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6-K 1 nvx-6k-sep-2025-09-30-sy.htm 6-K 6-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

For the month of September, 2025


	001-41208
	(Commission File Number)

NOVONIX LIMITED

(Translation of registrant’s name into English)

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

EXHIBIT INDEX


Exhibit No.		Description

Exhibit 99.1		Appendix 2A (Application for quotation of securities) dated September 30, 2025.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


NOVONIX LIMITED
By:	/s/ Robert Long
	Robert Long
	Chief Financial Officer

Date: September 30, 2025

EX-99.1 2 nvx-ex99_1.htm EX-99.1 EX-99.1


	Appendix 2A - Application for quotation of securities

EXHIBIT 99.1

Announcement Summary

Entity name

NOVONIX LIMITED

Announcement Type

New announcement

Date of this announcement

Tuesday September 30, 2025

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted



ASX +security		Number of +securities to
code	Security description		be quoted	Issue date

NVX	ORDINARY FULLY PAID		7,310,610	30/09/2025

Refer to next page for full details of the announcement



Appendix 2A - Application for quotation of securities	1 / 6


	Appendix 2A - Application for quotation of securities

Part 1 - Entity and announcement details

1.1 Name of entity

NOVONIX LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.


	1.2 Registered number type	Registration number

	ABN	54157690830

1.3 ASX issuer code

NVX

1.4 The announcement is

New announcement

1.5 Date of this announcement

30/9/2025



Appendix 2A - Application for quotation of securities	2 / 6


	Appendix 2A - Application for quotation of securities

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +class of +securities to be quoted is:

Additional +securities in a class that is already quoted on ASX ("existing class")



Appendix 2A - Application for quotation of securities	3 / 6


	Appendix 2A - Application for quotation of securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class FROM (Existing Class)

ASX +security code and description

NVXAH : CONVERTIBLE DEBENTURES

TO (Existing Class)

ASX +security code and description

NVX : ORDINARY FULLY PAID

     Please state the number of options
that were exercised or other
+convertible securities that were
converted
2,000,000

     The first date the options were
exercised or other +convertible
securities were converted
30/9/2025

     The last date the options were
exercised or other +convertible
securities were converted
7/10/2025

    

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying +securities being received by the holder are:

Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Issue date

30/9/2025

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes



Appendix 2A - Application for quotation of securities	4 / 6


	Appendix 2A - Application for quotation of securities

Issue details

Number of +securities to be quoted

7,310,610

Are the +securities being issued for a cash consideration?

Please describe the consideration being provided for the +securities

     Issue of ordinary shares on conversion of convertible debentures.

    

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the

+securities to be quoted

0.416600

Any other information the entity wishes to provide about the +securities to be quoted



Appendix 2A - Application for quotation of securities	5 / 6


	Appendix 2A - Application for quotation of securities

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)


ASX +security code and description	Total number of +securities on issue


NVX : ORDINARY FULLY PAID	676,486,888

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)


ASX +security code and description	Total number of +securities on issue

NVXAD : PERFORMANCE RIGHTS	23,129,779

NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	14,016,667

NVXAB : SHARE RIGHTS	1,008,567

NVXAL : CONVERTIBLE NOTES	45,221,586



NVXAH : CONVERTIBLE DEBENTURES	89,500,000



Appendix 2A - Application for quotation of securities	6 / 6