Minnesota
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001-32936
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95-3409686
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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3505 West Sam Houston Parkway North
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Suite 400
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Houston, Texas
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77043
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(Address of principal executive offices)
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(Zip Code)
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a‑12 under the Exchange Act (17 CFR 240.14a‑12)
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☐ |
Pre-commencement communications pursuant to Rule 14d‑2(b) under the Exchange Act (17 CFR 240.14d‑2(b))
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☐ |
Pre-commencement communications pursuant to Rule 13e‑4(c) under the Exchange Act (17 CFR 240.13e‑4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, no par value
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HLX
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New York Stock Exchange
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Item 1.01. |
Entry into a Material Definitive Agreement.
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Item 7.01. |
Regulation FD Disclosure.
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Item 9.01. |
Financial Statements and Exhibits.
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(d) |
Exhibits.
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Exhibit
Number
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Description
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Amendment No. 3, dated as of November 15, 2023, to Loan, Security and Guaranty Agreement dated as of September 30, 2021, among Helix Energy Solutions Group, Inc., Helix Well Ops Inc., Helix Robotics Solutions,
Inc., Deepwater Abandonment Alternatives, Inc., Alliance Offshore, L.L.C., Triton Diving Services, LLC, Alliance Energy Services, LLC, Helix Well Ops (U.K.) Limited and Helix Robotics Solutions Limited as borrowers, the guarantors party
thereto, the lenders party thereto, and Bank of America, N.A., as agent and security trustee for the lenders, as previously amended.
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Press release dated November 15, 2023.
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document).
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Date: November 15, 2023
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HELIX ENERGY SOLUTIONS GROUP, INC.
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By:
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/s/ Erik Staffeldt
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Erik Staffeldt
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Executive Vice President and Chief Financial Officer
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BORROWERS:
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HELIX ENERGY SOLUTIONS GROUP, INC.
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By:
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/s/ Erik Staffeldt
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Name:
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Erik Staffeldt
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Title:
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Executive Vice President and Chief Financial Officer
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HELIX WELL OPS INC.
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By:
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/s/ Erik Staffeldt
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Name:
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Erik Staffeldt
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Title:
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Vice President and Treasurer
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HELIX ROBOTICS SOLUTIONS, INC.
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By:
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/s/ Erik Staffeldt
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Name:
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Erik Staffeldt
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Title:
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Vice President and Treasurer
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DEEPWATER ABANDONMENT ALTERNATIVES, INC.
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By:
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/s/ Erik Staffeldt
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Name:
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Erik Staffeldt
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Title:
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Vice President and Treasurer
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ALLIANCE OFFSHORE, L.L.C.
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By: |
Alliance Maritime Holdings, LLC, its sole member
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By: |
Alliance-Triton GOM Holdings LLC, its sole member
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By: |
Helix Alliance Decom, LLC, its sole member
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By: |
/s/ Erik Staffeldt |
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Name: Erik Staffeldt |
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Title: Vice President and Treasurer |
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TRITON DIVING SERVICES, LLC
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By: |
Whitney Clare Holdings, LLC, its sole member
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By: | Alliance Special Ventures Holdings, LLC, its sole member |
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By: |
Alliance-Triton GOM Holdings LLC, its sole member
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By: |
Helix Alliance Decom, LLC, its sole member
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By: |
/s/ Erik Staffeldt |
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Name: Erik Staffeldt |
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Title: Vice President and Treasurer |
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ALLIANCE ENERGY SERVICES, LLC
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By: |
Alliance Industry Holdings, LLC, its sole member
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By: |
Alliance-Triton GOM Holdings LLC, its sole member
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By: |
Helix Alliance Decom, LLC, its sole member
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By: |
/s/ Erik Staffeldt |
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Name: Erik Staffeldt |
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Title: Vice President and Treasurer |
HELIX WELL OPS (U.K.) LIMITED
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By:
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/s/ Kenneth Neikirk
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Name:
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Kenneth Neikirk
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Title:
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Director
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HELIX ROBOTICS SOLUTIONS LIMITED
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By:
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/s/ Kenneth Neikirk
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Name:
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Kenneth Neikirk
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Title:
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Director
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HELIX ROBOTICS SOLUTIONS INTERNATIONAL CORP.
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By:
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/s/ Erik Staffeldt
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Name:
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Erik Staffeldt
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Title:
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Vice President and Treasurer
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HELIX ENERGY SOLUTIONS (U.K.) LIMITED
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By:
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/s/ Kenneth Neikirk
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Name:
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Kenneth Neikirk
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Title:
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Director
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KOMMANDOR LLC
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By:
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/s/ Erik Staffeldt
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Name:
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Erik Staffeldt
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Title:
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Vice President and Treasurer
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HELIX SUBSEA CONSTRUCTION, INC.
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By:
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/s/ Erik Staffeldt
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Name:
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Erik Staffeldt
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Title:
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Vice President and Treasurer
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HELIX ALLIANCE DECOM, LLC
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By: |
/s/ Erik Staffeldt |
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Name: Erik Staffeldt |
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Title: Vice President and Treasurer |
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ALLIANCE-TRITON GOM HOLDINGS, LLC
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By: |
Helix Alliance Decom, LLC, its sole member
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By: |
/s/ Erik Staffeldt |
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Name: Erik Staffeldt |
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Title: Vice President and Treasurer |
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ALLIANCE MARITIME HOLDINGS, LLC
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WHITNEY CLARE HOLDINGS, LLC
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ALLIANCE INDUSTRY HOLDINGS, LLC
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By: |
Alliance-Triton GOM Holdings LLC, its sole member
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By: |
Helix Alliance Decom, LLC, its sole member
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By: |
/s/ Erik Staffeldt |
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Name: Erik Staffeldt |
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Title: Vice President and Treasurer |
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ALLIANCE SPECIAL VENTURES HOLDINGS, LLC
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By: |
Whitney Clare Holdings, LLC, its sole member
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By: |
Alliance-Triton GOM Holdings LLC, its sole member
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By: |
Helix Alliance Decom, LLC, its sole member
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By: |
/s/ Erik Staffeldt |
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Name: Erik Staffeldt |
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Title: Vice President and Treasurer |
HELIX Q5000 HOLDINGS LLC
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By:
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/s/ Erik Staffeldt
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Name:
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Erik Staffeldt
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Title:
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President and Treasurer
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HELIX OFFSHORE LTD.
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By:
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/s/ Erik Staffeldt
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Name:
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Erik Staffeldt
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Title:
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Director
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AGENT AND LENDERS:
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BANK OF AMERICA, N.A., as Agent and U.S.
Lender
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By:
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/s/ Jason Stowe
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Name:
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Jason Stowe
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Title:
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Vice President
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BANK OF AMERICA, N.A. (acting through its
London Branch), as a U.K. Lender
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By:
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/s/ Jason Stowe
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Name:
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Jason Stowe
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Title:
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Vice President
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WELLS FARGO BANK, NATIONAL ASSOCIATION, as
a U.S. Lender
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By:
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/s/ Kathryn Williams
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Name:
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Kathryn Williams
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Title:
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Director
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WELLS FARGO BANK, NATIONAL ASSOCIATION
(London Branch), as a U.K. Lender
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By:
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/s/ Patricia Del Busto
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Name:
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Patricia Del Busto
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Title:
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Authorized Signatory
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ZIONS BANCORPORATION, N.A. dba Amegy Bank,
as a U.S. Lender
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By:
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/s/ G. Scott Collins
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Name:
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G. Scott Collins
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Title:
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Executive Vice President
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