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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): June 25, 2024 (June 21, 2024)

Corebridge Financial, Inc.
(Exact name of Registrant as Specified in Its Charter)

 
Delaware
001-41504
95-4715639
(State or Other Jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)

2919 Allen Parkway, Woodson Tower,
   
Houston,Texas
 
77019
(Address of Principal Executive Offices)
 
(Zip Code)
Registrant’s Telephone Number, Including Area Code: 1-877-375-2422
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:
 
Title of each class
 
Trading
Symbol(s)
 
Name of each exchange on which registered
Common Stock   CRBG
  New York Stock Exchange
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
 
Emerging growth company ☐
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 


Item 5.07
Submission of Matters to a Vote of Security Holders.
 
The 2024 annual meeting of stockholders (“2024 Annual Meeting”) of Corebridge Financial, Inc. (the “Company”) was held on June 21, 2024, via live webcast, for the following purposes: (i) to elect directors to hold office until the Company’s 2025 annual meeting of stockholders and until their respective successors are duly elected and qualified; (ii) to hold a non-binding advisory vote on the 2023 compensation of the Company’s named executive officers; and (iii) to ratify the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as the Company’s auditor for the year ending December 31, 2024. For more information about the foregoing proposals, see the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission (“SEC”) on April 29, 2024, and the proxy supplement filed with the SEC on June 12, 2024 (collectively, the “Proxy Statement”).

At the close of business on April 23, 2024, the record date for the 2024 Annual Meeting, there were 612,215,008 shares of Company common stock issued, outstanding and entitled to vote at the 2024 Annual Meeting. Proxies for the 2024 Annual Meeting were solicited by the Company’s Board of Directors pursuant to Regulation 14A under the Securities Exchange Act of 1934 (as amended).

Vote Results – Election of Directors
Each of the 12 nominees for director was duly elected by Company stockholders, with votes as follows:

Nominee
Shares For
Shares Against
Shares Abstained
Broker Non-Votes
Chris Banthin
433,249,848
62,554,122
62,023,007
23,549,619
Adam Burk
433,325,792
62,477,158
62,024,027
23,549,619
Alan Colberg
469,862,377
25,971,161
61,993,439
23,549,619
Rose Marie Glazer
431,841,540
63,967,980
62,017,457
23,549,619
Jonathan Gray
423,567,464
72,266,481
61,993,032
23,549,619
Kevin Hogan
445,302,841
50,532,099
61,992,037
23,549,619
Deborah Leone
494,672,333
1,155,598
61,999,046
23,549,619
Christopher Lynch
482,027,210
13,806,651
61,993,116
23,549,619
Sabra Purtill
433,259,272
62,535,571
62,032,134
23,549,619
Amy Schioldager
482,023,545
13,810,469
61,992,963
23,549,619
Mia Tarpey
433,332,226
62,477,617
62,017,134
23,549,619
Peter Zaffino
423,290,212
72,455,681
62,081,084
23,549,619


Vote Results – “Say-on-Pay” Vote
With respect to the non-binding advisory vote on the 2023 compensation of the Company’s named executive officers, as disclosed in the Company’s Proxy Statement, the compensation of the Company’s named executive officers was approved by the Company’s stockholders by the following vote:

Shares For
Shares Against
Shares Abstained
Broker Non-Votes
491,375,519
  4,443,071
62,008,387
23,549,619

Vote Results - Ratification of Auditors
The appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as the Company’s auditor for the year ending December 31, 2024, was ratified by the Company’s stockholders, with votes as follows:

Shares For
Shares Against
Shares Abstained
Broker Non-Votes
519,086,602
281,415
62,008,579
0


SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
     
Corebridge Financial, Inc.
        
Date:
June 25, 2024
By:
/s/ Christine Nixon
     
Name:
Christine Nixon
     
Title:
Executive Vice President and General Counsel