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6-K 1 ea0201794-6k_immuron.htm REPORT OF FOREIGN PRIVATE ISSUER

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

 

For the Month of March 2024

 

Commission File Number: 001-38104

 

IMMURON LIMITED

(Name of Registrant)

 

Level 3, 62 Lygon Street, Carlton South, Victoria, 3053, Australia

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒       Form 40-F ☐

 

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes ☐       No ☒

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-Immuron Limited (the “Company”) published four announcements (the “Public Notices”) to the Australian Securities Exchange on March 14, 2024 titled:

 

 

 


 

IMMURON LIMITED

 

EXPLANATORY NOTE

 

 

  -

“Immuron CEO, Steven Lydeamore to present at Coffee Microcaps”

“Application for quotation of securities – IMC”

“Change of Director’s Interest Notice (DP)”

“Notice under section 708A”

 

A copy of the Public Notice is attached as an exhibit to this report on Form 6-K.

 

This report on Form 6-K (including the exhibit hereto) shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such filing.

 

1


 

EXHIBITS

 

Exhibit
Number
  Description
99.1   Immuron CEO, Steven Lydeamore to present at Coffee Microcaps
99.2   Application for quotation of securities – IMC
99.3   Change of Director’s Interest Notice (DP)
99.4   Notice under section 708A

 

2


 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  IMMURON LIMITED
     
 
Date: March 14, 2024 By: /s/ Phillip Hains
    Phillip Hains
    Company Secretary

 

3

 

EX-99.1 2 ea020179401ex99-1_immuron.htm IMMURON CEO, STEVEN LYDEAMORE TO PRESENT AT COFFEE MICROCAPS

Exhibit 99.1

 

Immuron CEO, Steven Lydeamore to present at Coffee Microcaps Melbourne, Australia, March 14 , 2024 : Immuron Limited (ASX : IMC ; NASDAQ : IMRN), an Australian based and globally integrated biopharmaceutical company is pleased to advise our Chief Executive Officer, Steven Lydeamore will be presenting at the Coffee Microcaps conference in Sydney on March 14 th . A copy of the presentation being made at the Coffee Microcaps conference in Sydney is included below . This release has been authorised by the directors of Immuron Limited . - - - END - - - COMPANY CONTACT: Steven Lydeamore Chief Executive Officer steve@immuron.com About Immuron Immuron Limited (ASX : IMC, NASDAQ : IMRN), is an Australian biopharmaceutical company focused on developing and commercializing orally delivered targeted polyclonal antibodies for the treatment of infectious diseases . About Travelan® Travelan® is an orally administered passive immunotherapy that prophylactically reduces the likelihood of contracting travelers’ diarrhea, a digestive tract disorder that is commonly caused by pathogenic bacteria and the toxins they produce . Travelan® is a highly purified tabletized preparation of hyper immune bovine antibodies and other factors, which when taken with meals bind to diarrhea - causing bacteria and prevent colonization and the pathology associated with travelers’ diarrhea . In Australia, Travelan® is a listed medicine on the Australian Register for Therapeutic Goods (AUST L 106709 ) and is indicated to reduce the risk of Travelers’ Diarrhea, reduce the risk of minor gastro - intestinal disorders and is antimicrobial . In Canada, Travelan® is a licensed natural health product (NPN 80046016 ) and is indicated to reduce the risk of Travelers’ Diarrhea . In the U . S . , Travelan® is sold as a dietary supplement for digestive tract protection . Travelers’ diarrhea (TD) TD is generally defined as the passage of ≥ 3 unformed stools per 24 hours plus at least one additional symptom (such as nausea, vomiting, abdominal cramps, fever, blood/mucus in the stools, or fecal urgency) that develop while abroad or within 10 days of returning from any resource - limited destinations ( Leung et al . , 2006 ) . Diarrhea continues to be the most frequent health problem among travelers to destinations in lower - and middle - income regions ( Steffen, 2017 ) . Deployed US military personnel, essentially representing a long - term traveller population, are particularly affected given their population dynamics and the context in which they seek care and treatment ( Connor et al . , 2012 ) . Diarrhea is the leading infectious disease threat to the overall health and preparedness of deployed US armed forces, with diarrheagenic E . coli, Campylobacter spp . , and Shigella spp . among the most commonly reported etiologies ( Riddle et al . , 2006 ) .

