0000948708FALSE00009487082024-06-182024-06-18

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Securities registered pursuant to Section 12(b) of the Act:

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Item 5.07Submission of Matters to a Vote of Security Holders.

(a) On June 18, 2024, Smith Micro Software, Inc. (the “Company”) held its 2024 Annual Meeting of Stockholders (the "2024 Annual Meeting").

(b) Four proposals were submitted by the Board to stockholders at the 2024 Annual Meeting. The proposals are described in detail in the Company’s proxy statement for the 2024 Annual Meeting filed with the Securities and Exchange Commission on May 9, 2024 (the “Proxy Statement”). The Company’s outstanding common stock, par value $0.001 per share, was the only class of securities entitled to vote on the proposals submitted at the 2024 Annual Meeting. There were 5,817,539 shares of common stock present or represented by proxy at the meeting, which represented 60.59% of the shares of common stock entitled to vote and constituted a quorum for the transaction of business at the 2024 Annual Meeting.

The final results of the voting on each proposal are set forth below.

1. Stockholders elected three directors to the Company’s Board of Directors to hold office until the Company’s 2027 annual meeting of stockholders or until their successors are duly elected and qualified. The votes on this proposal were as follows:

2. Stockholders approved, on a non-binding advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. The votes on this proposal were as follows:

3. Stockholders ratified the appointment of SingerLewak LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024. The votes on this proposal were as follows:

4. Stockholders approved the Smith Micro Software, Inc. Amended and Restated Omnibus Equity Incentive Plan. The votes on this proposal were as follows:

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.