Delaware
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001-40779
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85-4293042
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of Each Class
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Trading
Symbol(s)
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Name of Each Exchange
on Which Registered
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Common stock, par value $0.0001 per share
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DJT
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The Nasdaq Stock Market LLC
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Warrants, each whole warrant exercisable for one share common stock at an exercise price of $11.50
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DJTWW
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The Nasdaq Stock Market LLC
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Exhibit
No.
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Description of Exhibits
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Congressional Letter, dated April 23, 2024.
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document).
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Trump Media & Technology Group Corp.
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Dated: April 24, 2024
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By:
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/s/ Scott Glabe
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Name:
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Scott Glabe
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Title:
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General Counsel
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The Honorable Jim Jordan
Chairman
Committee on the Judiciary
U.S. House of Representatives
2138 Rayburn House Office Building
Washington, D.C. 20515
The Honorable Jason Smith
Chairman
Committee on Ways and Means
U.S. House of Representatives
1139 Longworth House Office Building
Washington, D.C. 20515
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The Honorable Patrick McHenry
Chairman
Committee on Financial Services
U.S. House of Representatives
2129 Rayburn House Office Building
Washington, D.C. 20515
The Honorable James Comer
Chairman
Committee on Oversight and Reform
U.S. House of Representatives
2157 Rayburn House Office Building
Washington, D.C. 20515
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•
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Consolidated Audit Trail (CAT) trading data including trading records, quotes, market maker records, and add/drop records, and CAT tables revealing masked fields such
as broker aliases;
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•
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Financial Industry Regulatory Authority (FINRA) data including brokers’ short interest data and Trade Reporting Facility (TRF) data with brokers’ market participant
identifiers (MPIDs);
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•
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Depository Trust and Clearing Corporation (DTCC) information including daily position reports, CNS accounting summaries, participant daily activity statements,
universal trade capture data, consolidated trade summaries (M209 records), and correspondent clearing records;
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•
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Reports from DTCC member firms reflecting total shares short since February 14, 2024 (including trading under the ticker ‘DWAC’ prior to March 26, 2024), CAT data for
loan/borrow reports, and daily locate and pre-borrow logs.
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Sincerely,
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Devin Nunes
CEO, Trump Media & Technology Group
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Cc:
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The Honorable Vern Buchanan
The Honorable Greg Steube
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The Honorable Gary Gensler
Chair
Committee on the Judiciary
U.S. Securities and Exchange Commission
100 F Street NE
Washington, D.C. 20549
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Mr. Robert W. Cook
President & Chief Executive Officer
Financial Industry Regulatory Authority
1735 K Street NW
Washington, D.C. 20006
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10.
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Have all MMTLP shareholders received their NBH shares?
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11.
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In your view, did MMTLP investors knowingly enter into a risk-taking transaction with full understanding of material information and without misleading guidance from social media or elsewhere? For example, the SEC has charged
social media influencers with manipulation schemes in the past.6
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12.
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In your view, are there better ways to provide transparency and clarity regarding risk disclosures that could enhance market integrity and reduce market disruptions? For example, retail investors and experts (e.g., OTC Markets
Group's vice president) were reportedly confused about MMTLP's final trading date.7 As such, investors may not have been able to optimize their investment decisions.
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13.
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Do you have evidence to suggest the existence of fraud and manipulation related to MMTLP transactions, such as illegal forms of naked shorts and counterfeit shares, that could distort the market?
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14.
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Have you seen any indications of insider trading and/or pump and dump related to MMTLP transactions?
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15.
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Are your organizations willing to work with NBH to determine a resolution for existing shareholders? For example, some investors have expressed concern that, even though their brokerage account statements include shares of NBH
in their account, these shares may not have actually been delivered to their broker-dealers.
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16.
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Identify any regulatory or legislative gaps that should be addressed to ensure the SEC, FINRA, and other regulated entities may better protect investors and strengthen market integrity.
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