 


For personal use only Immuron Platform Technology Immuron’s proprietary technology is based on polyclonal immunoglobulins (IgG) derived from engineered hyper - immune bovine colostrum . Immuron has the capability of producing highly specific immunoglobulins to any enteric pathogen and our products are orally active . Bovine IgG can withstand the acidic environment of the stomach and is resistant to proteolysis by the digestive enzymes found in the Gastrointestinal (GI) tract . Bovine IgG also possesses this unique ability to remain active in the human GI tract delivering its full benefits directly to the bacteria found there . The underlying nature of Immuron’s platform technology enables the development of medicines across a large range of infectious diseases . The platform can be used to block viruses or bacteria at mucosal surfaces such as the Gastrointestinal tract and neutralize the toxins they produce . IMM - 124E IMM - 124 E was developed using Immuron’s platform technology . IMM - 124 E is produced from the colostrum of birthing cattle that have been immunised during pregnancy with a vaccine containing the outer antigens of multiple human derived ETEC . A total of 13 ETEC strains are used in the vaccine to produce high levels of antibodies against selected surface antigens from the most common strains of ETEC . The resultant hyperimmune colostrum IMM - 124 E from ETEC vaccinated cows contains significant levels of polyclonal antibodies specific for ETEC antigens LPS, CFA - I and Flagellin ( Sears et al . , 2017 ) . T h e antibodies produced in IMM - 124 E have b een found t o have a stronger binding and neutralizing activity (than th e antibodies of unvaccinated cattle) against a wide range of LPS antigens including both th e variable O - polysaccharide region and t h e preserved oligosaccharide c o r e ‘R’ region of LPS from th e 13 serotypes u s ed in th e E T E C vaccine . IMM - 124 E is manufactured into a tablet form referred to as Travelan® . References Connor P, Porter CK, Swierczewski B and Riddle MS. Diarrhea during military deployment: current concepts and future directions. Curr Opin Infect Dis. 25(5): 546 - 54; 2012. Leung AK, Robson WL, Davies HD. Travelers’ diarrhea. Adv Ther. Jul - Aug; 23(4): 519 - 27; 2006 Otto W, Najnigier B, Stelmasiak T and Robins - Browne RM . Randomized control trials using a tablet formulation of hyperimmune bovine colostrum to prevent diarrhea caused by enterotoxigenic Escherichia coli in volunteers Scandinavian Journal of Gastroenterology 46 : 862 – 868 ; 2011 . Riddle MS, Sanders JW, Putnam SD, and Tribble DR. Incidence, etiology, and impact of diarrhea among long - term travelers’ (US military and similar populations): A systematic review. American Journal of Tropical Medicine and Hygiene. 74(5): 891 - 900; 2006. Sears KT, Tennant SM, Reymann MK, Simon R, Konstantopolos N, Blackwelder WC, Barry EM and Pasetti MF . Bioactive Immune Components of Anti - Diarrheagenic Enterotoxigenic Escherichia coli Hyperimmune Bovine Colostrum products . Clinical and Vaccine Immunology . 24 ( 8 ) 1 - 14 ; 2017 . Steffen R. Epidemiology of travelers' diarrhea. J Travel Med. 24(suppl_1): S2 - S5; 2017. For more information visit: https://www.immuron.com.au/ and https://www.travelan.com Subscribe for Immuron News: Here FORWARD - LOOKING STATEMENTS : This press release may contain “forward - looking statements” within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 1934 , each as amended . Such statements include, but are not limited to, any statements relating to our growth strategy and product development programs and any other statements that are not historical facts . Forward - looking statements are based on management’s current expectations and are subject to risks and uncertainties that could negatively affect our business, operating results, financial condition, and stock value . Factors that could cause actual results to differ materially from those currently anticipated include : risks relating to our growth strategy ; our ability to obtain, perform under and maintain financing and strategic agreements and relationships ; risks relating to the results of research and development activities ; risks relating to the timing of starting and completing clinical trials ; uncertainties relating to preclinical and clinical testing ; our dependence on third - party suppliers ; our ability to attract, integrate and retain key personnel ; the early stage of products under development ; our need for substantial additional funds ; government regulation ; patent and intellectual property matters ; competition ; as well as other risks described in our SEC filings . We expressly disclaim any obligation or undertaking to release publicly any updates or revisions to any forward - looking statements contained herein to reflect any change in our expectations or any changes in events, conditions, or circumstances on which any such statement is based, except as required by law . For personal use only 1 1 INVESTOR PRESENTATION CO F F EE M I C RO C APS 14 MARCH 2024 S teven Lydeamore - CEO NASDAQ: IMRN ASX: IMC For personal use only

