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6-K 1 ea0264304-6k_immuron.htm REPORT OF FOREIGN PRIVATE ISSUER

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

 

For the Month of November 2025

 

Commission File Number: 001-38104

 

IMMURON LIMITED

(Name of Registrant)

 

Level 3, 62 Lygon Street, Carlton South, Victoria, 3053, Australia

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒       Form 40-F ☐

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes ☐       No ☒

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-Immuron Limited (the “Company”) published two announcements (the “Public Notices”) to the Australian Securities Exchange on November 6, 2025 titled:

 

 

 

 


 

IMMURON LIMITED

 

EXPLANATORY NOTE

 

 

  - Proposed issue of securities - IMC
  -  

 

A copy of the Public Notice is attached as an exhibit to this report on Form 6-K.

 

This report on Form 6-K (including the exhibit hereto) shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

 

1


 

EXHIBITS

 

Exhibit
Number
  Description
99.1   Proposed issue of securities - IMC

 

2


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  IMMURON LIMITED
     
Date: November 6, 2025 By: /s/ Phillip Hains
    Phillip Hains
    Company Secretary

 

 

3

 

 

EX-99.1 2 ea026430401ex99-1_immuron.htm PROPOSED ISSUE OF SECURITIES - IMC

Exhibit 99.1

  

Appendix 3B - Proposed issue of securities

 

   

Announcement Summary

 

 

 

Entity name

 

IMMURON LIMITED

 

Announcement Type

 

New announcement

 

Date of this announcement

 

6/11/2025

 

The Proposed issue is:

 

A placement or other type of issue

 

Total number of +securities proposed to be issued for a placement or other type of issue

 

ASX +security code +Security description Maximum Number of
+securities to be issued
 
       
IMC ORDINARY FULLY PAID 8,495,080  

 

Proposed +issue date

 

7/11/2025

 

Refer to next page for full details of the announcement

 

Appendix 3B - Proposed issue of securities 1 / 5


 

Appendix 3B - Proposed issue of securities

 

 

Part 1 - Entity and announcement details

 

 

  

1.1 Name of +Entity

 

IMMURON LIMITED

 

We (the entity named above) give ASX the following information about a proposed issue of +securities and, if ASX agrees to +quote any of the +securities (including any rights) on a +deferred settlement basis, we agree to the matters set out in Appendix 3B of the ASX Listing Rules.

 

If the +securities are being offered under a +disclosure document or +PDS and are intended to be quoted on ASX, we also apply for quotation of all of the +securities that may be issued under the +disclosure document or +PDS on the terms set out in Appendix 2A of the ASX Listing Rules (on the understanding that once the final number of +securities issued under the +disclosure document or +PDS is known, in accordance with Listing Rule 3.10.3C, we will complete and lodge with ASX an Appendix 2A online form notifying ASX of their issue and applying for their quotation).

 

1.2 Registered Number Type

 

ABN

Registration Number

 

80063114045

 

1.3 ASX issuer code

 

IMC

 

1.4 The announcement is

 

New announcement

 

1.5 Date of this announcement

 

6/11/2025

 

1.6 The Proposed issue is:

 

A placement or other type of issue

 

Appendix 3B - Proposed issue of securities 2 / 5


 

Appendix 3B - Proposed issue of securities

 

 

Part 7 - Details of proposed placement or other issue

 

 

 

Part 7A - Conditions

 

 

 

7A.1 Do any external approvals need to be obtained or other conditions satisfied before the placement or other type of issue can proceed on an unconditional basis?

 

No

 

Part 7B - Issue details

 

 

  

Is the proposed security a ‘New class’ (+securities in a class that is not yet quoted or recorded by ASX) or an ‘Existing class’ (additional securities in a class that is already quoted or recorded by ASX)?

 

Existing class

 

Will the proposed issue of this

+security include an offer of attaching +securities?

 

No

 

Details of +securities proposed to be issued

 

 

 

ASX +security code and description

 

IMC : ORDINARY FULLY PAID

 

Number of +securities proposed to be issued

 

8,495,080

 

Offer price details

 

Are the +securities proposed to be issued being issued for a cash consideration?

 

Yes

 

In what currency is the cash
consideration being paid?

 

AUD - Australian Dollar

What is the issue price per
+security?

 

AUD 0.07560

 

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class?

 

Yes

 

Appendix 3B - Proposed issue of securities 3 / 5


 

Appendix 3B - Proposed issue of securities

 

 

Part 7C - Timetable 

 

 

 

7C.1 Proposed +issue date

 

7/11/2025

  

Part 7D - Listing Rule requirements 

 

 

  

7D.1 Has the entity obtained, or is it obtaining, +security holder approval for the entire issue under listing rule 7.1?

 

No

 

7D.1b Are any of the +securities proposed to be issued without +security holder approval using the entity’s 15% placement capacity under listing rule 7.1?

 

Yes

  

7D.1b ( i ) How many +securities are proposed to be issued without security holder approval using the entity’s 15% placement capacity under listing rule 7.1?

 

  8,495,080 Fully Paid Ordinary Shares

 

7D.1c Are any of the +securities proposed to be issued without +security holder approval using the entity’s additional 10% placement capacity under listing rule 7.1A (if applicable)?

 

No

 

7D.2 Is a party referred to in listing rule 10.11 participating in the proposed issue?

 

No

 

7D.3 Will any of the +securities to be issued be +restricted securities for the purposes of the listing rules?

 

No

 

7D.4 Will any of the +securities to be issued be subject to +voluntary escrow?

 

No

 

Appendix 3B - Proposed issue of securities 4 / 5


 

Appendix 3B - Proposed issue of securities

 

 

Part 7E - Fees and expenses

 

 

 

7E.1 Will there be a lead manager or broker to the proposed issue?

 

No

 

7E.2 Is the proposed issue to be underwritten?

 

No

 

7E.4 Details of any other material fees or costs to be incurred by the entity in connection with the proposed issue

 

            

 

Part 7F - Further Information

 

 

 

7F.01 The purpose(s) for which the entity is issuing the securities

 

  For further research and development activities and provide ongoing working capital.

 

7F.1 Will the entity be changing its dividend/distribution policy if the proposed issue proceeds?

 

No

 

7F.2 Any other information the entity wishes to provide about the proposed issue

 

  The shares (Nasdaq: IMRN) were purchased by US investors from our US At-The-Market (ATM) facility (managed by H.c. Wainwright & Co.) This is a low fee, no discount facility.

 

7F.3 Any on-sale of the +securities proposed to be issued within 12 months of their date of issue will comply with the secondary sale provisions in sections 707(3) and 1012C(6) of the Corporations Act by virtue of:

 

The publication of a cleansing notice under section 708A(5), 708AA(2)(f), 1012DA(5) or 1012DAA(2)(f)

 

Appendix 3B - Proposed issue of securities 5 / 5