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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
  Date of Report (Date of earliest event reported): November 30, 2023
LivePerson, Inc.
(Exact Name of Registrant as Specified in its Charter)
Delaware 0-30141 13-3861628
(State or other jurisdiction
of incorporation)
(Commission File Number) (I.R.S. Employer
Identification No.)

530 7th Ave, Floor M1
New York, New York 10018
(Address of principal executive offices, with zip code)

(212) 609-4200
Registrant's telephone number, including area code

N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.001 per share LPSN The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐






Item 3.02.    Unregistered Sales of Equity Securities.

As previously disclosed, LivePerson, Inc. (“LivePerson” or the “Company”) agreed, in the third quarter of 2023, to satisfy the earn-out payable in connection with its acquisition of Callinize, Inc. (dba Tenfold) for approximately $13.0 million, to be paid during the fourth quarter of 2023 in cash or shares of the Company’s common stock at the Company’s election. On November 30, 2023, the Company elected to issue 2,153,144 shares of its common stock in satisfaction of the final portion of the earn-out, supplementing 512,731 earn-out shares previously issued and reflected in the number of shares outstanding as of November 3, 2023 on the cover of the Company’s Form 10-Q for the quarterly period ended September 30, 2023. The issuance of these earn-out shares did not involve a public offering and was exempt from registration under the Securities Act of 1933, as amended, pursuant to Section 4(a)(2) thereof.

 









































SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
LIVEPERSON, INC.
(Registrant)
Date: December 6, 2023 By: /s/ Monica L. Greenberg
    Monica L. Greenberg
    Executive Vice President, Policy and General Counsel