 


 


2 Certain statements made in this presentation are forward - looking statements and are based on Immuron’s current expectations, estimates and projections. Words such as “anticipates,” “expects,” “ intends,” “ plans,” “ believes,” “ seeks,” “estimates,” “guidance” and s imilar expressions are intended to identify forward - looking statements. Although Immuron believes the forward - looking statements are based on reasonable assumptions, they are subject to certain r i sks and uncertainties, some of which are beyond Immuron’s control, including those r i sks or uncertainties inherent in the process of both developing and commercializing technology. As a result, actual results could materially differ f rom those expressed or forecasted in the forward - looking statements. The forward - looking statements made in this presentation relate only to events as of the date on which the statements are made. Immuron will not undertake any obligation to release publicly any revisions or updates to these forward - looking statements to reflect events, c i rcumstances or unanticipated events occurring after the date of this presentation except as required by law or by any appropriate regulatory authority. FY 2024 results in this presentation are subject to audit review.

 


SAFE HARBOR STATEMENT For personal use only 3 REVENUE GENERATING WITH STRONG PIPELINE Immuron Ltd (NASDAQ:IMRN) (ASX:IMC) is a globally integrated biopharmaceutical company focused on developing, and commercialising, oral immunotherapeutics for the treatment of gut mediated diseases Financial Snapshot 7 - Mar - 24 (FYTD) 30 - Jun - 23 (FY) 227,798,346 227,798,346 Shares on Issue 15,568,559 12,879,720 Total Options IMC: A$0.125 IMC: A$0.075 Last Traded Price IMC: A$28.5m IMC: A$17.1m Market Cap.

 


A$15.2m (31 - Dec - 23) A$17.2m Cash & Cash Equivalents A$3.2m +168% on pcp FY23 A$1.8m Sales Revenue A$2.2m +147% on pcp FY23 A$1.3m Gross Profit For personal use only 4 REVENUE GENERATING WITH STRONG PIPELINE Immuron Ltd (NASDAQ:IMRN) (ASX:IMC) is a globally integrated biopharmaceutical company focused on developing, and commercialising, oral immunotherapeutics for the treatment of gut mediated diseases Pipeline Snapshot 7 - Mar - 24 30 - Jun - 23 Topline results for IMM - 124E ETEC 2 clinical trial Initiated IMM - 124E ETEC 2 CHIM 3 clinical trial Travelan (IMM - 124E) - Phase 2 Traveller’s Diarrhoea Recruited 50% of 868 participants USU 4 P2TD IMM - 124E field clinical trial recruited 35% of 868 participants Travelan® (IMM - 124E) – Phase 4 Traveller’s Diarrhoea Completion of In - patient phase Campylobacter CHIM 3 clinical trial FDA IND 1 approved (Clinical Hold released) CampETEC – Phase 2 Campylobacteriosis Completion of IMM - 529 drug substance manufacture by CSIRO Completed 600 mg solid dose active formulation development IMM - 529 – Phase 2 Clostridioides Difficile 1. Investigational New Drug; 2. Enterotoxigenic E.coli ; 3. controlled human infection model; 4. Uniformed Health Services University of the Health Sciences For personal use only TECHNOLOGY PLATFORM FOR GUT MEDIATED DISEASES Bovine colostrum is the first milk of cows after calving.

