,663

 

Proposal No. 2 - The approval of an amendment and restatement of the Siebert Financial Corp. 2021 Equity Incentive Plan to increase the number of shares of the Company’s common stock available and reserved for issuance thereunder to 5,000,000.

 

For		Against		Abstain		Broker-Non Votes
35,573,029		186,502		12,348		3,558,663

 

Proposal No. 3 - The advisory (non-binding) vote to approve named executive compensation.

 

For		Against		Abstain		Broker-Non Votes
35,207,276		534,905		20,698		3,558,663

 

Proposal No. 4 - The ratification of the appointment of Crowe LLP (“Crowe) as the Company’s independent registered public accounting firm for fiscal 2025.

 

For		Against		Abstain		Broker-Non Votes
39,300,103		20,955		9,484		—

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Dated: November 21, 2025	SIEBERT FINANCIAL CORP.
	By	/s/ Andrew H. Reich
		Andrew H. Reich Executive Vice President, Chief Operating Officer, Chief Financial Officer, and Secretary (Principal financial and accounting officer)