Exhibit No. | Description | |||||||
Application for quotation of securities - JHX | ||||||||
Notification regarding unquoted securities - JHX | ||||||||
Application for quotation of securities - JHX | ||||||||
Appendix 3Y - PJ DAVIS | ||||||||
Appendix 3Y - P LISBOA | ||||||||
Appendix 3Y - A LLOYD | ||||||||
Appendix 3Y - R PETERSON | ||||||||
Appendix 3Y - J PFEIFER | ||||||||
Appendix 3Y - R RODRIGUEZ | ||||||||
Appendix 3Y - S ROWLAND | ||||||||
Appendix 3Y - N STEIN | ||||||||
Appendix 3Y - H WIENS |
James Hardie Industries plc | ||||||||
Date: 20 December 2024 | By: /s/ Aoife Rockett |
|||||||
Aoife Rockett |
||||||||
Company Secretary |
Exhibit No. | Description | |||||||
Application for quotation of securities - JHX | ||||||||
Notification regarding unquoted securities - JHX | ||||||||
Application for quotation of securities - JHX | ||||||||
Appendix 3Y - PJ DAVIS | ||||||||
Appendix 3Y - P LISBOA | ||||||||
Appendix 3Y - A LLOYD | ||||||||
Appendix 3Y - R PETERSON | ||||||||
Appendix 3Y - J PFEIFER | ||||||||
Appendix 3Y - R RODRIGUEZ | ||||||||
Appendix 3Y - S ROWLAND | ||||||||
Appendix 3Y - N STEIN | ||||||||
Appendix 3Y - H WIENS |
Appendix 3Y
Change of Director’s Interest Notice
|
Name of entity |
James Hardie Industries plc |
||||
ARBN |
097 829 895 |
Name of Director | Peter John Charles Davis | ||||
Date of last notice | 18 September 2024 |
Direct or indirect interest | Direct |
||||
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Direct interest in ordinary shares/CUFS registered in the name of Peter John Charles Davis. |
||||
Date of change | 13 December 2024 |
||||
No. of securities held prior to change | 2,907 ordinary shares/CUFS registered in the name of Peter John Charles Davis |
||||
Class | Ordinary shares/CUFS |
||||
Number acquired | 396 ADRs, equivalent to a holding of 416 ordinary shares/CUFS. |
||||
Number disposed |
Nil |
||||
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
A$21,958.20 |
||||
No. of securities held after change |
Current relevant interest is:
•3,303 ordinary shares/CUFS registered in the name of Peter John Charles Davis
|
||||
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Issuance of CUFs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Detail of contract | Not applicable |
||||
Nature of interest | Not applicable | ||||
Name of registered holder
(if issued securities)
|
Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
||||
If so, was prior-written clearance provided to allow the trade to proceed during this period? | Not applicable |
||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Name of entity |
James Hardie Industries plc |
||||
ARBN |
097 829 895 |
Name of Director | Persio Lisboa | ||||
Date of last notice | 18 September 2024 |
Direct or indirect interest | Direct |
||||
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
||||
Date of change | 13 December 2024 |
||||
No. of securities held prior to change |
•Indirect interest in 12,174 ADRs, equivalent to a holding of 12,174 ordinary shares/CUFS. The registered holder is Merrill Lynch Pierce Fenner, & Smith and they are held on account for the beneficial owner, Persio Lisboa.
•Direct interest in 8,406 ADRs, equivalent to a holding of 8,406 ordinary shares/CUFS.
|
||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
||||
Number acquired | 515 ADRs, equivalent to a holding of 515 ordinary shares/CUFS. |
||||
Number disposed |
Nil |
||||
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
US$18,421.55 |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
No. of securities held after change |
Current relevant interest is:
•Indirect interest in 12,174 ADRs, equivalent to a holding of 12,174 ordinary shares/CUFS. The registered holder is Merrill Lynch Pierce Fenner, & Smith and they are held on account for the beneficial owner, Persio Lisboa.
•Direct interest in 8,921 ADRs, equivalent to a holding of 8,921 ordinary shares/CUFS.
|
||||
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Detail of contract | Not applicable |
||||
Nature of interest | Not applicable | ||||
Name of registered holder
(if issued securities)
|
Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
||||
If so, was prior-written clearance provided to allow the trade to proceed during this period? | Not applicable |
||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Name of entity |
James Hardie Industries plc |
||||
ARBN |
097 829 895 |
Name of Director | Anne Lloyd | ||||
Date of last notice | 18 September 2024 |
Direct or indirect interest | Direct |
|||||||
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
|||||||
Date of change | 13 December 2024 |
|||||||
No. of securities held prior to change |
•Indirect interest in 18,000 ADRs, equivalent to a holding of 18,000 ordinary shares/ CUFS. The ADRs are issued by Deutsche Bank Trust Company Americas. The registered holder is Pershing LLC and they are held on account for the beneficial owners, Anne Lloyd and Steven Lloyd.