 


It is rich in immunoglobulins, lactoferrin, lysozyme, lactoperoxidase, growth factors and bioactive peptides. Colostrum has higher levels of protein, fat, vitamins, and minerals when compared to milk. This enables full development of the newborn calf in addition to immunity against several pathogens. * Immuron’s proprietary technology platform combines the natural human nutrition & health benefits of bovine colostrum with a novel class of specifically targeted oral polyclonal antibodies that offer delivery within the gastrointestinal (“GI”) tract and can be used to target viruses or bacteria and neutralize the toxins they produce at mucosal surfaces. STEP 1 Development of Highly Specific Vaccines STEP 2 Isolation of Hyperimmune antibody - rich bovine colostrum STEP 3 Oral Antimicrobial therapeutics without drawbacks of antibiotics FINAL PRODUCT Toxin Neutralization + Clearance of targeted gut pathogens x Reduce occurrence and reduce/relieve diarrhoea x Reduce/relieve abdominal cramping x Reduce/relieve gastrointestinal pain x Assists repair of gastrointestinal/gut wall lining x Enhance/promote immune defence x Enhance/promote health liver function Australian Permitted indications; these statements have not been evaluated by the Food and Drug Administration (FDA) 5 * Gomes et.

 


al., NFS Journal, Volume 25, November 2021, pages 1 - 11, https://doi.org/10.1016/j.nfs.2021.10.001 For personal use only 6 6 STRONG PIPELINE WITH NEAR TERM MILESTONES 6 Market Phase III Phase II Phase I Indication Compound or brand name Traveler’s Diarrhea ETEC challenge IMM - 124E Travelan® Clostridioides difficile Infection & Recurrence IMM - 529 Market Phase III Phase II Phase I Partner Compound or brand name ersity ces Univ ed Servi Uniform Travelan® ical Naval Med CampETEC Research Command Immuron’s Clinical Programs Our Partners’ Clinical Programs Further information on the clinical programs can be found on slide 8 For personal use only 7 VALUABLE SALES POTENTIAL FOR PIPELINE PRODUCTS › Immuron’s development of IMM - 124E (hyperimmune bovine colostrum) as a prescription medication has the potential to address this unmet need › Primary care physicians (PCP)s impressed with clinical efficacy endpoint targets demonstrating > 80% protection against the development of diarrhea.

 


› If base case efficacy targets are reached, IMM - 124E would mostly be used by travelers going to the highest risk areas (e.g., rural Central America/Asia/Africa). › Based on the estimated market size and pricing, the base case yearly revenue in USA for IMM - 124E is projected at US$102M . › Reaching higher efficacy goals could broaden use. › Infectious disease experts reacted favorably to the IMM - 529 MOA, and its unique ability to target three elements of the rCDI infection – the spores, vegetative cells, and Toxin B › Non - microbiome approaches (such as IMM - 529) are still appealing to experts, who noted that clinical trial efficacy (reduction in relapse rate) and cost/access will be the key drivers of clinical use in recurrent patients, not mechanism of action › Based on the estimated market size, anticipated payer restrictions, pricing, and competition, base case yearly revenue in USA for IMM - 529 is conservatively projected at US$93M for the target patient population (limited to 2nd recurrence and later based on trial design and payer coverage) › Positioning IMM - 529 earlier than second recurrence and/or efficacy targets could lead to higher uptake. Lu m C o a r n p i t o y r a O t p e po r tu ni t y Assessment for IMM - 529 Market Phase III Phase II Phase I Indication Compound or brand name Traveler’s Diarrhea ETEC challenge IMM - 124E - Travelan® Clostridioides difficile Infection & Recurrence IMM - 529 Lumanity, a leading lifescience consulting company: https://lumanity.com/company/our - story/ Clostridioides difficile infections (CDI) to grow to almost $1.7 billion by 2026, according to GlobalData For personal use only L u C m o a r n p i o t y r a * t e Op p ortuni t y Assessment for IMM - 124E 8 NEAR TERM MILESTONES ANTICIPATED TO DRIVE VALUE 2H 2024 Completed ; 1.

