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0000879407FALSE00008794072026-01-062026-01-06

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
March 19, 2026
Date of Report
(Date of earliest event reported)
Arrowhead Pharmaceuticals, Inc.
(Exact name of registrant as specified in its charter)
Delaware 001-38042 46-0408024
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
177 E. Colorado Blvd, Suite 700, Pasadena, CA 91105
(Address of principal executive offices, including Zip Code)
(626) 304-3400
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $0.001 per share   ARWR   The Nasdaq Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




Item 5.07 Submission of Matters to a Vote of Security Holders

The following proposals were submitted to the stockholders of Arrowhead Pharmaceuticals, Inc. (the “Company”) at the 2026 Annual Meeting of Stockholders held on March 19, 2026:

◦To elect seven directors to serve as members of the Company’s Board of Directors until the next Annual Meeting or until their successors are elected;
◦To approve, on an advisory (non-binding) basis, of the compensation of the Company’s named executive officers (the “Say-on-Pay Proposal”);
◦To approve the Arrowhead Pharmaceuticals, Inc. Amended and Restated 2021 Incentive Plan; and
◦To ratify the appointment of KPMG LLP as independent auditors of the Company for the fiscal year ending September 30, 2026.

As of January 22, 2026, the record date for the Annual Meeting, the Company had 140,010,690 shares of its common stock outstanding and entitled to vote. At the Annual Meeting 119,801,542 shares were present in person or represented by proxy and entitled to vote. Based on the votes cast in person and by proxy, each proposal passed, including the election of each director, other than the Say-on-Pay Proposal. The number of votes cast for and against and the number of abstentions and broker non-votes with respect to each matter voted upon are set forth below:

Election of Directors

NAME FOR AGAINST ABSTAIN NON-VOTES
Christopher Anzalon 100,146,366 1,622,011 77,607 17,955,558
Mauro Ferrar 99,784,848 1,986,678 74,458 17,955,558
Hongbo L 92,692,428 8,971,012 182,544 17,955,558
Adeoye Olukoto 100,808,855 852,631 184,498 17,955,558
Michael Perr 70,427,879 31,342,814 75,291 17,955,558
Victoria Vakiene 99,264,191 2,506,051 75,742 17,955,558
William Waddill 91,907,466 9,861,644 256,341 17,955,558


Advisory Vote to Approve Executive Compensation

41,625,740 FOR; 59,963,903 AGAINST; 256,341 ABSTAIN; 17,955,558 NON-VOTES

Vote to Approve the Arrowhead Pharmaceuticals, Inc. Amended and Restated 2021 Incentive Plan

99,158,276 FOR; 2,401,793 AGAINST; 285,915 ABSTAIN; 17,955,558 NON-VOTES

Ratification of the appointment of KPMG LLP as independent auditors of the Company

119,053,168 FOR; 371,668 AGAINST; 376,706 ABSTAIN; 0 NON-VOTES

Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. Description
104 Cover Page Interactive Data File (embedded within the Inline XBRL document).



SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: March 20, 2026
ARROWHEAD PHARMACEUTICALS, INC.
   
By: /s/ Daniel Apel
  Daniel Apel
  Chief Financial Officer