•Direct interest in 3,671 ADRs, equivalent to a holding of 3,671 ordinary shares/CUFS.
|
|||||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
|||||||
Number acquired | 381 ADRs, equivalent to a holding of 381 ordinary shares/CUFS. |
|||||||
Number disposed
|
Nil |
|||||||
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
US$13,628.37 |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
No. of securities held after change |
Current relevant interest is:
•Indirect interest in 18,000 ADRs, equivalent to a holding of 18,000 ordinary shares/ CUFS. The ADRs are issued by Deutsche Bank Trust Company Americas. The registered holder is Pershing LLC and they are held on account for the beneficial owners, Anne Lloyd and Steven Lloyd.
•Direct interest in 4,052 ADRs, equivalent to a holding of 4,052 ordinary shares/CUFS.
|
|||||||
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Detail of contract | Not applicable |
||||
Nature of interest | Not applicable | ||||
Name of registered holder
(if issued securities)
|
Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
||||
If so, was prior-written clearance provided to allow the trade to proceed during this period? | Not applicable |
||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Name of entity |
James Hardie Industries plc |
||||
ARBN |
097 829 895 |
Name of Director | Renee Peterson | ||||
Date of last notice | 18 September 2024 |
Direct or indirect interest | Direct |
||||
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
||||
Date of change | 13 December 2024 |
||||
No. of securities held prior to change | Direct interest in 4,778 ADRs, equivalent to a holding of 4,778 ordinary shares/CUFS. |
||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
||||
Number acquired | 1,093 ADRs, equivalent to a holding of 1,093 ordinary shares/CUFS. |
||||
Number disposed | Nil |
||||
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
US$39,096.61 |
||||
No. of securities held after change |
Current relevant interest is:
•Direct interest in 5,871 ADRs, equivalent to a holding of 5,871 ordinary shares/CUFS.
|
||||
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back.
|
Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Detail of contract | Not applicable |
||||
Nature of interest | Not applicable | ||||
Name of registered holder
(if issued securities)
|
Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
||||
If so, was prior-written clearance provided to allow the trade to proceed during this period? | Not applicable |
||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Name of entity |
James Hardie Industries plc |
||||
ARBN |
097 829 895 |
Name of Director | John C Pfeifer | ||||
Date of last notice | 18 September 2024 |
Direct or indirect interest | Direct |
||||
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
||||
Date of change | 13 December 2024 |
||||
No. of securities held prior to change | Direct interest in 716 ADRs, equivalent to a holding of 716 ordinary shares/CUFS. |
||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
||||
Number acquired | 398 ADRs, equivalent to a holding of 398 ordinary shares/CUFS. |
||||
Number disposed |
Nil |
||||
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
US$14,236.46 |
||||
No. of securities held after change |
Current relevant interest is:
•Direct interest in 1,114 ADRs, equivalent to a holding of 1,114 ordinary shares/CUFS.
|
||||
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Detail of contract | Not applicable |
||||
Nature of interest | Not applicable | ||||
Name of registered holder
(if issued securities)
|
Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
||||
If so, was prior-written clearance provided to allow the trade to proceed during this period? | Not applicable |
||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Name of entity |
James Hardie Industries plc |
||||
ARBN |
097 829 895 |
Name of Director | Rada Rodriguez | ||||
Date of last notice | 18 September 2024 |
Direct or indirect interest | Direct |
||||
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
||||
Date of change | 13 December 2024 |
||||
No. of securities held prior to change | Direct interest in 5,219 ADR’s, equivalent to a holding of 5,219 ordinary shares/CUFS. |
||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
||||
Number acquired | 396 ADRs, equivalent to a holding of 396 ordinary shares/CUFS. |
||||
Number disposed |
Nil |
||||
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
US$14,164.92 |
||||
No. of securities held after change |
Current relevant interest is:
•Direct interest in 5,615 ADR’s, equivalent to a holding of 5,615 ordinary shares/CUFS.
|
||||
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Detail of contract | Not applicable |
||||
Nature of interest | Not applicable | ||||
Name of registered holder
(if issued securities)
|
Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
||||
If so, was prior-written clearance provided to allow the trade to proceed during this period? | Not applicable |
||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Name of entity |
James Hardie Industries plc |
||||
ARBN |
097 829 895 |
Name of Director | Suzanne Rowland | ||||
Date of last notice | 18 September 2024 |
Direct or indirect interest | Direct |
||||||||||
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
||||||||||
Date of change | 13 December 2024 |
||||||||||
No. of securities held prior to change |
•Indirect interest in 5,000 ADRs, equivalent to a holding of 5,000 ordinary shares/CUFS. The registered holder is Charles Schwab & Co. Inc. and they are held on account for the beneficial owner, Suzanne B. Rowland.