 


Investigational New Drug; 2. Enterotoxigenic E.coli ; 3. controlled human infection model; 4. Institutional Review Board; 5. Naval Medical Research Command; 6. Uniformed Health Services University of the Health Sciences; 7. Clostridioides Difficile 2H 2022 1H 2023 2H 2023 1H 2024 r perso • Clinical Study Report • End of Phase 2 FDA meeting • Topline results for IMM - 124E ETEC2 clinical trial • 100% of patients enrolled • Completion of In - patient phase ETEC 2 CHIM 3 clinical trial • IRB Approval 4 • Initiated IMM - 124E ETEC 2 CHIM 3 clinical trial • FDA IND 1 approved for single daily dose IMM - 124E ETEC 2 CHIM 3 clinical trial Travelan® • Topline results for CampETEC Campylobacter CHIM 3 clinical trial • Completion of In - patient phase CampETEC Campylobacter CHIM 3 clinical trial • Institutional Review Board approval of NMRC 5 CampETEC Campylobacter CHIM 3 clinical trial protocol • Initiated IMM - 124E Campylobacter CHIM 3 clinical trial • Toxicology Study Report • FDA IND 1 approved (Clinical Hold released) • Submitted Response Letter to FDA Clinical Hold • Immuron sponsored Toxicology study - completed nal us CampETEC • FDA meeting • IMM - 529 (CDI) 7 Pre - IND 1 submission • IMM - 529 cGMP manufacture • 600 mg solid dose active formulation development IMM - 529 • Topline results • Completion of enrollment • Completion of in - patient phase • ~50% of 868 participants recruited • USU 6 P2TD IMM - 124E field clinical trial recruitment commencement F o Travelan® e only 9 IMM - 124E BILLION DOLLAR MARKET - HIGH UNMET NEED Industry tailwinds Travel picking up significantly following COVID lockdowns Billion Dollar Market Traveller’s diarrhoea treatment market is large and growing at a CAGR of ~7% Frequent Symptoms 30% - 70% of travelers experience traveller’s diarrhoea 1 • There are no current reliable vaccines for prevention of Travellers’ diarrhoea 1 • Enterotoxigenic Escherichia coli (ETEC) is the leading cause of Travellers’ diarrhoea 1 • Travelan® is a hyperimmune bovine colostrum produced by immunization of cows during gestation with a vaccine consisting of antigens derived from 13 different ETEC strains known to cause Travelers’ diarrhea • Travelan® is broadly cross - reactive with other ETEC strains not included in the vaccine and other gram - negative bacteria ( Shigella, Vibrio cholera, Campylobacter spp .) 2,3 • Diarrhea ranked 1 st among 57 infectious disease threats by the 2019 Military Infectious Disease Research Program’s Infectious Disease Threat Prioritization Panel based on its impact to readiness 4 • 76% of Soldiers in OIF and OEF experienced traveler’s diarrhea early in their deployment 4 1 Centers for Disease Control and Prevention CDC.gov 2024; 2 Sears et al., Clin.

 


Vaccine Immunol. 2017 https://doi.org/10.1128/cvi.00186 - 16 ; 3 Islam et al., PLOS one 2023 https://doi.org/10.1371/journal.pone.0294021 ; ; 4 Olson et al. “Tropical Diseases, Travel Medicine and Vaccines, 2019, 51 - 15 Page 3; OIF (Operation Iraqi Freedom); OEF (Operation Enduring Freedom) For personal use only 10 • Positive Results Support Travelan® progress to Phase 3 • IMM - 124E Phase 2 • Healthy volunteers were recruited and randomized to receive a single daily oral dose of 1200 mg of Travelan® or placebo.

