UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 3, 2026

 

PennyMac Financial Services, Inc.

(formerly known as New PennyMac Financial Services, Inc.)

(Exact name of registrant as specified in its charter)

 

Delaware	001-38727	83-1098934
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

 

3043 Townsgate Road, Westlake Village, California		91361
(Address of principal executive offices)		(Zip Code)

 

(818) 224-7442

(Registrant’s telephone number, including area code)

 

Former name or former address, if changed since last report: N/A

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class		Trading Symbol(s)		Name of exchange on which registered
Common Stock, $0.0001 par value		PFSI		New York Stock Exchange

  

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

Item 5.07    Submission of Matters to a Vote of Security Holders.

 

On June 3, 2026, PennyMac Financial Services, Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”) for the purpose of: (i) electing ten (10) director nominees to serve on the Board of Directors (the “Board”), each for a one-year term expiring at the 2027 Annual Meeting of Stockholders; (ii) ratifying the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026; and (iii) approving, by non-binding vote, the Company’s executive compensation.  The total number of shares of common stock entitled to vote as of the record date was 51,923,059, of which 47,547,797 shares, or 91.6%, were present in person or by proxy.

 

Proposal 1: The election of ten (10) director nominees to serve on the Board, each for a one-year term expiring at the 2027 Annual Meeting of Stockholders.

 

Director		Votes For				Votes Against				Abstentions				Broker Non-Votes
David A. Spector			42,462,444				206,197				79,384				4,799,772
Doug Jones			42,438,823				230,534				78,668				4,799,772
Sunil Chandra			42,549,151				117,584				81,290				4,799,772
Jonathon S. Jacobson			41,821,686				847,759				78,580				4,799,772
Patrick Kinsella			42,521,407				147,577				79,041				4,799,772
Anne D. McCallion			42,579,466				84,803				83,756				4,799,772
Farhad Nanji			42,403,072				227,802				117,151				4,799,772
Jeffrey A. Perlowitz			42,602,569				66,388				79,068				4,799,772
Lisa M. Shalett			41,744,791				641,606				361,628				4,799,772
Theodore W. Tozer			42,602,365				66,791				78,869				4,799,772

 

Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the fiscal year ending December 31, 2026.

 

Votes For				Votes Against				Abstentions				Broker Non-Votes
	47,183,413				284,212				80,172				0

 

Proposal 3: Approval, by non-binding vote, of the Company’s executive compensation.

 

Votes For				Votes Against				Abstentions				Broker Non-Votes
	41,064,673				1,453,740				229,612				4,799,772

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

	PENNYMAC FINANCIAL SERVICES, INC.
Date: June 4, 2026	/s/ Daniel S. Perotti
	Daniel S. Perotti
	Senior Managing Director and Chief Financial Officer