•Direct interest in 2,898 ADRs, equivalent to a holding of 2,898 ordinary shares/CUFS.
|
||||||||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
||||||||||
Number acquired | 398 ADRs, equivalent to a holding of 398 ordinary shares/CUFS. |
||||||||||
Number disposed |
Nil |
||||||||||
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
US$14,236.46 |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
No. of securities held after change |
Current relevant interest is:
•Indirect interest in 5,000 ADRs, equivalent to a holding of 5,000 ordinary shares/CUFS. The registered holder is Charles Schwab & Co. Inc. and they are held on account for the beneficial owner, Suzanne B. Rowland.
•Direct interest in 3,296 ADRs, equivalent to a holding of 3,296 ordinary shares/CUFS.
|
||||||||||
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Detail of contract | Not applicable |
||||
Nature of interest | Not applicable | ||||
Name of registered holder
(if issued securities)
|
Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
||||
If so, was prior-written clearance provided to allow the trade to proceed during this period? | Not applicable |
||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Name of entity |
James Hardie Industries plc |
||||
ARBN |
097 829 895 |
Name of Director | Nigel Stein | ||||
Date of last notice | 18 September 2024 |
Direct or indirect interest | Direct |
|||||||
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
|||||||
Date of change | 13 December 2024 |
|||||||
No. of securities held prior to change |
•Indirect interest in 3,400 ordinary shares/CUFS. The registered holder is Evelyn Partners Investment Services Limited (Formerly Pershing Securities Limited) and they are held on account for beneficial owner, Nigel Stein.
•Direct interest in 5,082 ADRs, equivalent to a holding of 5,082 ordinary shares/CUFS.
|
|||||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
|||||||
Number acquired | 397 ADRs, equivalent to a holding of 397 ordinary shares/CUFS. |
|||||||
Number disposed |
Nil |
|||||||
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
US$14,200.69 |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
No. of securities held after change |
Current relevant interest is:
•Indirect interest in 3,400 ordinary shares/CUFS. The registered holder is Evelyn Partners Investment Services Limited (Formerly Pershing Securities Limited) and they are held on account for beneficial owner, Nigel Stein.
•Direct interest in 5,479 ADRs, equivalent to a holding of 5,479 ordinary shares/CUFS.
|
|||||||
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Detail of contract | Not applicable |
||||
Nature of interest | Not applicable | ||||
Name of registered holder
(if issued securities)
|
Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
||||
If so, was prior-written clearance provided to allow the trade to proceed during this period? | Not applicable |
||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
Name of entity |
James Hardie Industries plc |
||||
ARBN |
097 829 895 |
Name of Director | Harold Wiens | ||||
Date of last notice | 18 September 2024 |
Direct or indirect interest | Direct |
||||||||||
Nature of indirect interest
(including registered holder)
Note: Provide details of the circumstances giving rise to the relevant interest.
|
Interest in ordinary shares/CUFS of James Hardie Industries plc held in the form of American Depository Receipts (ADRs). The ADRs are issued by Deutsche Bank Trust Company Americas. |
||||||||||
Date of change | 13 December 2024 |
||||||||||
No. of securities held prior to change |
•Indirect interest in 7,370 ADRs, equivalent to a holding of 7,370 ordinary shares/CUFS. The registered holder is UBS Financial Services Inc. and they are held on account for the joint beneficial owners, Harold and Claudia Wiens.
•Direct interest 8,067 ADRs, equivalent to a holding of 8,067 ordinary shares/CUFS.
|
||||||||||
Class | ADRs. ADRs trade on the NYSE in the United States and one ADR is equivalent to one ordinary share/CUFS. |
||||||||||
Number acquired | 977 ADRs, equivalent to a holding of 977 ordinary shares/CUFS. |
||||||||||
Number disposed |
Nil |
||||||||||
Value/Consideration
Note: If consideration is non-cash, provide details and estimated valuation
|
US$34,947.29 |
+ See chapter 19 for defined terms. |
Appendix 3Y
Change of Director’s Interest Notice
|
No. of securities held after change |
Current relevant interest is:
•Indirect interest in 7,370 ADRs, equivalent to a holding of 7,370 ordinary shares/CUFS. The registered holder is UBS Financial Services Inc. and they are held on account for the joint beneficial owners, Harold and Claudia Wiens.
•Direct interest in 9,044 ADRs, equivalent to a holding of 9,044 ordinary shares/CUFS.
|
||||||||||
Nature of change
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
|
Issuance of ADRs pursuant to the terms of the James Hardie 2020 Non-Executive Director Equity Plan. |
Detail of contract | Not applicable |
||||
Nature of interest | Not applicable | ||||
Name of registered holder
(if issued securities)
|
Not applicable | ||||
Date of change | Not applicable | ||||
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
|
Not applicable | ||||
Interest acquired | Not applicable | ||||
Interest disposed | Not applicable | ||||
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
|
Not applicable | ||||
Interest after change | Not applicable |
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? |
No |
||||
If so, was prior-written clearance provided to allow the trade to proceed during this period? | Not applicable |
||||
If prior written clearance was provided, on what date was this provided? | Not applicable |
+ See chapter 19 for defined terms. |