 


Dosing commenced 2 days prior to challenge with ETEC strain H10407 and continued for 7 days. • 60 subjects completed the inpatient challenge component of this current clinical study. • Travelan® topline clinical trial results demonstrate protective efficacy with single daily dose • 36.4% protective efficacy against Enterotoxigenic Escherichia coli (ETEC) induced moderate to severe diarrhea was observed in the Travelan® group compared to the placebo group (primary endpoint) even though the attack rate for this study was 37%, much lower than the expected 70% • The attack rates on previous Phase 2 ( Otto et al. 2011 ) studies were 73% and 86% with protective efficacy of 90.9% and 76.7% • 66.7% protective efficacy against ETEC induced severe diarrhea was observed in the Travelan® group compared to the placebo group (secondary endpoint) • 83.3% statistically significant reduction in the number of subjects in the Travelan® group requiring early antibiotic treatment post challenge compared to the placebo (secondary endpoint) • 100% of the subjects requiring IV fluids post challenge were in the placebo (secondary endpoint) • 55.6% reduction in the number of subjects experiencing adverse events associated with the ETEC challenge observed in the Travelan® group compared to the placebo group (secondary endpoint) • Phase 2 clinical study data supports the excellent safety and tolerability profile of Travelan® For personal use only 11 IMM - 124E PHASE 3 STRATEGY • Trial duration ~ 2 years • End of Phase 3 FDA meeting • BLA 3 submission • Initiate Phase 3 • Phase 3 FDA meeting • Clinical Study Report • End of Phase 2 FDA meeting • Phase 1 clinical study (Baltimore, 1996) • Phase 2 clinical study (Poland, 2000) • FDA 1 IND 2 approval (December 2022) • Phase 2 clinical study (Baltimore, 2024) • The pivotal registration studies will involve two randomized, double - blind, parallel - group, placebo - controlled Phase 3 clinical studies (drug substance IMM - 124E) to assess the efficacy and safety of Travelan® for prevention of traveler’s diarrhea (TD) • The studies will enroll approximately 1200 healthy adult subjects (600 subjects in two studies) traveling to regions with high TD risk.

 


• Subjects will be randomized 1:1 to receive Travelan® or placebo. • Dosing will begin 3 days prior to arrival in country and for at least 14 days in country. • The primary endpoint will be the development of TD. Pre 2H 2024 1H 2025 Post 1. U.S. Food and Drug Administration; 2. Investigational New Drug; 3.

 


Biologics License Application 2H 2025 For personal use only 1 2 12 WORLD FIRST TRIPLE MECHANISM OF ACTION FOR CDI 12 IMM - 529 IMM - 529 will be indicated for the treatment of recurrent C. difficile infection Indication / Target Population • Novel antibody - containing therapeutic which neutralizes C. difficile but does not impact the microbiome • Targets not only toxin B but also spores and vegetative cells responsible for recurrence • Potential for use in combination with standard of care (e.g. vancomycin, metronidazole) • Targets many isolates Product Description / Mechanism of Action • Oral administration, 3 x daily • Trial to test 28 - day treatment course on top of standard of care (vancomycin, metronidazole) Dosage and ROA • Mouse data demonstrated ~80% survival rate (7/9) vs.

 


