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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): March 26, 2024
NICOLET BANKSHARES, INC.
(Exact name of registrant as specified in its charter)
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| Wisconsin |
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001-37700 |
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47-0871001 |
(State or other jurisdiction
of incorporation) |
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(Commission
File Number) |
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(IRS Employer
Identification No.) |
111 North Washington Street
Green Bay, Wisconsin 54301
(Address of principal executive offices)
(920) 430-1400
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered |
| Common stock, par value $0.01 per share |
NIC |
New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter.)
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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| Item 7.01 |
Regulation FD Disclosure. |
On March 26, 2024, Nicolet National Bank, the wholly owned bank subsidiary of Nicolet Bankshares, Inc., issued a press release to announce the hiring of William Bohn as Executive Vice President, Wealth Management, Private Client and Trust Services, a copy of which is furnished as Exhibit 99.1 to this Current Report on Form 8-K.
The information in Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 furnished herewith, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or the Exchange Act, or otherwise subject to the liabilities of such section. The information in this report on Form 8-K shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Act, or under the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
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| Item 9.01 |
Financial Statements and Exhibits. |
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| Exhibit No. |
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Description of Exhibit |
| 99.1 |
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| 104 |
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Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document |
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| Date: |
March 26, 2024 |
NICOLET BANKSHARES, INC. |
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By: |
/s/ H. Phillip Moore, Jr. |
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H. Phillip Moore, Jr. |
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Chief Financial Officer |
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EX-99.1
2
exhibit99_13262024pressrel.htm
EX-99.1
Document
Exhibit 99.1
FOR IMMEDIATE RELEASE
Nicolet National Bank Hires William Bohn to Lead Wealth Management and Private Client Services
Green Bay, Wisconsin, March 26, 2024 - Nicolet National Bank (“Nicolet”), the operating entity of bank holding company Nicolet Bankshares, Inc. (NYSE: NIC), today announced the hiring of William Bohn as Executive Vice President, Wealth Management, Private Client and Trust Services. Bohn joins Nicolet from USI Insurance Services, where he was the Chief Executive Officer of USI-Community Agencies. Before that, he had an extensive career at Associated Banc-Corp, where he held several senior executive roles, including serving as EVP- Head of Wealth Management and Institutional Services for the last several years of his tenure. He will report directly to Mike Daniels, Chairman, President, and CEO, overseeing Wealth Management, Retirement Plan Services, Private Client Services, and Trust and Investment Management.
“Bill is well-known by us and the banking industry in general as an outstanding leader and executive,” said Mike Daniels, President and CEO of Nicolet. “He brings leadership expertise to a Wealth and Private Client team that is growing quickly and will continue to be a key strategic focus at Nicolet. Bill has a very successful track record as an executive, which includes M&A strategy and integration. He is a customer and community-first thinker, which will fit perfectly with our culture. As the industry continues to consolidate, Bill will play a key role in Nicolet’s ongoing transformation. We are excited to have him join the team.”
“I have admired Nicolet’s success, business model, and culture for many years and am thrilled to join them,” said Bohn. “I have always been entrepreneurial, focusing on building relationships and being an active part of the community, which aligns well with Nicolet’s purpose. There is a very good team at Nicolet. I am excited to jump in, learn from the successes, and see how we can all work together to help take Nicolet to the next level.”
Bohn has over 30 years of executive experience in banking and financial services. He has successfully led numerous teams, including Wealth Management, Private Client Services, Retirement Plans, and Trust and Investment Services. He also has a strong legal, compliance, risk management, and insurance background. Bohn is a board member of the Bellin and Gunderson Health System, New North, Inc., Valley Kids Foundation, and Feeding America of Eastern Wisconsin Foundation. He has an undergraduate degree in Economics from Marquette University and a law degree from Marquette University Law School.
About Nicolet National Bank
Nicolet Bankshares, Inc. is the bank holding company of Nicolet National Bank, a growing, full-service, community bank providing services ranging from commercial, agricultural, and consumer banking to wealth management and retirement plan services. Founded in Green Bay in 2000, Nicolet National Bank operates branches primarily in Wisconsin, Michigan, and Minnesota. More information can be found at www.nicoletbank.com.
Media Contacts:
Mike Daniels – President & CEO
Jeff Gahnz – VP, Marketing & Public Relations
Phone: 920.430.1400
Email: mdaniels@nicoletbank.com or jgahnz@nicoletbank.com
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