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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported) July 29, 2025

 

AmeriServ Financial, Inc.

(exact name of registrant as specified in its charter)

 

Pennsylvania   0-11204   25-1424278
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)

 

Main and Franklin Streets, Johnstown, PA 15901
(address of principal executive offices) (Zip Code)

 

Registrant's telephone number, including area code: 814-533-5300

 

N/A

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title Of Each Class   Trading Symbol   Name of Each Exchange On Which Registered
Common Stock   ASRV   The NASDAQ Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 


 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

(a) and (b)

 

At the 2025 annual meeting of shareholders (the “Annual Meeting”) of AmeriServ Financial, Inc. (the “Company”) held on July 29, 2025, the shareholders voted on the four proposals set forth below and as further described in the Company’s definitive proxy statement dated June 16, 2025. These proposals were submitted to a vote through the solicitation of proxies. The results of the votes are set forth below.

 

Proposal 1 – Election of three Class III director nominees of the Company’s board of directors, each to serve until the 2028 annual meeting of shareholders, or until the earlier of their resignation or their respective successors shall have been duly elected and qualified:

 

    For     Against     Abstain     Broker Non-Votes  
Amy Bradley     8,642,087       2,381,228       37,314       2,605,968  
Kim W. Kunkle     6,568,982       4,350,065       141,582       2,605,968  
Jeffrey A. Stopko     8,657,767       2,363,837       39,025       2,605,968  

 

Proposal 2 – An advisory vote to approve the compensation of the named executive officers of the Company:

 

For     Against     Abstain     Broker Non-Votes  
  6,194,419       4,641,996       224,214       2,605,968  

 

Proposal 3 – An advisory vote on the frequency of future advisory votes on the compensation of the named executive officers of the Company:

 

1 Year     2 Years     3 Years     Abstain     Broker Non-Votes  
  9,143,244       36,087       1,794,074       87,224       2,605,968  

 

Proposal 4 – Ratification of the appointment of S.R. Snodgrass P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2025:

 

For     Against     Abtain     Broker Non-Votes  
  13,414,910       158,340       93,347       -  

 

(d)

 

The Board of Directors has determined that an advisory vote on executive compensation will be presented for a vote by shareholders of the Company at each annual shareholder meeting.

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AMERISERV FINANCIAL, Inc.
     
Date: July 30, 2025 By /s/ Jeffrey A. Stopko
    Jeffrey A. Stopko
    President & Chief Executive Officer