~10% survival rate in a control group (1/9) in a recurrent CDI mouse model Efficacy • To be evaluated in Phase I/IIA study • Equivalent or better than current standard of care Safety / Tolerability For personal use only 1 3 13 SCIENTIFIC REFERENCES Travelan® (IMM - 124E) Scandinavian Journal of Gastroenterology, 46:7 - 8, 862 - 868, DOI: 10.3109/00365521.2011.574726 Travelan® has been shown to reduce both the incidence and severity of ETEC - induced diarrhea in up to 90% of volunteers Military Health System Research Symposium 14 - 17 Aug 2023_Abstract 1 Clinical Evaluation of Travelan® an Oral Prophylactic for Prevention of Travelers’ Diarrhea in Active Duty Military Service Assigned Abroad. Immuron Limited, 29 April, 2011 Travelan as a broad Spectrum anti - bacterial US Department of Defense, Armed Forces Research Institute of Medical Sciences (AFRIM), 4 September, 2019 Travelan® demonstrates broad reactivity to Vibrio cholera strains from Southeast Asia indicating broad potential for prevention of traveler’s diarrhea US Department of Defense, Armed Forces Research Institute of Medical Sciences (AFRIM), 5 September, 2018 Travelan® prevented clinical shigellosis (bacillary dysentery) in 75% of Travelan® treated animals compared to placebo and demonstrated a significant clinical benefit US Department of Defense, Armed Forces Research Institute of Medical Sciences (AFRIM), 30 January, 2017 Travelan® able to bind and was reactive to 60 clinical isolates of each bacteria, Campylobacter, ETEC, and Shigella Islam D, Ruamsap N, Imerbsin R, Khanijou P, Gonwong S, Wegner MD, et al. (2023) Bioactivity and efficacy of a hyperimmune bovine colostrum product - Travelan, against shigellosis in a non - Human primate model (Macaca mulatta). PLoS ONE 18(12): e0294021. Bioactivity and efficacy of a hyperimmune bovine colostrum product - Travelan, against shigellosis in a non - Human primate model (Macaca mulatta) Clin Vaccine Immunol 24:e00186 - 16. https://doi.org/10.1128/CVI.00186 - 16 Bioactive Immune Components of Travelan® Infect Immun. 2023 Nov; 91(11): e00097 - 23. Hyperimmune bovine colostrum containing lipopolysaccharide antibodies (IMM - 124E) has a non - detrimental effect on gut microbial communities in unchallenged mice Journal of Crohn's and Colitis, Volume 13, Issue 6, June 2019, Pages 785 – 797, https://doi.org/10.1093/ecco - jcc/jjy213 Administration of the Hyper - immune Bovine Colostrum Extract IMM - 124E Ameliorates Experimental Murine Colitis IMM - 529 Sci Rep 7, 3665 (2017). https://doi.org/10.1038/s41598 - 017 - 03982 - 5 Bovine antibodies targeting primary and recurrent Clostridium difficile disease are a potent antibiotic alternative For personal use only 14 EMAIL: STEVE@IMMURON.COM PHONE: AUSTRALIA: +61 438 027 172 STEVEN LYDEAMORE CHIEF EXECUTIVE OFFICER IMMURON LIMITED CONTACT INFORMATION: For personal use only

 


 

EX-99.2 3 ea020179401ex99-2_immuron.htm APPLICATION FOR QUOTATION OF SECURITIES-IMC

Exhibit 99.2

 

    Appendix 2A - Application for quotation of securities  

 

Announcement Summary

 

 

 

Entity name

 

IMMURON LIMITED

 

Announcement Type 

 

New announcement

 

Date of this announcement

 

Thursday March 14, 2024

 

The +securities to be quoted are:

 

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

 

Total number of +securities to be quoted

 

ASX +security code   Security description   Number of
+securities
to be quoted
    Issue date
IMC   ORDINARY FULLY PAID     200,000     12/03/2024

 

Refer to next page for full details of the announcement

 

Appendix 2A - Application for quotation of securities 1 / 6

 

    Appendix 2A - Application for quotation of securities  

 

Part 1 - Entity and announcement details

 

 

 

1.1 Name of entity

 

IMMURON LIMITED

 

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

 

1.2 Registered number type Registration number  
         
    ACN 063114045  

 

1.3 ASX issuer code

 

IMC

 

1.4 The announcement is

 

New announcement

 

1.5 Date of this announcement

 

14/3/2024

 

Appendix 2A - Application for quotation of securities 2 / 6

 

    Appendix 2A - Application for quotation of securities  

 

Part 2 - Type of Issue

 

 

 

2.1 The +securities to be quoted are:

 

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

 

2.2 The +class of +securities to be quoted is:

 

Additional +securities in a class that is already quoted on ASX (“existing class”)

 

Appendix 2A - Application for quotation of securities 3 / 6

 

    Appendix 2A - Application for quotation of securities  

 

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

 

 

 

Existing +securities converting into additional +securities in an existing class

 

FROM (Existing Class)

ASX +security code and description

 

IMCAD : OPTION EXPIRING 13-NOV-2024 EX $0.12

 

TO (Existing Class)

ASX +security code and description

 

IMC : ORDINARY FULLY PAID

 

  Please state the number of options that were exercised or other +convertible securities that were converted   The first date the options were exercised or other +convertible securities were converted   The last date the options were exercised or other +convertible securities were converted
           
  200,000  

12/3/2024

  12/3/2024

 

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

 

No

 

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

 

An issue of new +securities

 

The underlying +securities being received by the holder are:

 

Intended to be, but are not yet, quoted by ASX

 

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

 

Yes

 

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

 

Yes

 

Provide details of the KMP or +associates who are exercising options or converting convertible securities

 

  Name of KMP   Name of registered holder   Number of options being exercised or other +convertible securities being converted
           
  DANIEL POLLOCK   DANIEL POLLOCK   200,000

 

Issue date

 

12/3/2024

 

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?

 

Yes

 

Appendix 2A - Application for quotation of securities 4 / 6

 

    Appendix 2A - Application for quotation of securities  

 

Issue details

 

 

 

Number of +securities to be quoted

 

200,000

 

Are the +securities being issued for a cash consideration?

 

Yes

 

  In what currency is the cash consideration being paid?   What is the issue price per +security?
       
  AUD - Australian Dollar   AUD 0.12000000

 

Any other information the entity wishes to provide about the +securities to be quoted

 

   

 

Appendix 2A - Application for quotation of securities 5 / 6

 

    Appendix 2A - Application for quotation of securities  

 

Part 4 - Issued capital following quotation

 

 

 

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

 

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity’s current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

 

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

 

ASX +security code and description     Total
number of
+securities
on issue
 
         
IMC : ORDINARY FULLY PAID     227,998,346  

 

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

 

ASX +security code and description  

Total
number of
+securities
on issue

 
IMCAE : PERFORMANCE RIGHTS     1,688,839  
IMCAI : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES     2,930,000  
IMCAD : OPTION EXPIRING 13-NOV-2024 EX $0.12     7,900,000  
IMCAK : OPTION EXPIRING 23-MAY-2024 EX 12.5C     173,600  
IMCAL : OPTION EXPIRING 16-JUL-2024 EX 12.5C     116,120  
IMCAM : OPTION EXPIRING 21-JUL-2025 EX USD$0.5859375     2,560,000  

 

Appendix 2A - Application for quotation of securities 6 / 6

EX-99.3 4 ea020179401ex99-3_immuron.htm CHANGE OF DIRECTOR'S INTEREST NOTICE (DP)

Exhibit 99.3

 

 

 


  

 

 

EX-99.4 5 ea020179401ex99-4_immuron.htm NOTICE UNDER SECTION 708A

Exhibit 99.4

 

 

Notice Under Section 708A (5) of the Corporations Act

 

Melbourne, Australia, March 14, 2024

 

This notice is given by Immuron Limited (ASX: IMC; NASDAQ: IMRN) under section 708A(5)(e) of the Corporations Act 2001 (the ‘Corporations Act’).

 

Type Shares
Class Ordinary
ASX code IMC
Date of Issue 12 March 2024
Number Issued 200,000

 

The Company gives notice under section 708A(5)(e) of the Corporations that:

 

1. the Company issued the Shares without disclosure under Part 6D.2 of the Corporations Act;

 

2. as at the date of this notice the Company has complied with:

 

(i) the provisions of Chapter 2M of the Corporations Act as they apply to the Company; and

 

(ii) sections 674 and 674A of the Corporations Act; and

 

3. as at the date of this notice, there is no information to be disclosed which is ‘excluded information’ (as defined in sections 708A(7) and 708A(8) of the Corporations Act) which is required to be disclosed by the Company.

 

Phillip Hains

Company Secretary